0001104659-24-059921.txt : 20240510
0001104659-24-059921.hdr.sgml : 20240510
20240510161725
ACCESSION NUMBER: 0001104659-24-059921
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240508
FILED AS OF DATE: 20240510
DATE AS OF CHANGE: 20240510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STERNLICHT BARRY S
CENTRAL INDEX KEY: 0001034657
ORGANIZATION NAME: CF
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38156
FILM NUMBER: 24935148
MAIL ADDRESS:
STREET 1: STARWOOD CAPITAL GROUP GLOBAL LP
STREET 2: 1601 WASHINGTON AVENUE, SUITE 800
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STARWOOD CAPITAL GROUP GLOBAL II, L.P.
CENTRAL INDEX KEY: 0001809797
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38156
FILM NUMBER: 24935152
BUSINESS ADDRESS:
STREET 1: 591 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2034227700
MAIL ADDRESS:
STREET 1: 591 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BSS SCG GP Holdings, LLC
CENTRAL INDEX KEY: 0001814305
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38156
FILM NUMBER: 24935149
BUSINESS ADDRESS:
STREET 1: 1601 WASHINGTON AVENUE
STREET 2: SUITE 800
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
BUSINESS PHONE: (203) 422-7700
MAIL ADDRESS:
STREET 1: 1601 WASHINGTON AVENUE
STREET 2: SUITE 800
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCGG II GP, L.L.C.
CENTRAL INDEX KEY: 0001814296
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38156
FILM NUMBER: 24935151
BUSINESS ADDRESS:
STREET 1: 1601 WASHINGTON AVENUE
STREET 2: SUITE 800
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
BUSINESS PHONE: (203) 422-7700
MAIL ADDRESS:
STREET 1: 1601 WASHINGTON AVENUE
STREET 2: SUITE 800
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Starwood Capital Group Holdings GP, L.L.C.
CENTRAL INDEX KEY: 0001814302
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38156
FILM NUMBER: 24935150
BUSINESS ADDRESS:
STREET 1: 1601 WASHINGTON AVENUE
STREET 2: SUITE 800
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
BUSINESS PHONE: (203) 422-7700
MAIL ADDRESS:
STREET 1: 1601 WASHINGTON AVENUE
STREET 2: SUITE 800
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TPG RE Finance Trust, Inc.
CENTRAL INDEX KEY: 0001630472
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
ORGANIZATION NAME: 05 Real Estate & Construction
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O TPG CAPITAL, L.P.
STREET 2: 345 CALIFORNIA STREET, SUITE 3300
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 415-743-1500
MAIL ADDRESS:
STREET 1: C/O TPG CAPITAL, L.P.
STREET 2: 345 CALIFORNIA STREET, SUITE 3300
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
4
1
tm2414116-3_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-05-08
1
0001630472
TPG RE Finance Trust, Inc.
TRTX
0001809797
STARWOOD CAPITAL GROUP GLOBAL II, L.P.
2340 COLLINS AVENUE
MIAMI BEACH
FL
33139
0
0
1
0
0001814296
SCGG II GP, L.L.C.
2340 COLLINS AVENUE
MIAMI BEACH
FL
33139
0
0
1
0
0001814302
Starwood Capital Group Holdings GP, L.L.C.
2340 COLLINS AVENUE
MIAMI BEACH
FL
33139
0
0
1
0
0001814305
BSS SCG GP Holdings, LLC
2340 COLLINS AVENUE
MIAMI BEACH
FL
33139
0
0
1
0
0001034657
STERNLICHT BARRY S
STARWOOD CAPITAL GROUP GLOBAL LP
2340 COLLINS AVENUE
MIAMI BEACH
FL
33139
0
0
1
0
0
Common Stock
2024-05-08
4
X
0
12000000
6.89
A
12000000
D
Common Stock
2024-05-08
4
S
0
9352941
8.84
D
2647059
D
Warrants (right to buy)
6.89
2024-05-08
4
X
0
12000000
0
D
2020-05-28
2025-05-28
Common Stock
12000000
0
D
Represents securities held by PE Holder, L.L.C. PE Holdings, L.L.C. is the sole member of PE Holder, L.L.C. SOF-XI U.S. Public MAR Holdings L.P. is the sole member of PE Holdings, L.L.C. Starwood XI Management Holdings GP, L.L.C. is the general partner of SOF-XI U.S. Public MAR Holdings L.P. Starwood XI Management, L.P. is the sole member of Starwood XI Management Holdings GP, L.L.C. Starwood XI Management GP, L.L.C. is the general partner of Starwood XI Management, L.P. Starwood Capital Group Global II, L.P. is the sole member of Starwood XI Management GP, L.L.C. SCGG II GP, L.L.C. is the general partner of Starwood Capital Group Global II, L.P. Starwood Capital Group Holdings GP, L.L.C. is the sole member of SCGG II GP, L.L.C. BSS SCG GP Holdings, LLC is the sole member of Starwood Capital Group Holdings GP, L.L.C. Barry S. Sternlicht is the managing member of BSS SCG GP Holdings, LLC.
On May 8, 2024, PE Holder, L.L.C. exercised a warrant to purchase 12,000,000 shares of the Issuer's common stock at an adjusted exercise price of $6.89 per share. PE Holder, L.L.C. paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 9,352,941 of the warrant shares to pay the exercise price and issuing to PE Holder, L.L.C. the remaining 2,647,059 shares.
This Form 4 is being filed in conjunction with the Form 4 filed simultaneously by: PE Holder, L.L.C.; PE Holdings, L.L.C.; SOF-XI U.S. Public MAR Holdings L.P.; Starwood XI Management Holdings GP, L.L.C.; Starwood XI Management, L.P.; and Starwood XI Management GP, L.L.C. These Forms 4 are being filed separately due to a 10-reporting-person limit imposed on Forms 4 by the SEC EDGAR filing system.
STARWOOD CAPITAL GROUP GLOBAL II, L.P., By: SCGG II GP, L.L.C., its General Partner, By: /s/ Ethan Bing, Managing Director
2024-05-10
SCGG II GP, L.L.C., By: /s/ Ethan Bing, Managing Director
2024-05-10
STARWOOD CAPITAL GROUP HOLDINGS GP, L.L.C., By: /s/ Ethan Bing, Managing Director
2024-05-10
BSS SCG GP HOLDINGS, LLC., By: /s/ Ethan Bing, Managing Director
2024-05-10
/s/ Barry S. Sternlicht
2024-05-10