0001181431-14-027837.txt : 20140731 0001181431-14-027837.hdr.sgml : 20140731 20140731133257 ACCESSION NUMBER: 0001181431-14-027837 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140730 FILED AS OF DATE: 20140731 DATE AS OF CHANGE: 20140731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Genie Energy Ltd. CENTRAL INDEX KEY: 0001528356 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 452069276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 550 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07012 BUSINESS PHONE: 973-438-3500 MAIL ADDRESS: STREET 1: 550 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07012 FORMER COMPANY: FORMER CONFORMED NAME: Genie Energy. Ltd. DATE OF NAME CHANGE: 20110822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONAS HOWARD S CENTRAL INDEX KEY: 0001034247 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35327 FILM NUMBER: 141005623 4 1 rrd413893.xml FORM 4 - H. JONAS (GENIE) X0306 4 2014-07-30 0 0001528356 Genie Energy Ltd. GNE 0001034247 JONAS HOWARD S C/O GENIE ENERGY LTD. 550 BROAD STREET NEWARK NJ 07102 1 1 1 0 Chairman of the Board & CEO Class B Common Stock, par value $.01 per share 2014-07-30 4 A 0 3466275 6.82 A 5108413 D Class B Common Stock, par value $.01 per share 2014-07-31 4 A 0 98398 0 A 5206811 D Class B Common Stock, par value $.01 per share 166957 I By Trust FBO Joseph Jonas Class B Common Stock, par value $.01 per share 166957 I By Trust FBO Tamar Jonas Class B Common Stock, par value $.01 per share 166957 I By Trust FBO Rachel Jonas Class B Common Stock, par value $.01 per share 166957 I By Trust FBO Leora Jonas Class B Common Stock, par value $.01 per share 166957 I By Trust FBO David Jonas Class B Common Stock, par value $.01 per share 166957 I By Trust FBO Michael Jonas Class B Common Stock, par value $.01 per share 166957 I By Trust FBO Samuel Jonas Class B Common Stock, par value $.01 per share 166957 I By Trust FBO Jonathan Jonas Class B Common Stock, par value $.01 per share 166963 I By Trust FBO Miriam Jonas Class B Common Stock, par value $.01 per share 1556 I Custodial for Son (Jonathan) Class B Common Stock, par value $.01 per share 1556 I Custodial for Daughter (Rachel) Class B Common Stock, par value $.01 per share 1556 I Custodial for Son (Joseph) Class B Common Stock, par value $.01 per share 1556 I Custodial for Daughter (Tamar) Class B Common Stock, par value $.01 per share 1556 I Custodial for Daughter (Miriam) Class B Common Stock, par value $.01 per share 1269427 I By Howard S. Jonas 2009 Annuity Trust II Class A Common Stock, par value $.01 per share 1574326 D Pursuant to a Restricted Stock Sale Agreement (the "Agreement"), the Reporting Person purchased 3,466,275 shares of Restricted Class B Common Stock ("Restricted Stock") at a price of $6.82 per share in partial satisfaction of the parties' obligations thereunder. The Agreement contemplates the purchase of a total of 3.6m Restricted Shares that vest in six equal installments on each of the following: the date of the initial purchase (July 30, 2014), December 31, 2014, December 31, 2015, December 31, 2016, December 31, 2017 and December 31, 2018. These shares are held in trust for the benefit of the Reporting Person's children. The Reporting Person's spouse is the trustee of the trust. Mr. Jonas does not exercise or share investment control of these shares. Represents a grant of stock pursuant to a previously granted Deferred Stock Unit. Includes 18,333 restricted shares of Class B Common Stock that vest on November 3, 2014; 600,000 restricted shares that vest on each of December 31, 2014, December 31, 2015, December 31, 2016 and December 31, 2017 and 466,275 restricted shares that vest on December 31, 2018. Joyce J. Mason, by Power of Attorney 2014-07-31