0001104659-19-038756.txt : 20190701 0001104659-19-038756.hdr.sgml : 20190701 20190701175655 ACCESSION NUMBER: 0001104659-19-038756 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190628 FILED AS OF DATE: 20190701 DATE AS OF CHANGE: 20190701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STERNLICHT BARRY S CENTRAL INDEX KEY: 0001034657 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34436 FILM NUMBER: 19934522 MAIL ADDRESS: STREET 1: STARWOOD CAPITAL GROUP GLOBAL LP STREET 2: 1601 WASHINGTON AVENUE, SUITE 800 CITY: MIAMI BEACH STATE: FL ZIP: 33139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARWOOD PROPERTY TRUST, INC. CENTRAL INDEX KEY: 0001465128 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270247747 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O STARWOOD CAPITAL GROUP STREET 2: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 422-7700 MAIL ADDRESS: STREET 1: C/O STARWOOD CAPITAL GROUP STREET 2: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 4 1 a4.xml 4 X0306 4 2019-06-28 0 0001465128 STARWOOD PROPERTY TRUST, INC. STWD 0001034657 STERNLICHT BARRY S C/O STARWOOD PROPERTY TRUST, INC. 591 WEST PUTNAM AVENUE GREENWICH CT 06830 1 1 0 0 CEO, Chairman of Board Common Stock 2019-06-28 4 M 0 147917 A 818129 I By controlled entities Common Stock 2019-06-28 4 J 0 13268 0.00 D 804861 I By controlled entities Common Stock 6676909 D Restricted Stock Units 2019-06-28 4 M 0 147917 0.00 D Common Stock 147917 702087 I By controlled entities On June 28, 2019, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 147,917 shares of the issuer's common stock in connection with the vesting of (i) 83,334 of the restricted stock units originally granted to the Manager on March 15, 2017 as an award under the Starwood Property Trust, Inc. Manager Equity Plan (the "2017 RSUs") and (ii) 64,583 of the restricted stock units originally granted to the Manager on April 4, 2018 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2018 RSUs"). The remaining 2017 RSUs will vest ratably in quarterly installments through March 31, 2020 and the remaining 2018 RSUs will vest ratably in quarterly installments through March 31, 2021, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. Represents shares held by the Manager and SFIP, L.P. ("SFIP"). Starwood Capital Group Global, L.P. ("SCGG") is the sole member of the Manager. Mr. Sternlicht is the controlling partner of each of SFIP and SCGG. Represents shares of the issuer's common stock distributed by the Manager to certain employees and/or other persons having an affiliation with the Manager. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Represents the 1,000,000 2017 RSUs granted to the Manager and the 775,000 2018 RSUs granted to the Manager, less those restricted stock units that have already vested and been converted into shares of the issuer's common stock. /s/ Barry S. Sternlicht 2019-07-01