0001104659-12-023699.txt : 20120403
0001104659-12-023699.hdr.sgml : 20120403
20120403204535
ACCESSION NUMBER: 0001104659-12-023699
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110520
FILED AS OF DATE: 20120403
DATE AS OF CHANGE: 20120403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STERNLICHT BARRY S
CENTRAL INDEX KEY: 0001034657
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34436
FILM NUMBER: 12739998
MAIL ADDRESS:
STREET 1: STARWOOD HOTELS & RESORTS WORLDWIDE
STREET 2: 44 SOUTH BROADWAY
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STARWOOD PROPERTY TRUST, INC.
CENTRAL INDEX KEY: 0001465128
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270247747
BUSINESS ADDRESS:
STREET 1: C/O STARWOOD CAPITAL GROUP
STREET 2: 591 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 422-7700
MAIL ADDRESS:
STREET 1: C/O STARWOOD CAPITAL GROUP
STREET 2: 591 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
a4.xml
4
X0305
4
2011-05-20
0
0001465128
STARWOOD PROPERTY TRUST, INC.
STWD
0001034657
STERNLICHT BARRY S
C/O STARWOOD PROPERTY TRUST, INC.
591 WEST PUTNAM AVENUE
GREENWICH
CT
06830
1
1
0
0
CEO, Chairman of Board of Dire
Common Stock
2011-05-20
4
A
0
9021
A
408280
I
By SPT Management, LLC
Common Stock
2011-08-18
4
A
0
54234
A
601630
I
By SPT Management, LLC
Common Stock
2012-03-30
4
M
0
176041
A
991214
I
By SPT Management, LLC
Common Stock
2012-03-30
4
J
0
35982
0.00
D
33482
I
By SPT Management, LLC
Common Stock
971750
I
By Starwood Capital Group Global, L.P.
Common Stock
691313
I
By SFIP, L.P.
Common Stock
230437
D
Restricted Stock Units
2012-03-30
4
M
0
176041
0.00
D
Common Stock
176041
800004
I
By SPT Management, LLC
SPT Management, LLC acquired shares of the issuer's common stock as payment of 50% of the incentive fee as required by the Management Agreement between the issuer and SPT Management, LLC.
This amount represents the amount of securities of the issuer beneficially owned immediately following such transaction.
Shares are held by SPT Management, LLC. Starwood Capital Group Global, L.P. is the sole member of SPT Management, LLC. Mr. Sternlicht is the controlling partner of Starwood Capital Group Global, L.P.
SPT Management, LLC acquired 176,041 shares of the issuer's common stock in connection with the vesting of (i) 86,458 out of 1,037,500 restricted stock units originally granted to SPT Management, LLC on August 17, 2009 as an award under the Starwood Property Trust, Inc. Manager Equity Plan and (ii) 89,583 out of 1,075,000 restricted stock units originally granted to SPT Management, LLC on December 15, 2010 as an award under the Starwood Property Trust, Inc. Manager Equity Plan. The remaining restricted stock units will vest ratably in quarterly installments through September 30, 2012 and December 31, 2013, respectively, in each case subject to SPT Management, LLC's continued service as the manager of the issuer. As such restricted stock units vest, the award will be settled in shares of common stock of the issuer promptly, but in no event later than 30 days, following the applicable quarterly vesting date.
On March 30, 2012, SPT Management, LLC distributed 35,982 shares of the issuer's common stock to certain employees and other individuals having an affiliation with SPT Management, LLC.
Shares are held by Starwood Capital Group Global, L.P. Mr. Sternlicht is the controlling partner of Starwood Capital Group Global, L.P.
These shares were acquired from SPT Management, LLC in transactions exempt from reporting pursuant to Rule 16a-13.
Mr. Sternlicht is the controlling partner of SFIP, L.P.
Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
Represents the 1,037,500 restricted stock units granted to SPT Management, LLC on August 17, 2009 and the 1,075,000 restricted stock units granted to SPT Management, LLC on December 15, 2010, less those restricted stock units that have already vested and been converted into shares of common stock.
/s/ Barry S. Sternlicht
2012-04-03