0001104659-12-067030.txt : 20121002
0001104659-12-067030.hdr.sgml : 20121002
20121002165026
ACCESSION NUMBER: 0001104659-12-067030
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121002
DATE AS OF CHANGE: 20121002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STERNLICHT BARRY S
CENTRAL INDEX KEY: 0001034657
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34436
FILM NUMBER: 121124203
MAIL ADDRESS:
STREET 1: STARWOOD HOTELS & RESORTS WORLDWIDE
STREET 2: 44 SOUTH BROADWAY
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STARWOOD PROPERTY TRUST, INC.
CENTRAL INDEX KEY: 0001465128
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270247747
BUSINESS ADDRESS:
STREET 1: C/O STARWOOD CAPITAL GROUP
STREET 2: 591 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 422-7700
MAIL ADDRESS:
STREET 1: C/O STARWOOD CAPITAL GROUP
STREET 2: 591 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
a4.xml
4
X0306
4
2012-09-30
0
0001465128
STARWOOD PROPERTY TRUST, INC.
STWD
0001034657
STERNLICHT BARRY S
C/O STARWOOD PROPERTY TRUST, INC.
591 WEST PUTNAM AVENUE
GREENWICH
CT
06830
1
1
0
0
CEO, Chairman of Board of Dir
Common Stock
2012-09-30
4
M
0
176041
A
2153072
I
By controlled entities
Common Stock
2012-09-30
4
J
0
32280
0.00
D
2120792
I
By controlled entities
Common Stock
230437
D
Restricted Stock Units
2012-09-30
4
M
0
176041
0.00
D
Common stock
176041
447922
I
By controlled entities
SPT Management, LLC (the "Manager") acquired 176,041 shares of the issuer's common stock in connection with the vesting of (i) 86,458 out of 1,037,500 restricted stock units originally granted to the Manager on August 17, 2009 as an award under the Starwood Property Trust, Inc. Manager Equity Plan and (ii) 89,583 out of 1,075,000 restricted stock units originally granted to the Manager on December 15, 2010 as an award under the Starwood Property Trust, Inc. Manager Equity Plan. All of the restricted stock units granted on August 17, 2009 have vested and been converted into shares of common stock.
The remaining restricted stock units granted on December 15, 2010 will vest ratably in quarterly installments through December 31, 2013, subject to the Manager 's continued service as the manager of the issuer. As such restricted stock units vest, the award will be settled in shares of common stock of the issuer promptly, but in no event later than 30 days, following the applicable quarterly vesting date.
Represents shares held by the Manager, Starwood Capital Group Global, L.P. ("SCGG") and SFIP, L.P. ("SFIP"). SCGG is the sole member of the Manager. Mr. Sternlicht is the controlling partner of each of SCGG and SFIP.
On September 30, 2012, the Manager distributed 32,280 shares of the issuer's common stock to certain employees and other individuals having an affiliation with the Manager.
Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
Represents the 1,075,000 restricted stock units granted to the Manager on December 15, 2010, less those restricted stock units that have already vested and been converted into shares of common stock.
/s/ Barry S. Sternlicht
2012-10-02