0001376474-21-000456.txt : 20211215 0001376474-21-000456.hdr.sgml : 20211215 20211215113058 ACCESSION NUMBER: 0001376474-21-000456 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211215 DATE AS OF CHANGE: 20211215 EFFECTIVENESS DATE: 20211215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPRIN ASSET MANAGEMENT LLC /ADV CENTRAL INDEX KEY: 0001034369 IRS NUMBER: 541829881 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17182 FILM NUMBER: 211493515 BUSINESS ADDRESS: STREET 1: 1802 BAYBERRY COURT STREET 2: SUITE 202 CITY: HENRICO STATE: VA ZIP: 23226 BUSINESS PHONE: 804-648-3333 MAIL ADDRESS: STREET 1: 1802 BAYBERRY COURT STREET 2: SUITE 202 CITY: HENRICO STATE: VA ZIP: 23226 FORMER COMPANY: FORMER CONFORMED NAME: CAPRIN INVESTMENT ADVISORS LC /ADV DATE OF NAME CHANGE: 19990211 FORMER COMPANY: FORMER CONFORMED NAME: CAPRIN ASSET MANAGEMENT LLC /ADV DATE OF NAME CHANGE: 19970221 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001034369 XXXXXXXX 09-30-2021 09-30-2021 CAPRIN ASSET MANAGEMENT LLC /ADV

1802 BAYBERRY COURT SUITE 202 HENRICO VA 23226

13F HOLDINGS REPORT 028-17182 N Adam S. Plotkin 804-648-3333 x309 /s/ Adam S. Plotkin Richmond VA 12-13-2021 0 17 129983 false INFORMATION TABLE 2 aci_13f.xml INFORMATION TABLE AGG - iShares Barclays Aggregate Bond Fund COM 464287226 14010 122002 SH SOLE 122002 0 0 BAB - Invesco Taxable Municipal Bond Fund COM 46138G805 179 5439 SH SOLE 5439 0 0 CMF - iShares S&P California AMT-Free Bond COM 464288356 323 5201 SH SOLE 5201 0 0 FLOT - iShares Floating Rate Bond ETF COM 46429B655 2403 47266 SH SOLE 47266 0 0 HYD - Vaneck Vectors High Yield Muni COM 92189H409 227 3631 SH SOLE 3631 0 0 IGIB - iShares 5-10 Yr Inv Grade Corp ETF COM 464288638 1452 24169 SH SOLE 24169 0 0 IGSB - iShares 1-5 Yr Inv Grade Corp ETF COM 464288646 679 12433 SH SOLE 12433 0 0 ITM - Vaneck Vectors AMT Free Int Muni COM 92189H201 43128 841695 SH SOLE 841695 0 0 MUB - iShares S&P National AMT-Free Bond F COM 464288414 22700 195407 SH SOLE 195407 0 0 NYF - iShares S&P New York AMT-Free Bond F COM 464288323 1382 23881 SH SOLE 23881 0 0 SHM - SPDR Nuveen Barclays ST Muni ETF COM 78468R739 41275 835523 SH SOLE 835523 0 0 SHYD - VanEck Vectors Short High Yield ETF COM 92189F387 115 4568 SH SOLE 4568 0 0 SJNK - SPDR Barclays Short Term High Yld COM 78468R408 47 1707 SH SOLE 1707 0 0 TFI - SPDR Nuveen Barclays Capital Municip COM 78468R721 24 460 SH SOLE 460 0 0 TIP - iShares Barclays US Treasury Inflati COM 464287176 69 544 SH SOLE 544 0 0 USIG - iShares Investment Corp Bond ETF COM 464288620 46 769 SH SOLE 769 0 0 VTEB - Vanguard Tax-Exempt Bond ETF COM 922907746 1924 35124 SH SOLE 35124 0 0