-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R9yqMt793MA0exdSH4sj1PGM86G3ReS2mj5vAACCncQe8UxEY8Ajcm+yUPoi5BOl ouQm/qBe601xTg6zb4Wcgw== 0001005477-03-002763.txt : 20030731 0001005477-03-002763.hdr.sgml : 20030731 20030731161243 ACCESSION NUMBER: 0001005477-03-002763 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030729 FILED AS OF DATE: 20030731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM ORGANIC PRODUCTS INC CENTRAL INDEX KEY: 0001034992 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FRUITS, VEG & PRESERVES, JAMS & JELLIES [2033] IRS NUMBER: 943076294 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 133 COPELAND ST CITY: PETALUMA STATE: CA ZIP: 94952 BUSINESS PHONE: 7077788900 MAIL ADDRESS: STREET 1: 133 STREET 2: COPELAND STREET CITY: PETALUMA STATE: CA ZIP: 94952 FORMER COMPANY: FORMER CONFORMED NAME: ORGANIC FOOD PRODUCTS INC DATE OF NAME CHANGE: 19970304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMONE THOMAS CENTRAL INDEX KEY: 0001130149 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22231 FILM NUMBER: 03814770 BUSINESS ADDRESS: STREET 1: C/O SPECTRUM ORGANIC PRODUCTS INC STREET 2: 133 COPELAND ST. CITY: PETALUMA STATE: CA ZIP: 04952 BUSINESS PHONE: 7075379872 MAIL ADDRESS: STREET 1: C/O SPECTRUM ORGANIC PRODUCTS INC STREET 2: 133 COPELAND ST. CITY: PETALUMA STATE: CA ZIP: 04952 4 1 edgar123.xml FORM 4 X0201 4 2003-07-29 0 0001034992 SPECTRUM ORGANIC PRODUCTS INC SPOP 0001130149 SIMONE THOMAS CA 1 0 0 0 No par value common stock 2001-02-15 4 A 0 160000 50000 A 160000 D Non-Qualified Stock Options (right to buy) .50 2003-07-29 4 A 0 2500 1250 A 2003-07-29 2013-07-29 Common Stock 2500 2500 D Non-Qualified Stock Options (right to buy) .305 2003-02-26 4 A 0 40000 12200 A 2003-02-26 2013-02-26 Common Stock 40000 40000 D Non-Qualified Stock Options (right to buy) .25 2002-02-28 4 A 0 100000 25000 A 2002-02-28 2012-02-28 Common Stock 100000 100000 D Non-Qualified Stock Options (right to buy) .25 2001-05-02 4 A 0 100000 25000 A 2001-05-02 2011-05-02 Common Stock 100000 100000 D Common Stock Purchase Warrants (right to buy .3125 2001-02-15 4 A 0 160000 50000 A 2001-02-15 2006-02-15 Common Stock 160000 160000 D These common stock purchase warrants were granted in connection with the purchase of 160,000 shares of restricted common stock at the closing market price for unrestricted common stock on that date. One-third vested immediately with ratable annual vesting of balance over two years, subject to certain accelerations as defined in the Plan. /s/ Thomas B. Simone 2003-07-29 -----END PRIVACY-ENHANCED MESSAGE-----