0001104659-12-023699.txt : 20120403 0001104659-12-023699.hdr.sgml : 20120403 20120403204535 ACCESSION NUMBER: 0001104659-12-023699 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110520 FILED AS OF DATE: 20120403 DATE AS OF CHANGE: 20120403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STERNLICHT BARRY S CENTRAL INDEX KEY: 0001034657 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34436 FILM NUMBER: 12739998 MAIL ADDRESS: STREET 1: STARWOOD HOTELS & RESORTS WORLDWIDE STREET 2: 44 SOUTH BROADWAY CITY: WHITE PLAINS STATE: NY ZIP: 10601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARWOOD PROPERTY TRUST, INC. CENTRAL INDEX KEY: 0001465128 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270247747 BUSINESS ADDRESS: STREET 1: C/O STARWOOD CAPITAL GROUP STREET 2: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 422-7700 MAIL ADDRESS: STREET 1: C/O STARWOOD CAPITAL GROUP STREET 2: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 4 1 a4.xml 4 X0305 4 2011-05-20 0 0001465128 STARWOOD PROPERTY TRUST, INC. STWD 0001034657 STERNLICHT BARRY S C/O STARWOOD PROPERTY TRUST, INC. 591 WEST PUTNAM AVENUE GREENWICH CT 06830 1 1 0 0 CEO, Chairman of Board of Dire Common Stock 2011-05-20 4 A 0 9021 A 408280 I By SPT Management, LLC Common Stock 2011-08-18 4 A 0 54234 A 601630 I By SPT Management, LLC Common Stock 2012-03-30 4 M 0 176041 A 991214 I By SPT Management, LLC Common Stock 2012-03-30 4 J 0 35982 0.00 D 33482 I By SPT Management, LLC Common Stock 971750 I By Starwood Capital Group Global, L.P. Common Stock 691313 I By SFIP, L.P. Common Stock 230437 D Restricted Stock Units 2012-03-30 4 M 0 176041 0.00 D Common Stock 176041 800004 I By SPT Management, LLC SPT Management, LLC acquired shares of the issuer's common stock as payment of 50% of the incentive fee as required by the Management Agreement between the issuer and SPT Management, LLC. This amount represents the amount of securities of the issuer beneficially owned immediately following such transaction. Shares are held by SPT Management, LLC. Starwood Capital Group Global, L.P. is the sole member of SPT Management, LLC. Mr. Sternlicht is the controlling partner of Starwood Capital Group Global, L.P. SPT Management, LLC acquired 176,041 shares of the issuer's common stock in connection with the vesting of (i) 86,458 out of 1,037,500 restricted stock units originally granted to SPT Management, LLC on August 17, 2009 as an award under the Starwood Property Trust, Inc. Manager Equity Plan and (ii) 89,583 out of 1,075,000 restricted stock units originally granted to SPT Management, LLC on December 15, 2010 as an award under the Starwood Property Trust, Inc. Manager Equity Plan. The remaining restricted stock units will vest ratably in quarterly installments through September 30, 2012 and December 31, 2013, respectively, in each case subject to SPT Management, LLC's continued service as the manager of the issuer. As such restricted stock units vest, the award will be settled in shares of common stock of the issuer promptly, but in no event later than 30 days, following the applicable quarterly vesting date. On March 30, 2012, SPT Management, LLC distributed 35,982 shares of the issuer's common stock to certain employees and other individuals having an affiliation with SPT Management, LLC. Shares are held by Starwood Capital Group Global, L.P. Mr. Sternlicht is the controlling partner of Starwood Capital Group Global, L.P. These shares were acquired from SPT Management, LLC in transactions exempt from reporting pursuant to Rule 16a-13. Mr. Sternlicht is the controlling partner of SFIP, L.P. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Represents the 1,037,500 restricted stock units granted to SPT Management, LLC on August 17, 2009 and the 1,075,000 restricted stock units granted to SPT Management, LLC on December 15, 2010, less those restricted stock units that have already vested and been converted into shares of common stock. /s/ Barry S. Sternlicht 2012-04-03