0001209191-22-009159.txt : 20220214 0001209191-22-009159.hdr.sgml : 20220214 20220214141707 ACCESSION NUMBER: 0001209191-22-009159 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220211 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONAS HOWARD S CENTRAL INDEX KEY: 0001034247 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35327 FILM NUMBER: 22629455 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Genie Energy Ltd. CENTRAL INDEX KEY: 0001528356 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 452069276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07012 BUSINESS PHONE: 973-438-3500 MAIL ADDRESS: STREET 1: 520 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07012 FORMER COMPANY: FORMER CONFORMED NAME: Genie Energy. Ltd. DATE OF NAME CHANGE: 20110822 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-02-11 0 0001528356 Genie Energy Ltd. GNE 0001034247 JONAS HOWARD S C/O GENIE ENERGY LTD. 520 BROAD STREET NEWARK NJ 07102 1 0 0 0 Class B Common Stock, par value $.01 per share 180398 D Class B Common Stock, par value $.01 per share 1000156 I By HSJ 2020 IDT Annuity Trust Class B Common Stock, par value $.01 per share 85489 I By HSJ 2019 Genie Remainder Trust Class B Common Stock, par value $.01 per share 625065 I By HSJ 2020 Genie Annuity Trust Class B Common Stock, par value $.01 per share 1556 I By Daughter (Miriam) Class B Common Stock, par value $.01 per share 275047 I By The Jonas Foundation Deferred Stock Unit 2022-02-11 4 A 0 110000 0.00 A 2023-02-10 Class B Common Stock 110000 110000 D Deferred Stock Units 2022-02-11 4 A 0 110000 0.00 A 2023-02-10 Class B Common Stock 110000 110000 D Consists of 80,398 shares held directly, 33,334 shares of vested restricted stock, and 66,666 shares of unvested restricted stock, 33,333 shares of which shall vest on each of January 5, 2023 and January 5, 2024. Each Deferred Stock Unit ("DSU") entitles the Reporting Person to a grant of 110,000 restricted shares of the Issuer's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $9.04 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date. The DSUs will expire on February 10, 2023 should the 30 trading day average closing price of $9.04 or greater not occur, in which case no shares of restricted stock shall be granted. Each DSU entitles the Reporting Person to a grant of 110,000 restricted shares of the Issuer's Class B common stock the business day following the date the stock has a 30 trading day average closing price of $10.84 or greater. Should the restricted stock be granted, the shares shall vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date. The DSUs will expire on February 10, 2023 should the 30 trading day average closing price of $10.84 or greater not occur, in which case no shares of restricted stock shall be granted. Joyce J. Mason, by Power of Attorney 2022-02-14