0001104659-13-026554.txt : 20130402 0001104659-13-026554.hdr.sgml : 20130402 20130402203914 ACCESSION NUMBER: 0001104659-13-026554 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130402 DATE AS OF CHANGE: 20130402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STERNLICHT BARRY S CENTRAL INDEX KEY: 0001034657 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34436 FILM NUMBER: 13737572 MAIL ADDRESS: STREET 1: STARWOOD HOTELS & RESORTS WORLDWIDE STREET 2: 44 SOUTH BROADWAY CITY: WHITE PLAINS STATE: NY ZIP: 10601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARWOOD PROPERTY TRUST, INC. CENTRAL INDEX KEY: 0001465128 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270247747 BUSINESS ADDRESS: STREET 1: C/O STARWOOD CAPITAL GROUP STREET 2: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 422-7700 MAIL ADDRESS: STREET 1: C/O STARWOOD CAPITAL GROUP STREET 2: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 4 1 a4.xml 4 X0306 4 2013-03-31 0 0001465128 STARWOOD PROPERTY TRUST, INC. STWD 0001034657 STERNLICHT BARRY S C/O STARWOOD PROPERTY TRUST, INC. 591 WEST PUTNAM AVENUE GREENWICH CT 06830 1 1 0 0 CEO, Chairman of Board of Dir. Common Stock 2013-03-31 4 M 0 162501 A 996406 I By controlled entities Common Stock 2013-04-02 4 J 0 30259 0.00 D 966147 I By controlled entities Common Stock 1623543 D Restricted Stock Units 2013-03-31 4 M 0 162501 0.00 D Common Stock 162501 997921 I By controlled entities SPT Management, LLC (the "Manager") acquired 162,501 shares of the issuer's common stock in connection with the vesting of (i) 89,584 out of 1,075,000 restricted stock units originally granted to the Manager on December 15, 2010 as an award under the Starwood Property Trust, Inc. Manager Equity Plan and (ii) 72,917 out of 875,000 restricted stock units originally granted to the Manager on October 10, 2012 as an award under the Starwood Property Trust, Inc. Manager Equity Plan. The remaining restricted stock units will vest ratably in quarterly installments through December 31, 2013 and September 30, 2015, respectively, in each case subject to the Manager's continued service as the manager of the issuer. As such restricted stock units vest, the award will be settled in shares of common stock of the issuer promptly, but in no event later than 30 days, following the applicable quarterly vesting date. Represents shares held by the Manager and SFIP, L.P. ("SFIP"). Starwood Capital Group Global, L.P. ("SCGG") is the sole member of the Manager. Mr. Sternlicht is the controlling partner of each of SCGG and SFIP. On April 2, 2013, the Manager distributed 30,259 shares of the issuer's common stock to certain employees and other individuals having an affiliation with the Manager. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Represents the 1,075,000 restricted stock units granted to the Manager on December 15, 2010 and the 875,000 restricted stock units granted to the Manager on October 1, 2012, less those restricted stock units that have already vested and been converted into shares of common stock. /s/ Barry S. Sternlicht 2013-04-02