0001104659-22-122434.txt : 20221128
0001104659-22-122434.hdr.sgml : 20221128
20221128163102
ACCESSION NUMBER: 0001104659-22-122434
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221123
FILED AS OF DATE: 20221128
DATE AS OF CHANGE: 20221128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STERNLICHT BARRY S
CENTRAL INDEX KEY: 0001034657
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34436
FILM NUMBER: 221425927
MAIL ADDRESS:
STREET 1: STARWOOD CAPITAL GROUP GLOBAL LP
STREET 2: 1601 WASHINGTON AVENUE, SUITE 800
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STARWOOD PROPERTY TRUST, INC.
CENTRAL INDEX KEY: 0001465128
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270247747
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O STARWOOD CAPITAL GROUP
STREET 2: 591 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 422-7700
MAIL ADDRESS:
STREET 1: C/O STARWOOD CAPITAL GROUP
STREET 2: 591 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
tm2229526-5_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-11-23
0
0001465128
STARWOOD PROPERTY TRUST, INC.
STWD
0001034657
STERNLICHT BARRY S
C/O STARWOOD PROPERTY TRUST, INC.
591 WEST PUTNAM AVENUE
GREENWICH
CT
06830
1
1
0
0
CEO, Chairman of Board
Common Stock
2949488
I
By controlled entities
Common Stock
1974378
I
By GRAT
Common Stock
8597144
D
Restricted Stock Units
2022-11-23
4
A
0
1500000
0.00
A
Common Stock
1500000
2100000
I
By controlled entities
Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including SPT Management, LLC, the issuer's external manager (the "Manager"), SFIP, LLC and JAWS Capital, LP.
Represents shares of the issuer's common stock held by a grantor retained annuity trust.
Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
On November 23, 2022, the issuer granted to the Manager an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan consisting of
1,500,000 restricted stock units (the "2022 RSUs"). The 2022 RSUs will vest ratably in quarterly installments through September 30, 2025, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common
stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates.
Represents the 1,800,000 restricted stock units originally granted to the Manager on November 9, 2020 as an award under the Starwood Property Trust, Inc. 2020 Manager Equity Plan (the "2020 RSUs") and the 1,500,000 2022 RSUs granted to the Manager, less those 2020 RSUs that have already vested and been converted into shares of the issuer's common stock.
/s/ Barry S. Sternlicht
2022-11-28