0001104659-20-041953.txt : 20200401 0001104659-20-041953.hdr.sgml : 20200401 20200401172157 ACCESSION NUMBER: 0001104659-20-041953 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200330 FILED AS OF DATE: 20200401 DATE AS OF CHANGE: 20200401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVENT INTERNATIONAL CORP/MA CENTRAL INDEX KEY: 0001034196 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20766444 BUSINESS ADDRESS: STREET 1: 800 BOYLSTON STREET SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 6179510555 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent International GPE VIII, LLC CENTRAL INDEX KEY: 0001713142 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20766445 BUSINESS ADDRESS: STREET 1: 800 BOYLSTON STREET SUITE 3300 STREET 2: CARE OF ADVENT INTERNATIONAL CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET SUITE 3300 STREET 2: CARE OF ADVENT INTERNATIONAL CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GPE VIII GP S.a.r.l. CENTRAL INDEX KEY: 0001764293 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20766446 BUSINESS ADDRESS: STREET 1: CO ADVENT INTERNATIONAL STREET 2: 800 BOYLSTON STREET CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: CO ADVENT INTERNATIONAL STREET 2: 800 BOYLSTON STREET CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AP GPE VIII GP Limited Partnership CENTRAL INDEX KEY: 0001714513 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20766447 BUSINESS ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORP. STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-951-0555 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORP. STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 FORMER NAME: FORMER CONFORMED NAME: AP GPE VIII Limited Partnership DATE OF NAME CHANGE: 20170811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GPE VIII GP Limited Partnership CENTRAL INDEX KEY: 0001714525 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20766448 BUSINESS ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORP. STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-951-0555 MAIL ADDRESS: STREET 1: C/O ADVENT INTERNATIONAL CORP. STREET 2: 75 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent International GPE VIII Limited Partnership CENTRAL INDEX KEY: 0001664596 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20766449 BUSINESS ADDRESS: STREET 1: 800 BOYLSTON STREET SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02119 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent International GPE VIII-B-1 Limited Partnership CENTRAL INDEX KEY: 0001665956 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20766450 BUSINESS ADDRESS: STREET 1: 800 BOYLSTON STREET SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent International GPE VIII-B-2 Limited Partnership CENTRAL INDEX KEY: 0001665962 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20766451 BUSINESS ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent International GPE VIII-B-3 Limited Partnership CENTRAL INDEX KEY: 0001665974 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20766452 BUSINESS ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advent International GPE VIII-B Limited Partnership CENTRAL INDEX KEY: 0001664592 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20766453 BUSINESS ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-951-9400 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET, SUITE 3300 CITY: BOSTON STATE: MA ZIP: 02199 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AquaVenture Holdings Ltd CENTRAL INDEX KEY: 0001422841 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: COMMERCE HOUSE, WICKHAMS CAY 1 STREET 2: P.O. BOX 3140, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: VG1110 BUSINESS PHONE: 813-855-8636 MAIL ADDRESS: STREET 1: 14400 CARLSON CIRCLE CITY: TAMPA STATE: FL ZIP: 33626 FORMER COMPANY: FORMER CONFORMED NAME: AQUAVENTURE HOLDINGS LLC DATE OF NAME CHANGE: 20080104 4 1 a4.xml 4 X0306 4 2020-03-30 1 0001422841 AquaVenture Holdings Ltd WAAS 0001034196 ADVENT INTERNATIONAL CORP/MA 800 BOYLSTON STREET BOSTON MA 02199 0 0 1 0 0001713142 Advent International GPE VIII, LLC 800 BOYLSTON STREET BOSTON MA 02199 0 0 1 0 0001764293 GPE VIII GP S.a.r.l. 800 BOYLSTON STREET BOSTON MA 02199 0 0 1 0 0001714513 AP GPE VIII GP Limited Partnership 800 BOYLSTON STREET BOSTON MA 02199 0 0 1 0 0001714525 GPE VIII GP Limited Partnership 800 BOYLSTON STREET BOSTON MA 02199 0 0 1 0 0001664596 Advent International GPE VIII Limited Partnership 800 BOYLSTON STREET BOSTON MA 02199 0 0 1 0 0001665956 Advent International GPE VIII-B-1 Limited Partnership 800 BOYLSTON STREET BOSTON MA 02199 0 0 1 0 0001665962 Advent International GPE VIII-B-2 Limited Partnership 800 BOYLSTON STREET BOSTON MA 02199 0 0 1 0 0001665974 Advent International GPE VIII-B-3 Limited Partnership 800 BOYLSTON STREET BOSTON MA 02199 0 0 1 0 0001664592 Advent International GPE VIII-B Limited Partnership 800 BOYLSTON STREET BOSTON MA 02199 0 0 1 0 Ordinary Shares, no par value 2020-03-30 4 P 0 31971571 27.10 A 100 D On March 30, 2020, Culligan International Company ("Culligan"), Amberjack Merger Sub Limited ("Merger Sub") and the Issuer completed the transactions contemplated by the Agreement and Plan of Merger, dated December 23, 2019, by and among Culligan, Merger Sub and the Issuer (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving (the "Surviving Entity") the Merger as a subsidiary of Culligan. At the effective time of the Merger, each outstanding ordinary share, no par value of Issuer was cancelled and converted into the right to receive $27.10 in cash, without interest. Prior to the Merger, Culligan, together with affiliates of Advent International Corporation, held 100 ordinary shares of Merger Sub, no par value per share, which shares represented all of the issued and outstanding capital stock of Merger Sub. As a result of the Merger, each of the 100 ordinary shares of Merger Sub issued and outstanding immediately prior to the effective time of the Merger was converted into and became one validly issued, fully paid and non-assessable ordinary share of the Surviving Entity. This Form 4 is the first of three Forms 4 being filed relating to the same event. The Form 4 has been split into three filings because there are more than 10 Reporting Persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 Reporting Persons. ADVENT INTERNATIONAL CORPORATION /s/ James Westra, General Counsel and Managing Partner 2020-04-01 GPE VIII GP S.A R.L. By: ADVENT INTERNATIONAL GPE VIII, LLC, MGR /s/ Justin Nuccio Mgr By: ADVENT INTERNATIONAL CORPORATION, MGR /s/ James Westra, GC and Managing Partner 2020-04-01 ADVENT INTERNATIONAL GPE VIII LIMITED PARTNERSHIP By: GPE VIII GP S.A R.L., GP By: ADVENT INTERNATIONAL GPE VIII, LLC, MGR /s/ Justin Nuccio, Mgr By: ADVENT INTERNATIONAL CORPORATION, MGR /s/ James Westra, GC and Managing Partner 2020-04-01 ADVENT INTERNATIONAL GPE VIII-B-1 LIMITED PARTNERSHIP By: GPE VIII GP S.A R.L., GP By: ADVENT INTERNATIONAL GPE VIII, LLC, MGR /s/ Justin Nuccio, Mgr By: ADVENT INTERNATIONAL CORPORATION, MGR /s/ James Westra, GC and Managing Partner 2020-04-01 ADVENT INTERNATIONAL GPE VIII-B-2 LIMITED PARTNERSHIP By: GPE VIII GP S.A R.L., GP By: ADVENT INTERNATIONAL GPE VIII, LLC, MGR /s/ Justin Nuccio, Mgr By: ADVENT INTERNATIONAL CORPORATION, MGR /s/ James Westra, GC and Managing Partner 2020-04-01 ADVENT INTERNATIONAL GPE VIII-B-3 LIMITED PARTNERSHIP By: GPE VIII GP S.A R.L., GP By: ADVENT INTERNATIONAL GPE VIII, LLC, MGR /s/ Justin Nuccio, Mgr By: ADVENT INTERNATIONAL CORPORATION, MGR /s/ James Westra, GC and Managing Partner 2020-04-01 ADVENT INTERNATIONAL GPE VIII-B LIMITED PARTNERSHIP By: GPE VIII GP S.A R.L., GP By: ADVENT INTERNATIONAL GPE VIII, LLC, MGR /s/ Justin Nuccio, Mgr By: ADVENT INTERNATIONAL CORPORATION, MGR /s/ James Westra, GC and Managing Partner 2020-04-01 AP GPE VIII GP LIMITED PARTNERSHIP By: ADVENT INTERNATIONAL GPE VIII, LLC, GENERAL PARTNER By: ADVENT INTERNATIONAL CORPORATION, MANAGER /s/ James Westra, General Counsel and Managing Partner 2020-04-01 GPE VIII GP LIMITED PARTNERSHIP By: ADVENT INTERNATIONAL GPE VIII, LLC, GENERAL PARTNER By: ADVENT INTERNATIONAL CORPORATION, MANAGER /s/ James Westra, General Counsel and Managing Partner 2020-04-01 ADVENT INTERNATIONAL GPE VIII, LLC By: ADVENT INTERNATIONAL CORPORATION, MANAGER /s/ James Westra, General Counsel and Managing Partner 2020-04-01