0001104659-21-133181.txt : 20211102
0001104659-21-133181.hdr.sgml : 20211102
20211102172210
ACCESSION NUMBER: 0001104659-21-133181
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211031
FILED AS OF DATE: 20211102
DATE AS OF CHANGE: 20211102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jones David S.
CENTRAL INDEX KEY: 0001543080
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22345
FILM NUMBER: 211372586
MAIL ADDRESS:
STREET 1: 791 SONNE DRIVE
CITY: ANNAPOLIS
STATE: MD
ZIP: 21401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SHORE BANCSHARES INC
CENTRAL INDEX KEY: 0001035092
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 521974638
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 18 EAST DOVER STREET
CITY: EASTON
STATE: MD
ZIP: 21601-3013
BUSINESS PHONE: 4108221400
MAIL ADDRESS:
STREET 1: 18 EAST DOVER STREET
CITY: EASTON
STATE: MD
ZIP: 21601-3013
4
1
tm2131572-11_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-10-31
0
0001035092
SHORE BANCSHARES INC
SHBI
0001543080
Jones David S.
218 EAST DOVER STREET
EASTON
MD
027601
1
0
0
0
Common Stock
2021-10-31
4
A
0
4406
A
4406
D
Common Stock
2021-10-31
4
A
0
10730
A
10730
I
As Custodian for Children
Common Stock
2021-10-31
4
A
0
17192
A
17192
I
By Company
Common Stock
2021-10-31
4
A
0
2538
A
2538
I
By Trust
Common Stock
2021-10-31
4
A
0
10315
A
10315
I
By LLC
Received in exchange for 7,100 shares of Severn Bancorp, Inc.("SVBI") common stock in connection with the merger of SVBI into the Issuer (the "Merger"). On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share.
Received in exchange for 17,287 shares of SVBI common stock in connection with the Merger. On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share.
Received in exchange for 27,699 shares of SVBI common stock in connection with the Merger. On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share.
Shares owned by Southern Drywell, Inc., of which Mr. Jones has a 50% interest as a co-owner.
Received in exchange for 4,089 shares of SVBI common stock in connection with the Merger. On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share.
Received in exchange for 16,619 shares of SVBI common stock in connection with the Merger. On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share.
Shares owned by Sonne Capital LLC, of which Mr. Jones is a 20% owner of with his sons and brother.
/s/ Edward C. Allen/POA
2021-11-02