0001288257-17-000007.txt : 20170518 0001288257-17-000007.hdr.sgml : 20170518 20170518190517 ACCESSION NUMBER: 0001288257-17-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170517 FILED AS OF DATE: 20170518 DATE AS OF CHANGE: 20170518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4087381500 MAIL ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LARKIN C RAYMOND JR CENTRAL INDEX KEY: 0001034464 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 17856156 MAIL ADDRESS: STREET 1: C/O MALLINCKRODT INC STREET 2: 7733 FORSYTH BLVD CITY: ST LOUIS STATE: MO ZIP: 63105 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-05-17 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001034464 LARKIN C RAYMOND JR C/O ALIGN TECHNOLOGY INC. 2560 ORCHARD PARKWAY SAN JOSE CA 95131 1 0 0 0 Common Stock 2017-03-31 2017-03-31 4 G 0 289 0 D 76562 D Common Stock 2017-05-17 2017-05-17 4 M 0 7000 0 A 83562 D Restricted Stock Unit 0.0001 2017-05-17 2017-05-17 4 M 0 7000 0 D Common Stock 7000 0 D Restricted Stock Unit 0.0001 2017-05-17 2017-05-17 4 A 0 4344 0 A Common Stock 4344 4344 D Represents par value of ALGN common stock 100% of the restricted stock unit granted on May 18, 2016 became vested on May 17, 2017 and shares were delivered to reporting person on May 17, 2017. 100% of the restricted stock unit will become vested upon the earlier of (I) one year after the date of grant or (ii) the date of issuer's annual meeting of stockholders to be held in 2018. Shares will be delivered to reporting person on the vest date. Roger E. George Atty-in-Fact for C. Raymond Larkin Jr. 2017-05-18