0001104659-24-059921.txt : 20240510 0001104659-24-059921.hdr.sgml : 20240510 20240510161725 ACCESSION NUMBER: 0001104659-24-059921 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240508 FILED AS OF DATE: 20240510 DATE AS OF CHANGE: 20240510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STERNLICHT BARRY S CENTRAL INDEX KEY: 0001034657 ORGANIZATION NAME: CF FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38156 FILM NUMBER: 24935148 MAIL ADDRESS: STREET 1: STARWOOD CAPITAL GROUP GLOBAL LP STREET 2: 1601 WASHINGTON AVENUE, SUITE 800 CITY: MIAMI BEACH STATE: FL ZIP: 33139 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STARWOOD CAPITAL GROUP GLOBAL II, L.P. CENTRAL INDEX KEY: 0001809797 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38156 FILM NUMBER: 24935152 BUSINESS ADDRESS: STREET 1: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2034227700 MAIL ADDRESS: STREET 1: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BSS SCG GP Holdings, LLC CENTRAL INDEX KEY: 0001814305 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38156 FILM NUMBER: 24935149 BUSINESS ADDRESS: STREET 1: 1601 WASHINGTON AVENUE STREET 2: SUITE 800 CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: (203) 422-7700 MAIL ADDRESS: STREET 1: 1601 WASHINGTON AVENUE STREET 2: SUITE 800 CITY: MIAMI BEACH STATE: FL ZIP: 33139 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCGG II GP, L.L.C. CENTRAL INDEX KEY: 0001814296 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38156 FILM NUMBER: 24935151 BUSINESS ADDRESS: STREET 1: 1601 WASHINGTON AVENUE STREET 2: SUITE 800 CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: (203) 422-7700 MAIL ADDRESS: STREET 1: 1601 WASHINGTON AVENUE STREET 2: SUITE 800 CITY: MIAMI BEACH STATE: FL ZIP: 33139 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Starwood Capital Group Holdings GP, L.L.C. CENTRAL INDEX KEY: 0001814302 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38156 FILM NUMBER: 24935150 BUSINESS ADDRESS: STREET 1: 1601 WASHINGTON AVENUE STREET 2: SUITE 800 CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: (203) 422-7700 MAIL ADDRESS: STREET 1: 1601 WASHINGTON AVENUE STREET 2: SUITE 800 CITY: MIAMI BEACH STATE: FL ZIP: 33139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TPG RE Finance Trust, Inc. CENTRAL INDEX KEY: 0001630472 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O TPG CAPITAL, L.P. STREET 2: 345 CALIFORNIA STREET, SUITE 3300 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-743-1500 MAIL ADDRESS: STREET 1: C/O TPG CAPITAL, L.P. STREET 2: 345 CALIFORNIA STREET, SUITE 3300 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 tm2414116-3_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-05-08 1 0001630472 TPG RE Finance Trust, Inc. TRTX 0001809797 STARWOOD CAPITAL GROUP GLOBAL II, L.P. 2340 COLLINS AVENUE MIAMI BEACH FL 33139 0 0 1 0 0001814296 SCGG II GP, L.L.C. 2340 COLLINS AVENUE MIAMI BEACH FL 33139 0 0 1 0 0001814302 Starwood Capital Group Holdings GP, L.L.C. 2340 COLLINS AVENUE MIAMI BEACH FL 33139 0 0 1 0 0001814305 BSS SCG GP Holdings, LLC 2340 COLLINS AVENUE MIAMI BEACH FL 33139 0 0 1 0 0001034657 STERNLICHT BARRY S STARWOOD CAPITAL GROUP GLOBAL LP 2340 COLLINS AVENUE MIAMI BEACH FL 33139 0 0 1 0 0 Common Stock 2024-05-08 4 X 0 12000000 6.89 A 12000000 D Common Stock 2024-05-08 4 S 0 9352941 8.84 D 2647059 D Warrants (right to buy) 6.89 2024-05-08 4 X 0 12000000 0 D 2020-05-28 2025-05-28 Common Stock 12000000 0 D Represents securities held by PE Holder, L.L.C. PE Holdings, L.L.C. is the sole member of PE Holder, L.L.C. SOF-XI U.S. Public MAR Holdings L.P. is the sole member of PE Holdings, L.L.C. Starwood XI Management Holdings GP, L.L.C. is the general partner of SOF-XI U.S. Public MAR Holdings L.P. Starwood XI Management, L.P. is the sole member of Starwood XI Management Holdings GP, L.L.C. Starwood XI Management GP, L.L.C. is the general partner of Starwood XI Management, L.P. Starwood Capital Group Global II, L.P. is the sole member of Starwood XI Management GP, L.L.C. SCGG II GP, L.L.C. is the general partner of Starwood Capital Group Global II, L.P. Starwood Capital Group Holdings GP, L.L.C. is the sole member of SCGG II GP, L.L.C. BSS SCG GP Holdings, LLC is the sole member of Starwood Capital Group Holdings GP, L.L.C. Barry S. Sternlicht is the managing member of BSS SCG GP Holdings, LLC. On May 8, 2024, PE Holder, L.L.C. exercised a warrant to purchase 12,000,000 shares of the Issuer's common stock at an adjusted exercise price of $6.89 per share. PE Holder, L.L.C. paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 9,352,941 of the warrant shares to pay the exercise price and issuing to PE Holder, L.L.C. the remaining 2,647,059 shares. This Form 4 is being filed in conjunction with the Form 4 filed simultaneously by: PE Holder, L.L.C.; PE Holdings, L.L.C.; SOF-XI U.S. Public MAR Holdings L.P.; Starwood XI Management Holdings GP, L.L.C.; Starwood XI Management, L.P.; and Starwood XI Management GP, L.L.C. These Forms 4 are being filed separately due to a 10-reporting-person limit imposed on Forms 4 by the SEC EDGAR filing system. STARWOOD CAPITAL GROUP GLOBAL II, L.P., By: SCGG II GP, L.L.C., its General Partner, By: /s/ Ethan Bing, Managing Director 2024-05-10 SCGG II GP, L.L.C., By: /s/ Ethan Bing, Managing Director 2024-05-10 STARWOOD CAPITAL GROUP HOLDINGS GP, L.L.C., By: /s/ Ethan Bing, Managing Director 2024-05-10 BSS SCG GP HOLDINGS, LLC., By: /s/ Ethan Bing, Managing Director 2024-05-10 /s/ Barry S. Sternlicht 2024-05-10