0001234778-15-000002.txt : 20150514 0001234778-15-000002.hdr.sgml : 20150514 20150514183944 ACCESSION NUMBER: 0001234778-15-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150513 FILED AS OF DATE: 20150514 DATE AS OF CHANGE: 20150514 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4087381500 MAIL ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LARKIN C RAYMOND JR CENTRAL INDEX KEY: 0001034464 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 15864763 MAIL ADDRESS: STREET 1: C/O MALLINCKRODT INC STREET 2: 7733 FORSYTH BLVD CITY: ST LOUIS STATE: MO ZIP: 63105 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-05-13 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001034464 LARKIN C RAYMOND JR C/O ALIGN TECHNOLOGY, INC. 2560 ORCHARD PARKWAY SAN JOSE CA 95131 1 0 0 0 Common Stock 2015-05-13 2015-05-13 4 M 0 8000 0 A 70460 D Restricted Stock Unit 0.0001 2015-05-13 2015-05-13 4 M 0 8000 0 D Common Stock 8000 0 D Restricted Stock Unit 0.0001 2015-05-13 2015-05-13 4 A 0 7700 0 A Common Stock 7700 7700 D Represents par value of ALGN common stock 100% of the restricted stock unit granted on May 15, 2014 became vested on May 13, 2015 and shares were delivered to reporting person on May 13, 2015. 100% of the restricted stock unit will become vested upon the earlier of (i) one year after the date of grant or (ii) the date of issuer's annual meeting of stockholders to be held in 2016. Shares will be delivered to reporting person on the vest date. Roger E. George Atty-in-Fact for Raymond Larkin 2015-05-14