-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KKe0fjtjtf8AthQbdYC+7YIuzRY5rjaVasnWwu1O4M127owo52XgSKc8U1v/z3sD CDUnc2ForNdortKZTcnfxA== 0001108890-04-000374.txt : 20040623 0001108890-04-000374.hdr.sgml : 20040623 20040623140738 ACCESSION NUMBER: 0001108890-04-000374 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040623 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM ORGANIC PRODUCTS INC CENTRAL INDEX KEY: 0001034992 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FRUITS, VEG & PRESERVES, JAMS & JELLIES [2033] IRS NUMBER: 943076294 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-53417 FILM NUMBER: 04876902 BUSINESS ADDRESS: STREET 1: 5341OLD REDWOOD HIGHWAY STREET 2: 4TH FLOOR CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: 7077788900 MAIL ADDRESS: STREET 1: 5341 OLD REDWOOD HIGHWAY STREET 2: 4TH FLOOR CITY: PETALUMA STATE: CA ZIP: 94954 FORMER COMPANY: FORMER CONFORMED NAME: ORGANIC FOOD PRODUCTS INC DATE OF NAME CHANGE: 19970304 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PHILLIPS JETHREN CENTRAL INDEX KEY: 0001097468 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: SPECTRUM ORGANIC PRODUCTS INC STREET 2: 5341 OLD REDWOOD HIGHWAY, 4TH FLOOR CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: 7077788900 MAIL ADDRESS: STREET 1: SPECTRUM ORGANIC PRODUCTS INC STREET 2: 5341 OLD REDWOOD HIGHWAY, 4TH FLOOR CITY: PETALUMA STATE: CA ZIP: 94954 SC 13D/A 1 sc13daphillips-061704.txt DATED 06-22-04 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 Amendment No. 3 SPECTRUM ORGANIC PRODUCTS, INC. -------------- (Name of Issuer) No Par Value Common Stock ---------------------------- (Title of Class of Securities) 685928103 ------------ (CUSIP Number) Jethren Phillips c/o Spectrum Organic Products, Inc. 5341 Old Redwood Highway, Suite 400 Petaluma, CA 94954 (707) 778-8900 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) 6/17/04 ----------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box |_|. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss. 240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1. - ------------------------- -------------------------- CUSIP No. 685928103 Page 2 of 4 Pages - ------------------------- -------------------------- - ------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Jethren Phillips I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ------------------------------------------------------------------------- 7 SOLE VOTING POWER 28,643,827 NUMBER OF ------------------------------------------------- SHARES 8 SHARED VOTING POWER 0 BENEFICIALLY OWNED BY EACH ------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER 28,643,827 PERSON WITH ------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 28,643,827 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 61.7% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------- - ------------------------- -------------------------- CUSIP No. 685928103 Page 3 of 4 Pages - ------------------------- -------------------------- Item 1. Security and Issuer No par value common stock of Spectrum Organic Products, Inc., with its principal executive offices at 5341 Old Redwood Highway, Suite 400, Petaluma, California 94954. Item 2. Identity and Background (a) Jethren Phillips (b) c/o Spectrum Organic Products, Inc. 5341 Old Redwood Highway, Suite 400 Petaluma, CA 94954 (c) Mr. Phillips is Chairman of the Board of Spectrum Organic Products, Inc., with its principal business offices located at 5341 Old Redwood Highway, Suite 400, Petaluma, CA 94954. (d) None (e) None (f) U.S.A. Item 3. Source and Amount of Funds or Other Consideration Not applicable. Item 4. Purpose of Transaction Not applicable. Item 5. Interest in Securities of the Issuer (a) The aggregate amount of securities beneficially owned by Mr. Phillips as of the date of this filing is 28,643,827 shares, which represents 61.7% of the total class. In addition, Mr. Phillips holds incentive stock options representing the right to buy 75,000 shares, none of which were exercisable at the date of this filing. (b) Sole voting power - 28,643,827 Shared voting power - 0 Sole disposal power - 28,643,827 Shared disposal power - 0 (c) Since Amendment No. 2 filed on Schedule 13D/A with the Securities & Exchange Commission on April 1, 2004 by Mr. Phillips, the following disposition of securities has been effected by Mr. Phillips: - ------------------------- -------------------------- CUSIP No. 685928103 Page 4 of 4 Pages - ------------------------- -------------------------- ------------------- ---------------- --------------- --------------------- Date of Transaction Shares Disposed Price per Share Nature of Transaction ------------------- ---------------- --------------- --------------------- June 17, 2004 250,000 $0.00 Gift ------------------- ---------------- --------------- --------------------- (d) Not applicable (e) Not applicable Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. None Item 7. Material to Be Filed as Exhibits None SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. June 22, 2004 /s/ Jethren Phillips ----------------------------------- Jethren Phillips -----END PRIVACY-ENHANCED MESSAGE-----