0001104659-22-122434.txt : 20221128 0001104659-22-122434.hdr.sgml : 20221128 20221128163102 ACCESSION NUMBER: 0001104659-22-122434 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221123 FILED AS OF DATE: 20221128 DATE AS OF CHANGE: 20221128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STERNLICHT BARRY S CENTRAL INDEX KEY: 0001034657 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34436 FILM NUMBER: 221425927 MAIL ADDRESS: STREET 1: STARWOOD CAPITAL GROUP GLOBAL LP STREET 2: 1601 WASHINGTON AVENUE, SUITE 800 CITY: MIAMI BEACH STATE: FL ZIP: 33139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARWOOD PROPERTY TRUST, INC. CENTRAL INDEX KEY: 0001465128 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270247747 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O STARWOOD CAPITAL GROUP STREET 2: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 422-7700 MAIL ADDRESS: STREET 1: C/O STARWOOD CAPITAL GROUP STREET 2: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 4 1 tm2229526-5_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-11-23 0 0001465128 STARWOOD PROPERTY TRUST, INC. STWD 0001034657 STERNLICHT BARRY S C/O STARWOOD PROPERTY TRUST, INC. 591 WEST PUTNAM AVENUE GREENWICH CT 06830 1 1 0 0 CEO, Chairman of Board Common Stock 2949488 I By controlled entities Common Stock 1974378 I By GRAT Common Stock 8597144 D Restricted Stock Units 2022-11-23 4 A 0 1500000 0.00 A Common Stock 1500000 2100000 I By controlled entities Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including SPT Management, LLC, the issuer's external manager (the "Manager"), SFIP, LLC and JAWS Capital, LP. Represents shares of the issuer's common stock held by a grantor retained annuity trust. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. On November 23, 2022, the issuer granted to the Manager an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan consisting of 1,500,000 restricted stock units (the "2022 RSUs"). The 2022 RSUs will vest ratably in quarterly installments through September 30, 2025, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. Represents the 1,800,000 restricted stock units originally granted to the Manager on November 9, 2020 as an award under the Starwood Property Trust, Inc. 2020 Manager Equity Plan (the "2020 RSUs") and the 1,500,000 2022 RSUs granted to the Manager, less those 2020 RSUs that have already vested and been converted into shares of the issuer's common stock. /s/ Barry S. Sternlicht 2022-11-28