-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nv2ewVbOzgtP08DDtcwQurFDGbmFnR20fHX+fX8lKO7nSNK/q33BNgfy4Lu3UCYi 9eWaB4pxCjYQZi9P9yxsVQ== 0001014100-06-000130.txt : 20060801 0001014100-06-000130.hdr.sgml : 20060801 20060801105349 ACCESSION NUMBER: 0001014100-06-000130 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060731 FILED AS OF DATE: 20060801 DATE AS OF CHANGE: 20060801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SHORE BANCSHARES INC CENTRAL INDEX KEY: 0001035092 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 521974638 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18 EAST DOVER STREET CITY: EASTON STATE: MD ZIP: 21601-3013 BUSINESS PHONE: 4108221400 MAIL ADDRESS: STREET 1: 18 EAST DOVER STREET CITY: EASTON STATE: MD ZIP: 21601-3013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWNAWELL CAROL I CENTRAL INDEX KEY: 0001036859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22345 FILM NUMBER: 06993070 BUSINESS ADDRESS: BUSINESS PHONE: 4107581600 MAIL ADDRESS: STREET 1: C/O SHORE BANCSHARES INC STREET 2: P O BOX 400 CITY: CENTREVILLE STATE: MD ZIP: 21617-0400 FORMER NAME: FORMER CONFORMED NAME: BROWNWAWELL CAROL I DATE OF NAME CHANGE: 19970331 4 1 bro143.xml X0202 4 2006-07-31 0 0001035092 SHORE BANCSHARES INC SHBI 0001036859 BROWNAWELL CAROL I 18 E. DOVER STREET EASTON MD 21601 0 1 0 0 Secretary Common Stock 2006-07-31 4 M 0 100 18.47 A 1727.00 D Common Stock 2006-07-31 4 M 0 38 13.17 A 1765.00 D Employee Stock Purchase Plan Option 18.47 2006-07-31 4 M 0 100 0 D 2006-01-31 2008-04-30 Common Stock 100.00 42.00 D Stock Option 13.17 2006-07-31 4 M 0 38 0 D 2003-05-09 2012-05-09 Common Stock 38.00 1145.00 D This amount has been adjusted to reflect the 3-for-2 stock split in the form of a stock dividend that is payable on June 5, 2006 to holders of record on May 22, 2006. This option was previously reported as covering 95 shares at an exercise price of $27.70 per share, but was adjusted to cover 142 shares at an exercise price of $18.47 per share effective May 22, 2006 pursuant to the anti-dilution provisions of the underlying employee stock purchase plan to reflect the 3-for-2 stock split in the form of a stock dividend that was payable to holders of record as of May 22, 2006. This option was previously reported as covering 789 shares at an exercise price of $19.75 per share, but was adjusted to cover 1,183 shares at an exercise price of $13.17 per share effective May 22, 2006 pursuant to the anti-dilution provisions of the underlying stock option plan to reflect the 3-for-2 stock split in the form of a stock dividend that was payable to holders of record as of May 22, 2006. 20% vest each May 9, beginning May 9, 2003 By: /s/ Carol I. Brownawell 2006-07-31 -----END PRIVACY-ENHANCED MESSAGE-----