0001209191-17-029891.txt : 20170504
0001209191-17-029891.hdr.sgml : 20170504
20170504105955
ACCESSION NUMBER: 0001209191-17-029891
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170502
FILED AS OF DATE: 20170504
DATE AS OF CHANGE: 20170504
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TransUnion
CENTRAL INDEX KEY: 0001552033
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320]
IRS NUMBER: 611678417
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 555 WEST ADAMS STREET
CITY: CHICAGO
STATE: IL
ZIP: 60661
BUSINESS PHONE: (312) 985-2000
MAIL ADDRESS:
STREET 1: 555 WEST ADAMS STREET
CITY: CHICAGO
STATE: IL
ZIP: 60661
FORMER COMPANY:
FORMER CONFORMED NAME: TransUnion Holding Company, Inc.
DATE OF NAME CHANGE: 20120612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADVENT INTERNATIONAL GPE VI-C LP
CENTRAL INDEX KEY: 0001430925
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37470
FILM NUMBER: 17812420
BUSINESS ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORP
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617 951-9400
MAIL ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORP
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADVENT INTERNATIONAL GPE VI-G LP
CENTRAL INDEX KEY: 0001432552
STATE OF INCORPORATION: XX
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37470
FILM NUMBER: 17812421
BUSINESS ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORP
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617-951-9400
MAIL ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORP
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADVENT INTERNATIONAL GPE VI-B LP
CENTRAL INDEX KEY: 0001430926
STATE OF INCORPORATION: XX
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37470
FILM NUMBER: 17812423
BUSINESS ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORP
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617 951-9400
MAIL ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORP
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADVENT INTERNATIONAL GPE VI-A LP
CENTRAL INDEX KEY: 0001430920
STATE OF INCORPORATION: XX
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37470
FILM NUMBER: 17812424
BUSINESS ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORP
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617 951-9400
MAIL ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORP
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADVENT INTERNATIONAL CORP/MA
CENTRAL INDEX KEY: 0001034196
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37470
FILM NUMBER: 17812427
BUSINESS ADDRESS:
STREET 1: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6179510555
MAIL ADDRESS:
STREET 1: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADVENT INTERNATIONAL LLC
CENTRAL INDEX KEY: 0001227759
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37470
FILM NUMBER: 17812426
BUSINESS ADDRESS:
STREET 1: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6179519400
MAIL ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORPORATION
STREET 2: 75 STATE STREET, 29TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADVENT INTERNATIONAL GPE VI-E LP
CENTRAL INDEX KEY: 0001430921
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37470
FILM NUMBER: 17812418
BUSINESS ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORP
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617 951-9400
MAIL ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORP
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADVENT INTERNATIONAL GPE VI-F LP
CENTRAL INDEX KEY: 0001430922
STATE OF INCORPORATION: XX
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37470
FILM NUMBER: 17812422
BUSINESS ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORP
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617 951-9400
MAIL ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORP
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADVENT INTERNATIONAL GPE VI-D LP
CENTRAL INDEX KEY: 0001430923
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37470
FILM NUMBER: 17812419
BUSINESS ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORP
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617 951-9400
MAIL ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORP
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADVENT INTERNATIONAL GPE VI LP
CENTRAL INDEX KEY: 0001430919
STATE OF INCORPORATION: XX
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37470
FILM NUMBER: 17812425
BUSINESS ADDRESS:
STREET 1: C/O ADVENT INTERNTAIONAL CORP
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617 951-9400
MAIL ADDRESS:
STREET 1: C/O ADVENT INTERNTAIONAL CORP
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-02
1
0001552033
TransUnion
TRU
0001034196
ADVENT INTERNATIONAL CORP/MA
C/O ADVENT INTERNATIONAL CORPORATION
75 STATE STREET, 29TH FLOOR
BOSTON
MA
02109
0
0
1
0
0001227759
ADVENT INTERNATIONAL LLC
C/O ADVENT INTERNATIONAL CORPORATION
75 STATE STREET, 29TH FLOOR
BOSTON
MA
02109
0
0
1
0
0001430919
ADVENT INTERNATIONAL GPE VI LP
C/O ADVENT INTERNATIONAL CORPORATION
75 STATE STREET, 29TH FLOOR
BOSTON
MA
02109
0
0
1
0
0001430920
ADVENT INTERNATIONAL GPE VI-A LP
C/O ADVENT INTERNATIONAL CORPORATION
75 STATE STREET, 29TH FLOOR
BOSTON
MA
02109
0
0
1
0
0001430926
ADVENT INTERNATIONAL GPE VI-B LP
C/O ADVENT INTERNATIONAL CORPORATION
75 STATE STREET, 29TH FLOOR
BOSTON
MA
02109
0
0
1
0
0001430925
ADVENT INTERNATIONAL GPE VI-C LP
C/O ADVENT INTERNATIONAL CORPORATION
75 STATE STREET, 29TH FLOOR
BOSTON
MA
02109
0
0
1
0
0001430923
ADVENT INTERNATIONAL GPE VI-D LP
C/O ADVENT INTERNATIONAL CORPORATION
75 STATE STREET, 29TH FLOOR
BOSTON
MA
02109
0
0
1
0
0001430921
ADVENT INTERNATIONAL GPE VI-E LP
C/O ADVENT INTERNATIONAL CORPORATION
75 STATE STREET, 29TH FLOOR
BOSTON
MA
02109
0
0
1
0
0001430922
ADVENT INTERNATIONAL GPE VI-F LP
C/O ADVENT INTERNATIONAL CORPORATION
75 STATE STREET, 29TH FLOOR
BOSTON
MA
02109
0
0
1
0
0001432552
ADVENT INTERNATIONAL GPE VI-G LP
C/O ADVENT INTERNATIONAL CORPORATION
BOSTON
MA
02109
0
0
1
0
Common Stock
2017-05-02
4
S
0
11027445
39.15
D
15707314
I
See Notes
The shares of common stock of the Issuer were sold in connection with a
secondary offering of the common stock of the Issuer pursuant to the prospectus supplement (including pursuant to the underwriters' exercise of their over-allotment option under such prospectus supplement), dated April 26, 2017, and accompanying registration statement on Form S-3, dated September 8, 2016.
Advent-TransUnion Acquisition Limited Partnership ("ATUA") directly owns 15,707,314 shares of common stock of the Issuer. The Advent Funds (as defined below) directly own all of the partnership interests in ATUA. ATUA, together with Advent International Corporation ("AIC"), Advent International LLC ("AILLC"), GPE VI GP Limited Partnership ("GPE VI GP"), GPE VI GP (Delaware) Limited Partnership ("GPE VI (DE) GP") and the Advent Funds, are referred to herein as the "Reporting Persons". The shares directly owned by ATUA may be deemed beneficially owned by the other Reporting Persons; however, each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.
AIC is the manager of AILLC which is the general partner of each of GPE VI GP, GPE VI (DE) GP, Advent Partners GPE VI 2008 Limited
Partnership, Advent Partners GPE VI 2009 Limited Partnership, Advent Partners GPE VI 2010 Limited Partnership, Advent Partners GPE VI-A
Limited Partnership, and Advent Partners GPE VI-A 2010 Limited Partnership (collectively, the "AP Funds").
GPE VI (DE) GP is the general partner of the following entities: Advent International GPE VI-C Limited Partnership, Advent International GPE VI-D Limited Partnership and GPE VI-E Limited Partnership (collectively, the "GPE VI (DE) GP Funds").
GPE VI GP is the general partner of the following entities: Advent International GPE VI-G Limited Partnership, Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent International GPE VI-B Limited Partnership, and Advent International GPE VI-F Limited Partnership (collectively, the "GPE GP Funds" and together with the GPE VI (DE) GP Funds and the AP Funds, collectively the "Advent Funds").
This Form 4 is the first of two Forms 4 being filed relating to the same event. The Form 4 has been split into two filings because there are more than
10 Reporting Persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 Reporting Persons. Each Form 4 will be filed by Designated Filer Advent International Corporation.
/s/ Richard Terranova, as attorney-in-fact for Advent
International Corp/MA
2017-05-04
/s/ Richard Terranova, as attorney-in-fact for Advent International LLC
2017-05-04
/s/ Richard Terranova, as attorney-in-fact for Advent International GPE VI Limited Partnership
2017-05-04
/s/ Richard Terranova, as attorney-in-fact for Advent International GPE VI-A Limited Partnership
2017-05-04
/s/ Richard Terranova, as attorney-in-fact for Advent International GPE VI-B Limited Partnership
2017-05-04
/s/ Richard Terranova, as attorney-in-fact for Advent International GPE VI-C Limited Partnership
2017-05-04
/s/ Richard Terranova, as attorney-in-fact for Advent International GPE VI-D Limited Partnership
2017-05-04
/s/ Richard Terranova, as attorney-in-fact for Advent International GPE VI-E Limited Partnership
2017-05-04
/s/ Richard Terranova, as attorney-in-fact for Advent International GPE VI-F Limited Partnership
2017-05-04
/s/ Richard Terranova, as attorney-in-fact for Advent International GPE VI-G Limited Partnership
2017-05-04