0001181431-14-027837.txt : 20140731
0001181431-14-027837.hdr.sgml : 20140731
20140731133257
ACCESSION NUMBER: 0001181431-14-027837
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140730
FILED AS OF DATE: 20140731
DATE AS OF CHANGE: 20140731
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Genie Energy Ltd.
CENTRAL INDEX KEY: 0001528356
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 452069276
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 550 BROAD STREET
CITY: NEWARK
STATE: NJ
ZIP: 07012
BUSINESS PHONE: 973-438-3500
MAIL ADDRESS:
STREET 1: 550 BROAD STREET
CITY: NEWARK
STATE: NJ
ZIP: 07012
FORMER COMPANY:
FORMER CONFORMED NAME: Genie Energy. Ltd.
DATE OF NAME CHANGE: 20110822
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JONAS HOWARD S
CENTRAL INDEX KEY: 0001034247
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35327
FILM NUMBER: 141005623
4
1
rrd413893.xml
FORM 4 - H. JONAS (GENIE)
X0306
4
2014-07-30
0
0001528356
Genie Energy Ltd.
GNE
0001034247
JONAS HOWARD S
C/O GENIE ENERGY LTD.
550 BROAD STREET
NEWARK
NJ
07102
1
1
1
0
Chairman of the Board & CEO
Class B Common Stock, par value $.01 per share
2014-07-30
4
A
0
3466275
6.82
A
5108413
D
Class B Common Stock, par value $.01 per share
2014-07-31
4
A
0
98398
0
A
5206811
D
Class B Common Stock, par value $.01 per share
166957
I
By Trust FBO Joseph Jonas
Class B Common Stock, par value $.01 per share
166957
I
By Trust FBO Tamar Jonas
Class B Common Stock, par value $.01 per share
166957
I
By Trust FBO Rachel Jonas
Class B Common Stock, par value $.01 per share
166957
I
By Trust FBO Leora Jonas
Class B Common Stock, par value $.01 per share
166957
I
By Trust FBO David Jonas
Class B Common Stock, par value $.01 per share
166957
I
By Trust FBO Michael Jonas
Class B Common Stock, par value $.01 per share
166957
I
By Trust FBO Samuel Jonas
Class B Common Stock, par value $.01 per share
166957
I
By Trust FBO Jonathan Jonas
Class B Common Stock, par value $.01 per share
166963
I
By Trust FBO Miriam Jonas
Class B Common Stock, par value $.01 per share
1556
I
Custodial for Son (Jonathan)
Class B Common Stock, par value $.01 per share
1556
I
Custodial for Daughter (Rachel)
Class B Common Stock, par value $.01 per share
1556
I
Custodial for Son (Joseph)
Class B Common Stock, par value $.01 per share
1556
I
Custodial for Daughter (Tamar)
Class B Common Stock, par value $.01 per share
1556
I
Custodial for Daughter (Miriam)
Class B Common Stock, par value $.01 per share
1269427
I
By Howard S. Jonas 2009 Annuity Trust II
Class A Common Stock, par value $.01 per share
1574326
D
Pursuant to a Restricted Stock Sale Agreement (the "Agreement"), the Reporting Person purchased 3,466,275 shares of Restricted Class B Common Stock ("Restricted Stock") at a price of $6.82 per share in partial satisfaction of the parties' obligations thereunder. The Agreement contemplates the purchase of a total of 3.6m Restricted Shares that vest in six equal installments on each of the following: the date of the initial purchase (July 30, 2014), December 31, 2014, December 31, 2015, December 31, 2016, December 31, 2017 and December 31, 2018.
These shares are held in trust for the benefit of the Reporting Person's children. The Reporting Person's spouse is the trustee of the trust. Mr. Jonas does not exercise or share investment control of these shares.
Represents a grant of stock pursuant to a previously granted Deferred Stock Unit.
Includes 18,333 restricted shares of Class B Common Stock that vest on November 3, 2014; 600,000 restricted shares that vest on each of December 31, 2014, December 31, 2015, December 31, 2016 and December 31, 2017 and 466,275 restricted shares that vest on December 31, 2018.
Joyce J. Mason, by Power of Attorney
2014-07-31