-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AsxxFO4Iw61+foisApHMK+exGuvPVR0TCHYmsTZ+53SxtGFjGYmChOAVuQZUFonz Jtbiy7vuc8K8hzyUgVfQlg== 0001108890-04-000683.txt : 20041117 0001108890-04-000683.hdr.sgml : 20041117 20041117133010 ACCESSION NUMBER: 0001108890-04-000683 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041105 FILED AS OF DATE: 20041117 DATE AS OF CHANGE: 20041117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMONE THOMAS CENTRAL INDEX KEY: 0001130149 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22231 FILM NUMBER: 041151623 BUSINESS ADDRESS: BUSINESS PHONE: 7075379872 MAIL ADDRESS: STREET 1: C/O SPECTRUM ORGANIC PRODUCTS INC STREET 2: 133 COPELAND ST. CITY: PETALUMA STATE: CA ZIP: 04952 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM ORGANIC PRODUCTS INC CENTRAL INDEX KEY: 0001034992 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FRUITS, VEG & PRESERVES, JAMS & JELLIES [2033] IRS NUMBER: 943076294 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5341OLD REDWOOD HIGHWAY STREET 2: 4TH FLOOR CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: 7077788900 MAIL ADDRESS: STREET 1: 5341 OLD REDWOOD HIGHWAY STREET 2: 4TH FLOOR CITY: PETALUMA STATE: CA ZIP: 94954 FORMER COMPANY: FORMER CONFORMED NAME: ORGANIC FOOD PRODUCTS INC DATE OF NAME CHANGE: 19970304 4 1 form4simone110504_ex.xml X0202 4 2004-11-05 0 0001034992 SPECTRUM ORGANIC PRODUCTS INC SPOP 0001130149 SIMONE THOMAS 811 WILD OAK DRIVE SANTA ROSA CA 95409 1 0 0 0 No par value common stock 160000 D Common Stock Purchase Warrants (right to buy) 0.3125 2001-02-15 4 A 0 160000 0.3125 A 2001-02-15 2006-02-15 Common Stock 160000 160000 D Non-Qualified Stock Options (right to buy) 0.25 2001-05-02 4 A 0 100000 0.25 A 2003-05-02 2011-05-02 Common Stock 100000 100000 D Non-Qualified Stock Options (right to buy) 0.25 2002-02-28 4 A 0 100000 0.25 A 2004-02-28 2012-02-28 Common Stock 100000 100000 D Non-Qualified Stock Options (right to buy) 0.305 2003-02-26 4 A 0 40000 0.305 A 2005-02-26 2013-02-26 Common Stock 40000 40000 D Non-Qualified Stock Options (right to buy) 0.50 2003-07-29 4 A 0 2500 0.50 A 2005-07-29 2013-07-29 Common Stock 2500 2500 D Non-Qualified Stock Options (right to buy) 0.85 2004-03-24 4 A 0 67500 0.85 A 2006-03-24 2014-03-24 Common Stock 67500 67500 D Non-Qualified Stock Options (right to buy) 0.61 2004-11-05 4 A 0 3750 0.61 A 2006-11-05 2014-11-05 Common Stock 3750 3750 D These common stock purchase warrants were granted in connection with the purchase of 160,000 shares of restricted common stock at the closing market price for unrestricted common stock on that date. One-third vested immediately with ratable annual vesting of balance over two years, subject to certain accelerations as defined in the Plan. Thomas B. Simone 2004-11-15 -----END PRIVACY-ENHANCED MESSAGE-----