-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PdDfwK907B0kcIDXwXj4rCgdYpILflUt03NMaYViDyrLZu8sA7tDK1ENpSz2tL36 uEAKwgFYD7kVlciDQdy+wQ== 0001072613-10-000147.txt : 20100209 0001072613-10-000147.hdr.sgml : 20100209 20100209114322 ACCESSION NUMBER: 0001072613-10-000147 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100209 DATE AS OF CHANGE: 20100209 EFFECTIVENESS DATE: 20100209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD CENTRAL INDEX KEY: 0001034546 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06258 FILM NUMBER: 10582939 BUSINESS ADDRESS: STREET 1: 77 GRACECHURCH CITY: LONDON STATE: X0 ZIP: EC3UOAS BUSINESS PHONE: 4417171107 MAIL ADDRESS: STREET 1: 77 GRACECHURCH CITY: LONDON STATE: X0 ZIP: EC3UOAS 13F-HR 1 form13f-123109_16712.txt FOR THE YEAR ENDED 12-31-09 ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: City of London Investment Management Company Limited Address: 77 Gracechurch Street, London, England United Kingdom, EC3V 0AS 13F File Number: 028-06258 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Barry M. Olliff Title: Director Phone: 610 380 2110 Signature, Place and Date of Signing: /s/ Barry M. Olliff February 9, 2009 --------------------------------------- Barry M. Olliff Director Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [_] 13F NOTICE. [_] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934. ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Managers Included: 0 Form 13F Information Table Entry Total: 72 Form 13F Information Table Value Total: 1,448,573 (x$1000) List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADAMS EXPRESS CO. Common 006212104 611 59642 SH SOLE 15000 AMERICA MOVIL ADR ADR 008474108 889 18218 SH SOLE 3640 ASA LIMITED Common 02076x102 16569 208341 SH SOLE 7350 ASIA PACIFIC FUND Common 044901106 6216 592857 SH SOLE 318097 BANCO BRADESCO PN Common 018910268 7807 350000 SH SOLE 435000 BHP BILLITON LTD - SPON ADR ADR 088606108 258 3250 SH SOLE 16300 BLUE CHIP VALUE FUND INC Common 095333100 63 19600 SH SOLE 682080 CEMEX SA-SPONS ADR PART CER Common 151290889 316 25663 SH SOLE 26663 CENTRAL EUROPE AND RUSSIA FUND Common 153436100 126020 3659643 SH SOLE 3768550 CENTRAL SECS CORP Common 155123102 209 11500 SH SOLE 11500 CHESAPEAKE ENERGY CORP Common 165167107 239 8500 SH SOLE 920708 CHILE FUND INC. Common 168834109 11857 652747 SH SOLE 2280047 CHINA FUND INC. Common 169373107 69252 2405407 SH SOLE 217290 CIA VALE DO RIO DOCE PN ADR ADR 204412100 4534 176350 SH SOLE 10500 CLAYMORE/BNY BRIC ETF Common 18383M100 1007 23000 SH SOLE 2051162 CLIFFS NATURAL RESOURCES INC Common 039454017 289 6000 SH SOLE 198232 EMERGING MARKETS TELECOM Common 290890102 34975 2059162 SH SOLE 204823 FIRST ISRAEL FUND Common 32063L100 2587 164031 SH SOLE 5420 FIRST TRUST/ABERDEEN EM OPPORTUNITY FUND Common 33731K102 765 42055 SH SOLE 9150 FREEPORT MC MORAN COPPER B Common 35671D857 242 2900 SH SOLE 612979 GOLDCORP Common 380956409 250 6150 SH SOLE 19100 GREATER CHINA FUND Common 39167B102 18434 1300884 SH SOLE 10000 H & Q HEALTHCARE INVESTORS Common 404052102 229 19100 SH SOLE 10700 H & Q LIFE SCIENCES INVESTORS Common 404053100 95 10000 SH SOLE 610295 INDIA FUND INC Common 454089103 77654 2496108 SH SOLE 1021046 INDONESIA FUND INC Common 455778100 8921 911188 SH SOLE 89200 ISHARES MSCI AUSTRALIA INDEX Common 464288240 3087 130006 SH SOLE 36655 ISHARES MSCI BRAZIL- US Common 464286400 36836 477030 SH SOLE 703977 ISHARES MSCI CANADA Common 464286509 1285 47800 SH SOLE 17500 ISHARES MSCI EMERGING MARKETS INDEX Common 464287234 16492 386000 SH SOLE 243506 ISHARES MSCI KOREA Common 464286772 41358 838227 SH SOLE 3075996 ISHARES MSCI MALAYSIA Common 464286830 492 45000 SH SOLE 119750 ISHARES MSCI TAIWAN Common 464286731 111221 8328053 SH SOLE 65000 ITAU UNIBANCO HOLDING PREF ADR ADR 465562106 9273 393000 SH SOLE 247500 JAPAN EQUITY FUND Common 471057109 110 20655 SH SOLE 75784 JAPAN SMALLER CAPITALIZATION FUND, INC Common 471091108 1989 264856 SH SOLE 1813253 JF CHINA REGIONAL Common 46614T107 22597 1610620 SH SOLE 974657 KINROSS GOLD CORP Common 496902206 294 15600 SH SOLE 48200 KOREA EQUITY Common 50063B104 26703 2800527 SH SOLE 1022223 KOREA FUND Common 500634100 93521 2549638 SH SOLE 45496 LATIN AMERICA EQUITY Common 51827Q106 62154 1533711 SH SOLE 9884690 LATIN AMERICAN DISCOVERY Common 51828C106 19683 1097166 SH SOLE 37335 LIBERTY ALL STAR EQUITY FUND Common 530158104 669 151615 SH SOLE 100943 LIBERTY ALL-STAR GROWTH FUND Common 529900102 407 118918 SH SOLE 29602 MALAYSIA FUND Common 560905101 18682 2401238 SH SOLE 1610620 MEXICO EQUITY & INCOME FUND INC Common 592834105 15145 1929334 SH SOLE 13500 MEXICO FUND Common 592835102 26770 1193204 SH SOLE 2800527 MS ASIA PACIFIC Common 61744U106 47443 3184125 SH SOLE 2610466 MS CHINA A SHARE Common 617468103 4058 127538 SH SOLE 1536628 MS EASTERN EUROPE FUND Common 616988101 11771 726166 SH SOLE 701536 MS EMERGING MARKETS Common 61744G108 18003 1254144 SH SOLE 25174 MS FRONTIER EM FUND Common 61757P101 4010 366360 SH SOLE 155046 MS INDIA INVESTMENT Common 61745C105 18769 814446 SH SOLE 158918 PAMPA HOLDING SA Common B1G5F77 1842 3861318 SH SOLE 2401238 PETROLEO BRASILEIRO SA ADR ADR 71654V101 14880 340000 SH SOLE 247468 RIO TINTO PLC SPON ADR ADR 010842514 332 1480 SH SOLE 1926283 RMR ASIA PACIFIC REAL ESTATE FUND Common 76970B101 8575 502772 SH SOLE 1287514 ROYCE VALUE TRUST Common 780910105 186 16908 SH SOLE 4630 SILVER WHEATON GROUP Common 828336107 166 10500 SH SOLE 2889429 SINGAPORE FUND INC Common 82929L109 30721 2307251 SH SOLE 580463 TAIWAN FUND Common 874036106 68224 4639490 SH SOLE 1006301 TAIWAN GREATER CHINA FUND Common 874037104 19678 3015827 SH SOLE 302133 TAIWAN SEMICONDUCTOR - ADR Common 874039100 187 16196 SH SOLE 50802 TEMPLETON DRAGON FUND Common 88018T101 231297 8375756 SH SOLE 7961318 TENARIS SA ADR ADR 88031M109 1494 33700 SH SOLE 378400 THAI CAPITAL FUND INC Common 882905201 7858 790898 SH SOLE 78700 THAI FUND INC. Common 882904105 36098 3969022 SH SOLE 3520 TRI CONTINENTAL CORP. Common 895436103 589 50490 SH SOLE 53628 TURKISH INVESTMENT FUND INC. Common 900145103 14870 1074786 SH SOLE 10000 URANIUM ENERGY CORP Common 90458E107 640 169500 SH SOLE 16000 VALE DO RIO DOCE ON ADR Common 916896103 7600 251150 SH SOLE 1899756 VANGUARD EUROPEAN ETF Common 922042858 225 4500 SH SOLE 233662
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