-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MPob29hrQHPKT8kvp0y6bszq/LqkaMQJaLI2a1z6sctK+G/KgrPsZOn3Mw2g1MgI tv66f4D1+/hMDlp2xO/ruA== 0001050502-05-000666.txt : 20051220 0001050502-05-000666.hdr.sgml : 20051220 20051220124958 ACCESSION NUMBER: 0001050502-05-000666 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051216 FILED AS OF DATE: 20051220 DATE AS OF CHANGE: 20051220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM ORGANIC PRODUCTS INC CENTRAL INDEX KEY: 0001034992 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FRUITS, VEG & PRESERVES, JAMS & JELLIES [2033] IRS NUMBER: 943076294 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5341OLD REDWOOD HIGHWAY STREET 2: 4TH FLOOR CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: 7077788900 MAIL ADDRESS: STREET 1: 5341 OLD REDWOOD HIGHWAY STREET 2: 4TH FLOOR CITY: PETALUMA STATE: CA ZIP: 94954 FORMER COMPANY: FORMER CONFORMED NAME: ORGANIC FOOD PRODUCTS INC DATE OF NAME CHANGE: 19970304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LYNCH CHARLES A CENTRAL INDEX KEY: 0001129748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22231 FILM NUMBER: 051274832 BUSINESS ADDRESS: STREET 1: SPECTRUM ORGANIC PRODUCTS INC STREET 2: 133 COPELAND ST CITY: PETALUMA STATE: CA ZIP: 94952 BUSINESS PHONE: 7077788900 MAIL ADDRESS: STREET 1: 333 RAVENSWOOD AVE STREET 2: STE AG320 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 form4cal_ex.xml X0202 4 2005-12-16 1 0001034992 SPECTRUM ORGANIC PRODUCTS INC SPOP 0001129748 LYNCH CHARLES A C/O MARKET VALUE PARTNERS COMPANY 333 RAVENSWOOD AVENUE, SUITE AG320 MENLO PARK CA 94025 1 0 0 0 No par value common stock 2005-12-16 4 U 0 28000 .7035 D 0 D Non-Qualified Stock Options (right to buy) .4375 2005-12-16 4 C 0 25000 0 D 2004-11-21 2010-11-21 Common Stock 25000 0 D Non-Qualified Stock Options (right to buy) .25 2005-12-16 4 C 0 100000 0 D 2003-05-07 2011-05-07 Common Stock 100000 0 D Non-Qualified Stock Options (right to buy) .25 2005-12-16 4 C 0 100000 0 D 2004-02-28 2012-02-28 Common Stock 100000 0 D Non-Qualified Stock Options (right to buy) .40 2005-12-16 4 C 0 10000 0 D 2004-11-06 2012-11-06 Common Stock 10000 0 D Non-Qualified Stock Options (right to buy) .305 2005-12-16 4 C 0 45000 0 D 2005-02-26 2013-02-26 Common Stock 45000 0 D Non-Qualified Stock Options (right to buy) .85 2005-12-16 4 H 0 67500 0 D 2006-03-24 2014-03-24 Common Stock 67500 0 D Non-Qualified Stock Options (right to buy) .51 2005-12-16 4 C 0 70000 0 D 2005-12-16 2015-03-03 Common Stock 70000 0 D Shares tendered under a change in control transaction for the Merger Consideration, defined under the terms of the Agreement and Plan of Merger between the Company and The Hain Celestial Group, Inc. as $0.3485 per share in cash plus the equivalent of $0.355 per share in restricted common shares of Hain. Converted into the right to receive the excess of the Merger Consideration above over the exercise price of the stock option, in the same proportion of cash and Hain restricted shares as that paid to shareholders. Under the terms of the Agreement & Plan of Merger entered into on August 23, 2005 between the Company and The Hain Celestial Group, Inc., these options expired worthless immediately preceding the change in control. Under the Company's Amended 1995 Stock Option Plan, all unexercised outstanding stock options become exercisable upon a change in control, as defined in the Plan. /s/ Charles A. Lynch 2005-12-16 -----END PRIVACY-ENHANCED MESSAGE-----