-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PDLdxpfJ9/28BiIgQyLvugHHXIC43PXNncM2uOwo75HG2S3CKY19ewYzig7zehwv iWAr/4tEDRsYuVw+l3iBEg== 0001193125-04-020859.txt : 20040212 0001193125-04-020859.hdr.sgml : 20040212 20040212120323 ACCESSION NUMBER: 0001193125-04-020859 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040212 GROUP MEMBERS: BATTERY INVESTMENT PARTNERS IV, LLC GROUP MEMBERS: BATTERY PARTNERS IV, LLC GROUP MEMBERS: KENNETH P. LAWLER GROUP MEMBERS: OLIVER D. CURME GROUP MEMBERS: RICHARD D. FRISBIE GROUP MEMBERS: THOMAS J. CROTTY GROUP MEMBERS: TODD A. DAGRES SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WITNESS SYSTEMS INC CENTRAL INDEX KEY: 0001097338 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 232518693 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60521 FILM NUMBER: 04589188 BUSINESS ADDRESS: STREET 1: 1105 SANCTUARY PKWY STREET 2: STE 210 CITY: ALPHARETTA STATE: GA ZIP: 30004 BUSINESS PHONE: 7707541900 MAIL ADDRESS: STREET 1: 1105 SANCTUARY PKWY CITY: ALPHARETTA STATE: GA ZIP: 30004 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BATTERY VENTURES IV LP CENTRAL INDEX KEY: 0001034707 IRS NUMBER: 043347858 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 20 WILLIAM STREET SUITE 200 STREET 2: C/O BATTERY VENTURES CITY: WELLESLEY STATE: MA ZIP: 02181 BUSINESS PHONE: 7815771000 MAIL ADDRESS: STREET 1: 20 WILLIAM STREET SUITE 200 STREET 2: C/O BATTERY VENTURES CITY: WELLESLEY STATE: MA ZIP: 02481 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G/A SCHEDULE 13G/A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 3)*

 

 

 

 

 

Witness Systems, Inc.


(Name of Issuer)

 

 

Common Stock, $.01 par value


(Title of Class of Securities)

 

 

97742410K


                                (CUSIP Number)                                

 

 

December 31, 2003


(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Page 1 of 6 pages


Item 1.

 

(a)

 

Name of Issuer:

 

Witness Systems, Inc.

         
   

(b)

 

Address of Issuer’s Principal Executive Offices:

 

300 Colonial Center Parkway, Roswell, GA 30076

         

Item 2.

 

(a)

 

Name of Person Filing:

 

Battery Ventures IV, L.P. (“Battery Ventures”), Battery Partners IV, LLC (“Battery Partners”), Battery Investment Partners IV, LLC, (“Battery Investment Partners”), Richard D. Frisbie (“Frisbie”), Oliver D. Curme (“Curme”), Thomas J. Crotty (“Crotty”), Kenneth P. Lawler (“Lawler”) and Todd A. Dagres (“Dagres”). Frisbie, Curme, Crotty, Lawler and Dagres are the sole member managers of Battery Partners, the sole general partner of Battery Ventures. Battery Investment Partners invests alongside Battery Ventures in all investments made by Battery Ventures. Frisbie is the sole manager of Battery Investment Partners. The persons named in this paragraph are referred to individually herein as a “Reporting Person” and collectively as the “Reporting Persons”.

         
   

(b)

 

Address of Principal Business Office or, if none, Residence:

 

The address of the principal business office of each of Battery Ventures, Battery Partners, Battery Investment Partners, Frisbie, Curme, Crotty, Lawler and Dagres is c/o Battery Ventures, 20 William Street, Wellesley, MA 02481.

         

Item 4.

     

Ownership:

 

NOT APPLICABLE.

         

Item 5.

     

Ownership of Five Percent or Less of a Class:

 

Each Reporting Person has ceased to beneficially own more than 5% of the outstanding Common Stock of Witness Systems, Inc.

 

All remaining items from Schedule 13G dated as of February 12, 2003 and filed on behalf of the Reporting Persons with respect to the Common Stock of Witness Systems, Inc. remains unchanged.

         

 

Page 2 of 6 pages


SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 11, 2004

     

BATTERY VENTURES IV, L.P.

        By:  

BATTERY PARTNERS IV, LLC

               

By:

 

/s/    Thomas J. Crotty


                    Member Manager
       

BATTERY PARTNERS IV, LLC

            By:  

/s/    Thomas J. Crotty


                Member Manager
                 
            BATTERY INVESTMENT PARTNERS IV, LLC
            By:  

/s/    Thomas J. Crotty


                Manager
           

*


Richard D. Frisbie

           

*


Oliver D. Curme

           

/s/    Thomas J. Crotty


Thomas J. Crotty

           

*


Kenneth P. Lawler

           

*


Todd A. Dagres

*By:

  /s/    Thomas J. Crotty        
   
         

Name:

  Thomas J. Crotty        
   
         
    Attorney-in-Fact        

 

This Schedule 13G was executed pursuant to a Power of Attorney which is incorporated herein by reference and a copy of which is attached hereto as Exhibit II.

 

Page 3 of 6 pages


EXHIBIT I

 

Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required on Schedule 13G need be filed with respect to ownership by each of the undersigned of shares of Common Stock of Witness Systems, Inc.

 

This Agreement may be executed in any number of counterparts, each of which shall be deemed an original.

 

Dated: February 11, 2004

     

BATTERY VENTURES IV, L.P.

        By:  

BATTERY PARTNERS IV, LLC

               

By:

 

/s/    Thomas J. Crotty


                    Member Manager
       

BATTERY PARTNERS IV, LLC

            By:  

/s/    Thomas J. Crotty


                Member Manager
                 
            BATTERY INVESTMENT PARTNERS IV, LLC
            By:  

/s/    Thomas J. Crotty


                Manager
           

*


Richard D. Frisbie

           

*


Oliver D. Curme

           

/s/    Thomas J. Crotty


Thomas J. Crotty

           

*


Kenneth P. Lawler

           

*


Todd A. Dagres

*By:

  /s/    Thomas J. Crotty        
   
         

Name:

  Thomas J. Crotty        
   
         
    Attorney-in-Fact        

 

This Agreement was executed pursuant to a Power of Attorney which is incorporated herein by reference and a copy of which is attached hereto as Exhibit II.

 

Page 4 of 6 pages


Exhibit II

 

POWER OF ATTORNEY

 

KNOW ALL MEN AND WOMEN BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Oliver D. Curme, Richard D. Frisbie, Thomas J. Crotty, Christopher Hanson, Christopher C. Schiavo, Howard S. Rosenblum and Kimberley J. Kaplan-Gross, and any one of them, with full power to act without the other, his true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for the undersigned and in the undersigned’s name, place and stead, until revoked in writing, to sign any and all instruments, certificates and documents that may be necessary, desirable or appropriate to be executed in any and all capacities, including but not limited to his capacity as a general partner of Battery Partners III, L.P., in his capacity as a member manager of Battery Partners IV, LLC, or in his capacity as a managing member of Battery Partners V, LLC, Battery Convergence Partners, LLC, or Battery Partners VI, LLC, with respect to securities held by such signatory as a result of his relationship with any of the foregoing entities or with Battery Ventures III, L.P., Battery Ventures IV, L.P., Battery Ventures V, L.P., Battery Ventures Convergence Fund, L.P. or Battery Ventures VI, L.P., pursuant to Section 13 or 16 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and any and all regulations promulgated thereunder, and to file the same, with all exhibits thereto, and any other documents in connection therewith, with the Securities and Exchange Commission, and with any other entity when and if such is mandated by the Exchange Act or by the By-laws of the National Association of Securities Dealers, Inc., granting unto said attorneys-in-fact full power and authority to do and perform each and every act and thing necessary, desirable or appropriate, fully to all intents and purposes as he might or could do in person, thereby ratifying and confirming all that said attorneys-in-fact, or their substitutes, may lawfully do or cause to be done by virtue hereof.

 

IN WITNESS WHEREOF, this Power of Attorney has been signed as of the 30th day of June, 2003.

 

   

/s/    Richard D. Frisbie        

   
    Richard D. Frisbie
   

/s/    Howard Anderson        

   
    Howard Anderson
   

/s/    Oliver D. Curme        

   
    Oliver D. Curme
   

/s/    Thomas J. Crotty        

   
    Thomas J. Crotty
   

/s/    Kenneth P. Lawler        

   
    Kenneth P. Lawler

 

Page 5 of 6 pages


   

/s/    Todd A. Dagres        

   
    Todd A. Dagres
   

/s/    Morgan M. Jones        

   
    Morgan M. Jones
   

/s/    Ravi Mohan        

   
    Ravi Mohan
   

/s/    Mark H. Sherman        

   
    Mark H. Sherman
   

/s/    Scott R. Tobin        

   
    Scott R. Tobin
   

/s/    R. David Tabors        

   
    R. David Tabors

 

Page 6 of 6 pages

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