0001209191-23-031132.txt : 20230519 0001209191-23-031132.hdr.sgml : 20230519 20230519172440 ACCESSION NUMBER: 0001209191-23-031132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230517 FILED AS OF DATE: 20230519 DATE AS OF CHANGE: 20230519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LARKIN C RAYMOND JR CENTRAL INDEX KEY: 0001034464 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 23941613 MAIL ADDRESS: STREET 1: C/O MALLINCKRODT INC STREET 2: 7733 FORSYTH BLVD CITY: ST LOUIS STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 NORTH SCOTTSDALE ROAD, SUITE 1300 CITY: TEMPE STATE: AZ ZIP: 85288 BUSINESS PHONE: 408-470-1000 MAIL ADDRESS: STREET 1: 410 NORTH SCOTTSDALE ROAD, SUITE 1300 CITY: TEMPE STATE: AZ ZIP: 85288 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-17 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001034464 LARKIN C RAYMOND JR C/O ALIGN TECHNOLOGY INC. 410 NO. SCOTTSDALE RD., SUITE 1300 TEMPE AZ 85281 1 0 0 0 0 Common Stock 2023-05-17 4 M 0 1486 0.00 A 20375 D Restricted Stock Units 0.0001 2023-05-17 4 M 0 1486 0.00 D Common Stock 1486 0 D Restricted Stock Units 0.0001 2023-05-17 4 A 0 1372 0.00 A Common Stock 1372 1372 D Represents par value of ALGN common stock. 100% of the restricted stock unit granted on May 18, 2022 became vested on May 17, 2023 and shares were delivered to reporting person. 100% of the restricted stock unit granted on May 17, 2023 will become vested on the earlier of (i) May 17, 2024 or (i) the date of the 2024 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. /s/Julia Ann Coletti Attorney-in-Fact for C. Raymond Larkin Jr. 2023-05-19