0001104659-21-133181.txt : 20211102 0001104659-21-133181.hdr.sgml : 20211102 20211102172210 ACCESSION NUMBER: 0001104659-21-133181 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211031 FILED AS OF DATE: 20211102 DATE AS OF CHANGE: 20211102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones David S. CENTRAL INDEX KEY: 0001543080 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22345 FILM NUMBER: 211372586 MAIL ADDRESS: STREET 1: 791 SONNE DRIVE CITY: ANNAPOLIS STATE: MD ZIP: 21401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SHORE BANCSHARES INC CENTRAL INDEX KEY: 0001035092 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 521974638 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18 EAST DOVER STREET CITY: EASTON STATE: MD ZIP: 21601-3013 BUSINESS PHONE: 4108221400 MAIL ADDRESS: STREET 1: 18 EAST DOVER STREET CITY: EASTON STATE: MD ZIP: 21601-3013 4 1 tm2131572-11_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-10-31 0 0001035092 SHORE BANCSHARES INC SHBI 0001543080 Jones David S. 218 EAST DOVER STREET EASTON MD 027601 1 0 0 0 Common Stock 2021-10-31 4 A 0 4406 A 4406 D Common Stock 2021-10-31 4 A 0 10730 A 10730 I As Custodian for Children Common Stock 2021-10-31 4 A 0 17192 A 17192 I By Company Common Stock 2021-10-31 4 A 0 2538 A 2538 I By Trust Common Stock 2021-10-31 4 A 0 10315 A 10315 I By LLC Received in exchange for 7,100 shares of Severn Bancorp, Inc.("SVBI") common stock in connection with the merger of SVBI into the Issuer (the "Merger"). On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share. Received in exchange for 17,287 shares of SVBI common stock in connection with the Merger. On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share. Received in exchange for 27,699 shares of SVBI common stock in connection with the Merger. On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share. Shares owned by Southern Drywell, Inc., of which Mr. Jones has a 50% interest as a co-owner. Received in exchange for 4,089 shares of SVBI common stock in connection with the Merger. On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share. Received in exchange for 16,619 shares of SVBI common stock in connection with the Merger. On the effective date of the Merger, the closing price of SVBI's common stock was $13.63 per share, and the closing price of the Issuer's common stock was $18.48 per share. Shares owned by Sonne Capital LLC, of which Mr. Jones is a 20% owner of with his sons and brother. /s/ Edward C. Allen/POA 2021-11-02