0001209191-15-043081.txt : 20150515 0001209191-15-043081.hdr.sgml : 20150515 20150515105602 ACCESSION NUMBER: 0001209191-15-043081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150513 FILED AS OF DATE: 20150515 DATE AS OF CHANGE: 20150515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bojangles', Inc. CENTRAL INDEX KEY: 0001630132 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 452988924 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9432 SOUTHERN PINE BOULEVARD CITY: CHARLOTTE STATE: NC ZIP: 28273 BUSINESS PHONE: 704.527.2675 MAIL ADDRESS: STREET 1: 9432 SOUTHERN PINE BOULEVARD CITY: CHARLOTTE STATE: NC ZIP: 28273 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVENT INTERNATIONAL GPE VI-G LP CENTRAL INDEX KEY: 0001432552 STATE OF INCORPORATION: XX FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37374 FILM NUMBER: 15866441 BUSINESS ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORP STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORP STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVENT INTERNATIONAL GPE VI-F LP CENTRAL INDEX KEY: 0001430922 STATE OF INCORPORATION: XX FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37374 FILM NUMBER: 15866442 BUSINESS ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORP STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617 951-9400 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORP STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVENT INTERNATIONAL GPE VI-C LP CENTRAL INDEX KEY: 0001430925 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37374 FILM NUMBER: 15866445 BUSINESS ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORP STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617 951-9400 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORP STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVENT INTERNATIONAL GPE VI-B LP CENTRAL INDEX KEY: 0001430926 STATE OF INCORPORATION: XX FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37374 FILM NUMBER: 15866446 BUSINESS ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORP STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617 951-9400 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORP STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVENT INTERNATIONAL GPE VI LP CENTRAL INDEX KEY: 0001430919 STATE OF INCORPORATION: XX FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37374 FILM NUMBER: 15866448 BUSINESS ADDRESS: STREET 1: C/O ADVENT INTERNTAIONAL CORP STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617 951-9400 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNTAIONAL CORP STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVENT INTERNATIONAL LLC CENTRAL INDEX KEY: 0001227759 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37374 FILM NUMBER: 15866449 BUSINESS ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6179519400 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORPORATION STREET 2: 75 STATE STREET, 29TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVENT INTERNATIONAL CORP/MA CENTRAL INDEX KEY: 0001034196 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37374 FILM NUMBER: 15866450 BUSINESS ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6179510555 MAIL ADDRESS: STREET 1: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVENT INTERNATIONAL GPE VI-E LP CENTRAL INDEX KEY: 0001430921 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37374 FILM NUMBER: 15866443 BUSINESS ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORP STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617 951-9400 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORP STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVENT INTERNATIONAL GPE VI-A LP CENTRAL INDEX KEY: 0001430920 STATE OF INCORPORATION: XX FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37374 FILM NUMBER: 15866447 BUSINESS ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORP STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617 951-9400 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORP STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVENT INTERNATIONAL GPE VI-D LP CENTRAL INDEX KEY: 0001430923 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37374 FILM NUMBER: 15866444 BUSINESS ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORP STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617 951-9400 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORP STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-05-13 0 0001630132 Bojangles', Inc. BOJA 0001034196 ADVENT INTERNATIONAL CORP/MA 75 STATE STREET BOSTON MA 02109 0 0 1 0 0001227759 ADVENT INTERNATIONAL LLC C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET BOSTON MA 02109 0 0 1 0 0001430919 ADVENT INTERNATIONAL GPE VI LP C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET BOSTON MA 02109 0 0 1 0 0001430920 ADVENT INTERNATIONAL GPE VI-A LP C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET BOSTON MA 02109 0 0 1 0 0001430926 ADVENT INTERNATIONAL GPE VI-B LP C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET BOSTON MA 02109 0 0 1 0 0001430925 ADVENT INTERNATIONAL GPE VI-C LP C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET BOSTON MA 02109 0 0 1 0 0001430923 ADVENT INTERNATIONAL GPE VI-D LP C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET BOSTON MA 02109 0 0 1 0 0001430921 ADVENT INTERNATIONAL GPE VI-E LP C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET BOSTON MA 02109 0 0 1 0 0001430922 ADVENT INTERNATIONAL GPE VI-F LP C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET BOSTON MA 02109 0 0 1 0 0001432552 ADVENT INTERNATIONAL GPE VI-G LP C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET BOSTON MA 02109 0 0 1 0 Common Stock 2015-05-13 4 C 0 33868321 0.00 A 33868321 I I Series A Convertible Preferred Stock 2015-05-13 4 C 0 33868321 D Common Stock 33868321 0 I I Represents the total number of shares of Common Stock which were received upon (i) the conversion of 94,330.6305 shares of the Issuer's Series A Preferred Stock to Common Stock and (ii) the 359.03843-for-1 Common Stock split, effective upon the closing of the Issuer's initial public offering of its Common Stock. The shares reproted herein are held directly by Advent-Bojangles Acquisition Limited Partnership ("ABA"). The Advent Funds (as defined below) directly own all of the partnership interests in ABA. ABA, together with Advent International Corporation ("AIC"), Advent International LLC ("AILLC"), GPE VI GP Limited Partnership ("GPE VI"), GPE VI GP (Delaware) Limited Partnership ("GPE VI D") and the Advent Funds, are referred to herein as the "Reporting Persons". The shares directly owned by ABA may be deemed indirectly owned by the other Reporting Persons; however, each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose. AIC is the manager of AILLC which is the general partner of each of GPE VI, GPE VI D, Advent Partners GPE VI 2008 Limited Partnership ("GPE 2008), Advent Partners GPE VI 2009 Limited Partnership ("GPE 2009"), Advent Partners GPE VI 2010 Limited Partnership ("GPE 2010"), Advent Partners GPE VI-A Limited Partnership ("GPE A"), and Advent Partners GPE VI-A 2010 Limited Partnership ("GPE A 2010", together with GPE 2008, GPE 2009, GPE 2010 and GPE A, collectively, the "Advent Partner Entities"). GPE VI D is the general partner of the following entities: Advent International GPE VI-C Limited Partnership, Advent International GPE VI-D Limited Partnership and GPE VI-E Limited Partnership (collectively, the "GPE VI D Funds"). GPE VI is the general partner of the following entities: Advent International GPE VI-G Limited Partnership, Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent Internal GPE VI-B Limited Partnership, and Advent International GPE VI-F Limited Partnership (collectively, the "GPE VI Funds" and together with the GPE VI D Funds and the Advent Partner Entities, collectively the "Advent Funds"). After giving effect to the conversion of the shares of Series A Preferred Stock into Common Stock and the 359.03843-for-1 stock split effective upon the closing of the Issuer's initial public offering of its Common Stock, the indirect Common Stock ownership interest consists of 15,501,530 shares of Common Stock indirectly owned by Advent International GPE VI Limited Partnership; 8,734,640 shares of Common Stock indirectly owned by Advent International GPE VI-A Limited Partnership; 785,745 shares of Common Stock indirectly owned by Advent International GPE VI-B Limited Partnership; 795,906 shares of Common Stock indirectly owned by Advent International GPE VI-C Limited Partnership; 613,017 shares of Common Stock indirectly owned by Advent International GPE VI-D Limited Partnership; (continued below) (continued from above) 1,950,815 shares of Common Stock indirectly owned by Advent International GPE VI-E Limited Partnership; 2,916,062 shares of Common Stock indirectly owned by Advent International GPE VI-F Limited Partnership; 1,835,663 shares of Common Stock indirectly owned by Advent International GPE VI-G Limited Partnership; 568,988 shares of Common Stock indirectly owned by Advent Partners GPE VI 2008 Limited Partnership; 20,321 shares of Common Stock indirectly owned by Advent Partners GPE VI 2009 Limited Partnership; 44,029 shares of Common Stock indirectly owned by Advent Partners GPE VI 2010 Limited Partnership; 47,416 shares of Common Stock indirectly owned by Advent Partners GPE VI-A Limited Partnership; and 54,189 shares of Common Stock indirectly owned by Advent Partners GPE VI-A 2010 Limited Partnership. Effective upon the closing of the Issuer's initial public offerning of its Common Stock, the 94,330.6305 shares of Series A Preferred Stock were converted into Common Stock and the Issuer effected a 359.03843-for-1 stock split (subject to rounding to eliminate any fractional shares), into the number of shares of Common Stock shown in column 7. The shares of Series A Preferred Stock did not have an expiration date and the shares were convertible, at any time, at the holder's election, into Common Stock of the Issuer. /s/ Michelle M. Wong, Attorney in Fact 2015-05-15 /s/ Michelle M. Wong, Attorney in Fact 2015-05-15 /s/ Michelle M. Wong, Attorney in Fact 2015-05-15 /s/ Michelle M. Wong, Attorney in Fact 2015-05-15 /s/ Michelle M. Wong, Attorney in Fact 2015-05-15 /s/ Michelle M. Wong, Attorney in Fact 2015-05-15 /s/ Michelle M. Wong, Attorney in Fact 2015-05-15 /s/ Michelle M. Wong, Attorney in Fact 2015-05-15 /s/ Michelle M. Wong, Attorney in Fact 2015-05-15 /s/ Michelle M. Wong, Attorney in Fact 2015-05-15