0001209191-15-043082.txt : 20150515 0001209191-15-043082.hdr.sgml : 20150515 20150515105736 ACCESSION NUMBER: 0001209191-15-043082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150513 FILED AS OF DATE: 20150515 DATE AS OF CHANGE: 20150515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent-Bojangles' Acquisition Limited Partnership CENTRAL INDEX KEY: 0001639403 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37374 FILM NUMBER: 15866463 BUSINESS ADDRESS: STREET 1: 75 STATE STREET STREET 2: 29TH FLOOR CITY: BOSTON STATE: MA ZIP: 02129 BUSINESS PHONE: 617-951-9407 MAIL ADDRESS: STREET 1: 75 STATE STREET STREET 2: 29TH FLOOR CITY: BOSTON STATE: MA ZIP: 02129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent Partners GPE VI-A Limited Partnership CENTRAL INDEX KEY: 0001461159 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37374 FILM NUMBER: 15866464 BUSINESS ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: (617) 951-9415 MAIL ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent Partners GPE VI 2010 Limited Partnership CENTRAL INDEX KEY: 0001490261 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37374 FILM NUMBER: 15866466 BUSINESS ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORPORATION STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: (617) 951-9415 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORPORATION STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent Partners GPE VI 2008 Limited Partnership CENTRAL INDEX KEY: 0001461158 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37374 FILM NUMBER: 15866468 BUSINESS ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617 951-9400 MAIL ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GPE VI GP Limited Partnership CENTRAL INDEX KEY: 0001474396 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37374 FILM NUMBER: 15866470 BUSINESS ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORPORATION STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617 951-9400 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORPORATION STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVENT INTERNATIONAL CORP/MA CENTRAL INDEX KEY: 0001034196 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37374 FILM NUMBER: 15866471 BUSINESS ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6179510555 MAIL ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bojangles', Inc. CENTRAL INDEX KEY: 0001630132 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 452988924 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9432 SOUTHERN PINE BOULEVARD CITY: CHARLOTTE STATE: NC ZIP: 28273 BUSINESS PHONE: 704.527.2675 MAIL ADDRESS: STREET 1: 9432 SOUTHERN PINE BOULEVARD CITY: CHARLOTTE STATE: NC ZIP: 28273 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent Partners GPE VI 2009 Limited Partnership CENTRAL INDEX KEY: 0001466270 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37374 FILM NUMBER: 15866467 BUSINESS ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: (617) 951-9415 MAIL ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent Partners GPE VI-A 2010 Limited Partnership CENTRAL INDEX KEY: 0001490262 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37374 FILM NUMBER: 15866465 BUSINESS ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORPORATION STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: (617) 951-9415 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORPORATION STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GPE VI GP (Delaware) Limited Partnership CENTRAL INDEX KEY: 0001474398 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37374 FILM NUMBER: 15866469 BUSINESS ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORPORATION STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617 951-9400 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORPORATION STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-05-13 0 0001630132 Bojangles', Inc. BOJA 0001034196 ADVENT INTERNATIONAL CORP/MA 75 STATE STREET BOSTON MA 02109 0 0 1 0 0001474396 GPE VI GP Limited Partnership C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET BOSTON MA 02109 0 0 1 0 0001474398 GPE VI GP (Delaware) Limited Partnership C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET BOSTON MA 02109 0 0 1 0 0001461158 Advent Partners GPE VI 2008 Limited Partnership C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET BOSTON MA 02109 0 0 1 0 0001466270 Advent Partners GPE VI 2009 Limited Partnership C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET BOSTON MA 02109 0 0 1 0 0001490261 Advent Partners GPE VI 2010 Limited Partnership C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET BOSTON MA 02109 0 0 1 0 0001490262 Advent Partners GPE VI-A 2010 Limited Partnership C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET BOSTON MA 02109 0 0 1 0 0001461159 Advent Partners GPE VI-A Limited Partnership C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET BOSTON MA 02109 0 0 1 0 0001639403 Advent-Bojangles' Acquisition Limited Partnership C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET BOSTON MA 02109 0 0 1 0 Common Stock 2015-05-13 4 C 0 33868321 0.00 A 33868321 I I Series A Convertible Preferred Stock 2015-05-13 4 C 0 33868321 D Common stock 33868321 0 I I Represents the total number of shares of Common Stock which were received upon (i) the conversion of 94,330.6305 shares of the Issuer's Series A Preferred Stock to Common Stock and (ii) the 359.03843-for-1 Common Stock split, effective upon the closing of the Issuer's initial public offering of its Common Stock. The shares reported herein are held directly by Advent-Bojangles Acquisition Limited Partnership ("ABA"). The Advent Funds (as defined below) directly own all of the partnership interests in ABA. ABA, together with Advent International Corporation ("AIC"), Advent International LLC ("AILLC"), GPE VI GP Limited Partnership ("GPE VI"), GPE VI GP (Delaware) Limited Partnership ("GPE VI D") and the Advent Funds, are referred to herein as the "Reporting Persons". The shares directly owned by ABA may be deemed indirectly owned by the other Reporting Persons; however, each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose. AIC is the manager of AILLC which is the general partner of each of GPE VI, GPE VI D, Advent Partners GPE VI 2008 Limited Partnership ("GPE 2008), Advent Partners GPE VI 2009 Limited Partnership ("GPE 2009"), Advent Partners GPE VI 2010 Limited Partnership ("GPE 2010"), Advent Partners GPE VI-A Limited Partnership ("GPE A"), and Advent Partners GPE VI-A 2010 Limited Partnership ("GPE A 2010", together with GPE 2008, GPE 2009, GPE 2010 and GPE A, collectively, the "Advent Partner Entities"). GPE VI D is the general partner of the following entities: Advent International GPE VI-C Limited Partnership, Advent International GPE VI-D Limited Partnership and GPE VI-E Limited Partnership (collectively, the "GPE VI D Funds"). GPE VI is the general partner of the following entities: Advent International GPE VI-G Limited Partnership, Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent Internal GPE VI-B Limited Partnership, and Advent International GPE VI-F Limited Partnership (collectively, the "GPE VI Funds" and together with the GPE VI D Funds and the Advent Partner Entities, collectively the "Advent Funds"). After giving effect to the conversion of the shares of Series A Preferred Stock into Common Stock and the 359.03843-for-1 stock split effective upon the closing of the Issuer's initial public offering of its Common Stock, the indirect Common Stock ownership interest consists of 15,501,530 shares of Common Stock indirectly owned by Advent International GPE VI Limited Partnership; 8,734,640 shares of Common Stock indirectly owned by Advent International GPE VI-A Limited Partnership; 785,745 shares of Common Stock indirectly owned by Advent International GPE VI-B Limited Partnership; 795,906 shares of Common Stock indirectly owned by Advent International GPE VI-C Limited Partnership; 613,017 shares of Common Stock indirectly owned by Advent International GPE VI-D Limited Partnership; (continued below) (continued from above) 1,950,815 shares of Common Stock indirectly owned by Advent International GPE VI-E Limited Partnership; 2,916,062 shares of Common Stock indirectly owned by Advent International GPE VI-F Limited Partnership; 1,835,663 shares of Common Stock indirectly owned by Advent International GPE VI-G Limited Partnership; 568,988 shares of Common Stock indirectly owned by Advent Partners GPE VI 2008 Limited Partnership; 20,321 shares of Common Stock indirectly owned by Advent Partners GPE VI 2009 Limited Partnership; 44,029 shares of Common Stock indirectly owned by Advent Partners GPE VI 2010 Limited Partnership; 47,416 shares of Common Stock indirectly owned by Advent Partners GPE VI-A Limited Partnership; and 54,189 shares of Common Stock indirectly owned by Advent Partners GPE VI-A 2010 Limited Partnership. Effective upon the closing of the Issuer's initial public offering of its Common Stock, the 94,330.6305 shares of Series A Preferred Stock were converted into Common Stock and the Issuer effected a 359.03843-for-1 stock split (subject to rounding to eliminate any fractional shares), into the number of shares of Common Stock shown in column 7. The shares of Series A Preferred Stock did not have an expiration date and the shares were convertible, at any time, at the holder's election, into Common Stock of the Issuer. /s/ Michelle M. Wong, Attorney in Fact 2015-05-15 /s/ Michelle M. Wong, Attorney in Fact 2015-05-15 /s/ Michelle M. Wong, Attorney in Fact 2015-05-15 /s/ Michelle M. Wong, Attorney in Fact 2015-05-15 /s/ Michelle M. Wong, Attorney in Fact 2015-05-15 /s/ Michelle M. Wong, Attorney in Fact 2015-05-15 /s/ Michelle M. Wong, Attorney in Fact 2015-05-15 /s/ Michelle M. Wong, Attorney in Fact 2015-05-15 Michael Ristaino 2015-05-15