0001209191-16-108863.txt : 20160316
0001209191-16-108863.hdr.sgml : 20160316
20160316164722
ACCESSION NUMBER: 0001209191-16-108863
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160314
FILED AS OF DATE: 20160316
DATE AS OF CHANGE: 20160316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Advent Partners GPE VI-A Limited Partnership
CENTRAL INDEX KEY: 0001461159
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37470
FILM NUMBER: 161510232
BUSINESS ADDRESS:
STREET 1: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: (617) 951-9415
MAIL ADDRESS:
STREET 1: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Advent Partners GPE VI 2009 Limited Partnership
CENTRAL INDEX KEY: 0001466270
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37470
FILM NUMBER: 161510234
BUSINESS ADDRESS:
STREET 1: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: (617) 951-9415
MAIL ADDRESS:
STREET 1: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Advent Partners GPE VI 2008 Limited Partnership
CENTRAL INDEX KEY: 0001461158
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37470
FILM NUMBER: 161510235
BUSINESS ADDRESS:
STREET 1: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617 951-9400
MAIL ADDRESS:
STREET 1: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GPE VI GP (Delaware) Limited Partnership
CENTRAL INDEX KEY: 0001474398
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37470
FILM NUMBER: 161510236
BUSINESS ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORPORATION
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617 951-9400
MAIL ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORPORATION
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Advent-TransUnion Acquisition Limited Partnership
CENTRAL INDEX KEY: 0001639404
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37470
FILM NUMBER: 161510238
BUSINESS ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 29TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02129
BUSINESS PHONE: 617-951-9407
MAIL ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 29TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADVENT INTERNATIONAL CORP/MA
CENTRAL INDEX KEY: 0001034196
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37470
FILM NUMBER: 161510239
BUSINESS ADDRESS:
STREET 1: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6179510555
MAIL ADDRESS:
STREET 1: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Advent Partners GPE VI-A 2010 Limited Partnership
CENTRAL INDEX KEY: 0001490262
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37470
FILM NUMBER: 161510240
BUSINESS ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORPORATION
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: (617) 951-9415
MAIL ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORPORATION
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Advent Partners GPE VI 2010 Limited Partnership
CENTRAL INDEX KEY: 0001490261
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37470
FILM NUMBER: 161510233
BUSINESS ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORPORATION
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: (617) 951-9415
MAIL ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORPORATION
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TransUnion
CENTRAL INDEX KEY: 0001552033
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320]
IRS NUMBER: 611678417
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 555 WEST ADAMS STREET
CITY: CHICAGO
STATE: IL
ZIP: 60661
BUSINESS PHONE: (312) 985-2000
MAIL ADDRESS:
STREET 1: 555 WEST ADAMS STREET
CITY: CHICAGO
STATE: IL
ZIP: 60661
FORMER COMPANY:
FORMER CONFORMED NAME: TransUnion Holding Company, Inc.
DATE OF NAME CHANGE: 20120612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GPE VI GP Limited Partnership
CENTRAL INDEX KEY: 0001474396
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37470
FILM NUMBER: 161510237
BUSINESS ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORPORATION
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617 951-9400
MAIL ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORPORATION
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-03-14
0
0001552033
TransUnion
TRU
0001034196
ADVENT INTERNATIONAL CORP/MA
C/O ADVENT INTERNATIONAL CORPORATION
75 STATE STREET, 29TH FLOOR
BOSTON
MA
02109
0
0
1
0
0001639404
Advent-TransUnion Acquisition Limited Partnership
C/O ADVENT INTERNATIONAL CORPORATION
75 STATE STREET, 29TH FLOOR
BOSTON
MA
02109
0
0
1
0
0001474396
GPE VI GP Limited Partnership
C/O ADVENT INTERNATIONAL CORPORATION
75 STATE STREET, 29TH FLOOR
BOSTON
MA
02109
0
0
1
0
0001474398
GPE VI GP (Delaware) Limited Partnership
C/O ADVENT INTERNATIONAL CORPORATION
75 STATE STREET, 29TH FLOOR
BOSTON
MA
02109
0
0
1
0
0001461158
Advent Partners GPE VI 2008 Limited Partnership
C/O ADVENT INTERNATIONAL CORPORATION
75 STATE STREET, 29TH FLOOR
BOSTON
MA
02109
0
0
1
0
0001466270
Advent Partners GPE VI 2009 Limited Partnership
C/O ADVENT INTERNATIONAL CORPORATION
75 STATE STREET, 29TH FLOOR
BOSTON
MA
02109
0
0
1
0
0001490261
Advent Partners GPE VI 2010 Limited Partnership
C/O ADVENT INTERNATIONAL CORPORATION
75 STATE STREET, 29TH FLOOR
BOSTON
MA
02109
0
0
1
0
0001490262
Advent Partners GPE VI-A 2010 Limited Partnership
C/O ADVENT INTERNATIONAL CORPORATION
75 STATE STREET, 29TH FLOOR
BOSTON
MA
02109
0
0
1
0
0001461159
Advent Partners GPE VI-A Limited Partnership
C/O ADVENT INTERNATIONAL CORPORATION
75 STATE STREET, 29TH FLOOR
BOSTON
MA
02109
0
0
1
0
Common Stock
2016-03-14
4
S
0
8938999
24.0625
D
63416341
I
See Notes
The shares of common stock of the Issuer were sold in connection with a secondary offering of the common stock of the Issuer pursuant to the prospectus supplement, dated March 8, 2016, and accompanying registration statement on Form S-3, dated March 1, 2016.
Reflects a reduction by one share to correct a previous rounding error.
Of the 63,416,341 shares of common stock of the Issuer reported herein, Advent-TransUnion Acquisition Limited Partnership ("ATUA") directly owns 63,363,759 shares of common stock of the Issuer. The Advent Funds (as defined below) directly own all of the partnership interests in ATUA. ATUA, together with Advent International Corporation ("AIC"), Advent International LLC ("AILLC"), GPE VI GP Limited Partnership ("GPE GP"), GPE VI GP (Delaware) Limited Partnership ("GPE GP Del") and the Advent Funds, are referred to herein as the "Reporting Persons". The shares directly owned by ATUA may be deemed beneficially owned by the other Reporting Persons; however, each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.
Of the 63,416,341 shares of common stock of the Issuer reported herein, Harry Gambill, a former industry advisor of AIC, directly owns 52,582 shares of common stock of the Issuer (the "Gambill Shares"). Pursuant to that certain letter agreement and proxy, each dated April 26, 2012, by and between Mr. Gambill and ATUA, ATUA has been granted sole voting power over the Gambill Shares and may be deemed beneficially owned by ATUA, however, ATUA disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.
AIC is the manager of AILLC which is the general partner of each of GPE GP, GPE GP Del, Advent Partners GPE VI 2008 Limited Partnership ("GPE 2008), Advent Partners GPE VI 2009 Limited Partnership ("GPE 2009"), Advent Partners GPE VI 2010 Limited Partnership ("GPE 2010"), Advent Partners GPE VI-A Limited Partnership ("GPE A"), and Advent Partners GPE VI-A 2010 Limited Partnership ("GPE A 2010", together with GPE 2008, GPE 2009, GPE 2010 and GPE A, collectively, the "Advent Partner Entities").
GPE GP Del is the general partner of the following entities: Advent International GPE VI-C Limited Partnership, Advent International GPE VI-D Limited Partnership and GPE VI-E Limited Partnership (collectively, the "GPE GP Del Funds").
GPE GP is the general partner of the following entities: Advent International GPE VI-G Limited Partnership, Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent Internal GPE VI-B Limited Partnership, and Advent International GPE VI-F Limited Partnership (collectively, the "GPE GP Funds" and together with the GPE GP Del Funds and the Advent Partner Entities, collectively the "Advent Funds").
This Form 4 is the second of two Forms 4 being filed relating to the same event. The Form 4 has been split into two filings because there are more than 10 Reporting Persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 Reporting Persons. Each Form 4 will be filed by Designated Filer Advent International Corporation.
/s/ Richard Terranova, as attorney-in-fact
2016-03-16
/s/ Richard Terranova, as attorney-in-fact
2016-03-16
/s/ Richard Terranova, as attorney-in-fact
2016-03-16
/s/ Richard Terranova, as attorney-in-fact
2016-03-16
/s/ Richard Terranova, as attorney-in-fact
2016-03-16
/s/ Richard Terranova, as attorney-in-fact
2016-03-16
/s/ Richard Terranova, as attorney-in-fact
2016-03-16
/s/ Richard Terranova, as attorney-in-fact
2016-03-16
/s/ Richard Terranova, as attorney-in-fact
2016-03-16