0001209191-15-043082.txt : 20150515
0001209191-15-043082.hdr.sgml : 20150515
20150515105736
ACCESSION NUMBER: 0001209191-15-043082
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150513
FILED AS OF DATE: 20150515
DATE AS OF CHANGE: 20150515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Advent-Bojangles' Acquisition Limited Partnership
CENTRAL INDEX KEY: 0001639403
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37374
FILM NUMBER: 15866463
BUSINESS ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 29TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02129
BUSINESS PHONE: 617-951-9407
MAIL ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 29TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Advent Partners GPE VI-A Limited Partnership
CENTRAL INDEX KEY: 0001461159
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37374
FILM NUMBER: 15866464
BUSINESS ADDRESS:
STREET 1: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: (617) 951-9415
MAIL ADDRESS:
STREET 1: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Advent Partners GPE VI 2010 Limited Partnership
CENTRAL INDEX KEY: 0001490261
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37374
FILM NUMBER: 15866466
BUSINESS ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORPORATION
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: (617) 951-9415
MAIL ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORPORATION
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Advent Partners GPE VI 2008 Limited Partnership
CENTRAL INDEX KEY: 0001461158
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37374
FILM NUMBER: 15866468
BUSINESS ADDRESS:
STREET 1: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617 951-9400
MAIL ADDRESS:
STREET 1: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GPE VI GP Limited Partnership
CENTRAL INDEX KEY: 0001474396
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37374
FILM NUMBER: 15866470
BUSINESS ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORPORATION
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617 951-9400
MAIL ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORPORATION
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADVENT INTERNATIONAL CORP/MA
CENTRAL INDEX KEY: 0001034196
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37374
FILM NUMBER: 15866471
BUSINESS ADDRESS:
STREET 1: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6179510555
MAIL ADDRESS:
STREET 1: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bojangles', Inc.
CENTRAL INDEX KEY: 0001630132
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 452988924
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9432 SOUTHERN PINE BOULEVARD
CITY: CHARLOTTE
STATE: NC
ZIP: 28273
BUSINESS PHONE: 704.527.2675
MAIL ADDRESS:
STREET 1: 9432 SOUTHERN PINE BOULEVARD
CITY: CHARLOTTE
STATE: NC
ZIP: 28273
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Advent Partners GPE VI 2009 Limited Partnership
CENTRAL INDEX KEY: 0001466270
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37374
FILM NUMBER: 15866467
BUSINESS ADDRESS:
STREET 1: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: (617) 951-9415
MAIL ADDRESS:
STREET 1: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Advent Partners GPE VI-A 2010 Limited Partnership
CENTRAL INDEX KEY: 0001490262
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37374
FILM NUMBER: 15866465
BUSINESS ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORPORATION
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: (617) 951-9415
MAIL ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORPORATION
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GPE VI GP (Delaware) Limited Partnership
CENTRAL INDEX KEY: 0001474398
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37374
FILM NUMBER: 15866469
BUSINESS ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORPORATION
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617 951-9400
MAIL ADDRESS:
STREET 1: C/O ADVENT INTERNATIONAL CORPORATION
STREET 2: 75 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-05-13
0
0001630132
Bojangles', Inc.
BOJA
0001034196
ADVENT INTERNATIONAL CORP/MA
75 STATE STREET
BOSTON
MA
02109
0
0
1
0
0001474396
GPE VI GP Limited Partnership
C/O ADVENT INTERNATIONAL CORPORATION
75 STATE STREET
BOSTON
MA
02109
0
0
1
0
0001474398
GPE VI GP (Delaware) Limited Partnership
C/O ADVENT INTERNATIONAL CORPORATION
75 STATE STREET
BOSTON
MA
02109
0
0
1
0
0001461158
Advent Partners GPE VI 2008 Limited Partnership
C/O ADVENT INTERNATIONAL CORPORATION
75 STATE STREET
BOSTON
MA
02109
0
0
1
0
0001466270
Advent Partners GPE VI 2009 Limited Partnership
C/O ADVENT INTERNATIONAL CORPORATION
75 STATE STREET
BOSTON
MA
02109
0
0
1
0
0001490261
Advent Partners GPE VI 2010 Limited Partnership
C/O ADVENT INTERNATIONAL CORPORATION
75 STATE STREET
BOSTON
MA
02109
0
0
1
0
0001490262
Advent Partners GPE VI-A 2010 Limited Partnership
C/O ADVENT INTERNATIONAL CORPORATION
75 STATE STREET
BOSTON
MA
02109
0
0
1
0
0001461159
Advent Partners GPE VI-A Limited Partnership
C/O ADVENT INTERNATIONAL CORPORATION
75 STATE STREET
BOSTON
MA
02109
0
0
1
0
0001639403
Advent-Bojangles' Acquisition Limited Partnership
C/O ADVENT INTERNATIONAL CORPORATION
75 STATE STREET
BOSTON
MA
02109
0
0
1
0
Common Stock
2015-05-13
4
C
0
33868321
0.00
A
33868321
I
I
Series A Convertible Preferred Stock
2015-05-13
4
C
0
33868321
D
Common stock
33868321
0
I
I
Represents the total number of shares of Common Stock which were received upon (i) the conversion of 94,330.6305 shares of the Issuer's Series A Preferred Stock to Common Stock and (ii) the 359.03843-for-1 Common Stock split, effective upon the closing of the Issuer's initial public offering of its Common Stock.
The shares reported herein are held directly by Advent-Bojangles Acquisition Limited Partnership ("ABA"). The Advent Funds (as defined below) directly own all of the partnership interests in ABA. ABA, together with Advent International Corporation ("AIC"), Advent International LLC ("AILLC"), GPE VI GP Limited Partnership ("GPE VI"), GPE VI GP (Delaware) Limited Partnership ("GPE VI D") and the Advent Funds, are referred to herein as the "Reporting Persons". The shares directly owned by ABA may be deemed indirectly owned by the other Reporting Persons; however, each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.
AIC is the manager of AILLC which is the general partner of each of GPE VI, GPE VI D, Advent Partners GPE VI 2008 Limited Partnership ("GPE 2008), Advent Partners GPE VI 2009 Limited Partnership ("GPE 2009"), Advent Partners GPE VI 2010 Limited Partnership ("GPE 2010"), Advent Partners GPE VI-A Limited Partnership ("GPE A"), and Advent Partners GPE VI-A 2010 Limited Partnership ("GPE A 2010", together with GPE 2008, GPE 2009, GPE 2010 and GPE A, collectively, the "Advent Partner Entities").
GPE VI D is the general partner of the following entities: Advent International GPE VI-C Limited Partnership, Advent International GPE VI-D Limited Partnership and GPE VI-E Limited Partnership (collectively, the "GPE VI D Funds").
GPE VI is the general partner of the following entities: Advent International GPE VI-G Limited Partnership, Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent Internal GPE VI-B Limited Partnership, and Advent International GPE VI-F Limited Partnership (collectively, the "GPE VI Funds" and together with the GPE VI D Funds and the Advent Partner Entities, collectively the "Advent Funds").
After giving effect to the conversion of the shares of Series A Preferred Stock into Common Stock and the 359.03843-for-1 stock split effective upon the closing of the Issuer's initial public offering of its Common Stock, the indirect Common Stock ownership interest consists of 15,501,530 shares of Common Stock indirectly owned by Advent International GPE VI Limited Partnership; 8,734,640 shares of Common Stock indirectly owned by Advent International GPE VI-A Limited Partnership; 785,745 shares of Common Stock indirectly owned by Advent International GPE VI-B Limited Partnership; 795,906 shares of Common Stock indirectly owned by Advent International GPE VI-C Limited Partnership; 613,017 shares of Common Stock indirectly owned by Advent International GPE VI-D Limited Partnership; (continued below)
(continued from above) 1,950,815 shares of Common Stock indirectly owned by Advent International GPE VI-E Limited Partnership; 2,916,062 shares of Common Stock indirectly owned by Advent International GPE VI-F Limited Partnership; 1,835,663 shares of Common Stock indirectly owned by Advent International GPE VI-G Limited Partnership; 568,988 shares of Common Stock indirectly owned by Advent Partners GPE VI 2008 Limited Partnership; 20,321 shares of Common Stock indirectly owned by Advent Partners GPE VI 2009 Limited Partnership; 44,029 shares of Common Stock indirectly owned by Advent Partners GPE VI 2010 Limited Partnership; 47,416 shares of Common Stock indirectly owned by Advent Partners GPE VI-A Limited Partnership; and 54,189 shares of Common Stock indirectly owned by Advent Partners GPE VI-A 2010 Limited Partnership.
Effective upon the closing of the Issuer's initial public offering of its Common Stock, the 94,330.6305 shares of Series A Preferred Stock were converted into Common Stock and the Issuer effected a 359.03843-for-1 stock split (subject to rounding to eliminate any fractional shares), into the number of shares of Common Stock shown in column 7. The shares of Series A Preferred Stock did not have an expiration date and the shares were convertible, at any time, at the holder's election, into Common Stock of the Issuer.
/s/ Michelle M. Wong, Attorney in Fact
2015-05-15
/s/ Michelle M. Wong, Attorney in Fact
2015-05-15
/s/ Michelle M. Wong, Attorney in Fact
2015-05-15
/s/ Michelle M. Wong, Attorney in Fact
2015-05-15
/s/ Michelle M. Wong, Attorney in Fact
2015-05-15
/s/ Michelle M. Wong, Attorney in Fact
2015-05-15
/s/ Michelle M. Wong, Attorney in Fact
2015-05-15
/s/ Michelle M. Wong, Attorney in Fact
2015-05-15
Michael Ristaino
2015-05-15