0001104659-23-002877.txt : 20230111
0001104659-23-002877.hdr.sgml : 20230111
20230111060118
ACCESSION NUMBER: 0001104659-23-002877
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230106
FILED AS OF DATE: 20230111
DATE AS OF CHANGE: 20230111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STERNLICHT BARRY S
CENTRAL INDEX KEY: 0001034657
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13991
FILM NUMBER: 23522493
MAIL ADDRESS:
STREET 1: STARWOOD CAPITAL GROUP GLOBAL LP
STREET 2: 1601 WASHINGTON AVENUE, SUITE 800
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BSS SCG GP Holdings, LLC
CENTRAL INDEX KEY: 0001814305
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13991
FILM NUMBER: 23522494
BUSINESS ADDRESS:
STREET 1: 1601 WASHINGTON AVENUE
STREET 2: SUITE 800
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
BUSINESS PHONE: (203) 422-7700
MAIL ADDRESS:
STREET 1: 1601 WASHINGTON AVENUE
STREET 2: SUITE 800
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STARWOOD CAPITAL GROUP GLOBAL II, L.P.
CENTRAL INDEX KEY: 0001809797
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13991
FILM NUMBER: 23522500
BUSINESS ADDRESS:
STREET 1: 591 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2034227700
MAIL ADDRESS:
STREET 1: 591 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCGG II GP, L.L.C.
CENTRAL INDEX KEY: 0001814296
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13991
FILM NUMBER: 23522496
BUSINESS ADDRESS:
STREET 1: 1601 WASHINGTON AVENUE
STREET 2: SUITE 800
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
BUSINESS PHONE: (203) 422-7700
MAIL ADDRESS:
STREET 1: 1601 WASHINGTON AVENUE
STREET 2: SUITE 800
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Starwood Capital Group Holdings GP, L.L.C.
CENTRAL INDEX KEY: 0001814302
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13991
FILM NUMBER: 23522495
BUSINESS ADDRESS:
STREET 1: 1601 WASHINGTON AVENUE
STREET 2: SUITE 800
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
BUSINESS PHONE: (203) 422-7700
MAIL ADDRESS:
STREET 1: 1601 WASHINGTON AVENUE
STREET 2: SUITE 800
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SSF U.S. Investco S, L.P.
CENTRAL INDEX KEY: 0001915524
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13991
FILM NUMBER: 23522497
BUSINESS ADDRESS:
STREET 1: 591 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-422-7700
MAIL ADDRESS:
STREET 1: 591 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SSF U.S. Investco C, L.P.
CENTRAL INDEX KEY: 0001830470
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13991
FILM NUMBER: 23522501
BUSINESS ADDRESS:
STREET 1: C/O STARWOOD CAPITAL GROUP GLOBAL II, LP
STREET 2: 591 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 422-7700
MAIL ADDRESS:
STREET 1: C/O STARWOOD CAPITAL GROUP GLOBAL II, LP
STREET 2: 591 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SSF U.S. Investco, L.P.
CENTRAL INDEX KEY: 0001830606
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13991
FILM NUMBER: 23522502
BUSINESS ADDRESS:
STREET 1: C/O STARWOOD CAPITAL GROUP GLOBAL II, LP
STREET 2: 591 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 422-7700
MAIL ADDRESS:
STREET 1: C/O STARWOOD CAPITAL GROUP GLOBAL II, LP
STREET 2: 591 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SSF U.S. Investco K, L.P.
CENTRAL INDEX KEY: 0001830607
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13991
FILM NUMBER: 23522498
BUSINESS ADDRESS:
STREET 1: C/O STARWOOD CAPITAL GROUP GLOBAL II, LP
STREET 2: 591 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 422-7700
MAIL ADDRESS:
STREET 1: C/O STARWOOD CAPITAL GROUP GLOBAL II, LP
STREET 2: 591 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SAR Public Holdings II, L.L.C.
CENTRAL INDEX KEY: 0001915319
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13991
FILM NUMBER: 23522499
BUSINESS ADDRESS:
STREET 1: 591 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-422-7700
MAIL ADDRESS:
STREET 1: 591 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MFA FINANCIAL, INC.
CENTRAL INDEX KEY: 0001055160
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 133974868
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 PARK AVENUE
STREET 2: 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2122076400
MAIL ADDRESS:
STREET 1: 350 PARK AVE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: MFA MORTGAGE INVESTMENTS
DATE OF NAME CHANGE: 20020809
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICA FIRST MORTGAGE INVESTMENTS INC
DATE OF NAME CHANGE: 19980211
4
1
tm231643-10_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2023-01-06
1
0001055160
MFA FINANCIAL, INC.
MFA
0001809797
STARWOOD CAPITAL GROUP GLOBAL II, L.P.
591 WEST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
0001915319
SAR Public Holdings II, L.L.C.
591 WEST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
0001830606
SSF U.S. Investco, L.P.
591 WEST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
0001830470
SSF U.S. Investco C, L.P.
591 WEST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
0001830607
SSF U.S. Investco K, L.P.
591 WEST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
0001915524
SSF U.S. Investco S, L.P.
591 WEST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
0001814296
SCGG II GP, L.L.C.
591 WEST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
0001814302
Starwood Capital Group Holdings GP, L.L.C.
591 WEST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
0001814305
BSS SCG GP Holdings, LLC
591 WEST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
0001034657
STERNLICHT BARRY S
591 WEST PUTNAM AVENUE
GREENWICH
CT
06830
0
0
1
0
Common Stock
2023-01-06
4
S
0
450000
10.4957
D
10188539
I
See Footnote
Common Stock
2023-01-09
4
S
0
10188539
10.0733
D
0
I
See Footnote
The reported securities are directly held in the following manner: 1,018,854 shares by SAR Public Holdings II, L.L.C. ("SAR Public Holdings"), 774,329 shares by SSF U.S. Investco C, L.P. ("SSF Investco C"), 4,737,672 shares by SSF U.S. Investco K, L.P. ("SSF Investco K"), 1,029,041 shares by SSF U.S. Investco S, L.P. ("SSF Investco S") and 2,628,643 shares by SSF U.S. Investco, L.P. ("SSF Investco").
[continued from footnote 1] SOF-XI U.S. Private SAR Holdings, L.P. ("SOF-XI U.S. Private SAR Holdings") and SOF-XI U.S. Institutional SAR Holdings, L.P. ("SOF-XI U.S. Institutional SAR Holdings") serve as the co-managing members of SAR Public Holdings. Starwood XI Management Holdings GP, L.L.C. ("Starwood XI Management Holdings GP") serves as the general partner of each of SOF-XI U.S. Private SAR Holdings and SOF-XI U.S. Institutional SAR Holdings. Starwood XI Management, L.P. ("Starwood XI Management") serves as the sole member of Starwood XI Management Holdings GP. Starwood XI Management GP, L.L.C. ("Starwood XI Management GP") serves as the general partner of Starwood XI Management.
[continued from footnote 2] Starwood SSF U.S. Holdco C GP, L.L.C. ("SSF Holdco C GP"), Starwood SSF U.S. Holdco K GP, L.L.C. ("SSF Holdco K GP"), Starwood SSF U.S. Holdco S GP, L.L.C. ("SSF Holdco S GP") and SSF U.S. Holdco GP, L.L.C. ("SSF Holdco GP") serve as the general partners of SSF Investco C, SSF Investco K, SSF Investco S and SSF Investco, respectively. Starwood Distressed Special Situations Co-Invest C, L.P. ("SDSS Co-Invest C"), Starwood Distressed Special Situations Co-Invest K, L.P. ("SDSS Co-Invest K"), Starwood Distressed Special Situations Co-Invest S, L.P. ("SDSS Co-Invest S") and Starwood Distressed Special Situations Co-Invest, L.P. ("SDSS Co-Invest", and collectively with SDSS Co-Invest C, SDSS Co-Invest K and SDSS Co-Invest S, the "SDSS Co-Invest Entities") serve as the sole members of SSF Holdco C GP, SSF Holdco K GP, SSF Holdco S GP and SSF Holdco GP, respectively.
[continued from footnote 3] Starwood Distressed Special Situations Co-Invest GP, L.P. ("SDSS Co-Invest GP") serves as the general partner of each of the SDSS Co-Invest Entities. Starwood SSF GP, L.L.C. ("SSF GP") serves as the general partner of SDSS Co-Invest GP. Starwood Capital Group Global II, L.P. ("SCG Global II") serves as the sole member of Starwood XI Management GP and SSF GP, respectively. SCGG II GP, L.L.C. ("SCGG II GP") serves as the general partner of SCG Global II.
[continued from footnote 4] Starwood Capital Group Holdings GP, L.L.C. ("SCG Holdings GP") serves as the sole member of SCGG II GP. BSS SCG GP Holdings, LLC ("BSS SCG GP Holdings") serves as the sole member of SCG Holdings GP and serves as the general partner or managing member of other entities affiliated with Barry S. Sternlicht. Barry S. Sternlicht is the managing member of BSS SCG GP Holdings. Each of the foregoing persons may be deemed to beneficially own the reported securities but disclaims beneficial ownership except to the extent of such person's pecuniary interest therein.
STARWOOD CAPITAL GROUP GLOBAL II, L.P. By: SCGG II GP, L.L.C., its General Partner By: /s/ Ellis Rinaldi, Authorized Signatory
2023-01-10
SAR PUBLIC HOLDINGS II, L.L.C. By: /s/ Ellis Rinaldi, Authorized Signatory
2023-01-10
SSF U.S. INVESTCO C, L.P. By: Starwood SSF U.S. Holdco C GP, L.L.C., its General Partner By: /s/ Ellis Rinaldi, Authorized Signatory
2023-01-10
SSF U.S. INVESTCO K, L.P. By: Starwood SSF U.S. Holdco K GP, L.L.C., its General Partner By: /s/ Ellis Rinaldi, Authorized Signatory
2023-01-10
SSF U.S. INVESTCO S, L.P. By: Starwood SSF U.S. Holdco S GP, L.L.C., its General Partner By: /s/ Ellis Rinaldi, Authorized Signatory
2023-01-10
SSF U.S. INVESTCO, L.P. By: SSF U.S. Holdco GP, L.L.C., its General Partner By: /s/ Ellis Rinaldi, Authorized Signatory
2023-01-10
SCGG II GP, L.L.C. By: /s/ Ellis Rinaldi, Authorized Signatory
2023-01-10
STARWOOD CAPITAL GROUP HOLDINGS GP, L.L.C. By: /s/ Ellis Rinaldi, Authorized Signatory
2023-01-10
BSS SCG GP HOLDINGS, LLC By: /s/ Barry S. Sternlicht, Authorized Signatory
2023-01-10
/s/ Barry S. Sternlicht
2023-01-10