0001193805-21-000840.txt : 20210610 0001193805-21-000840.hdr.sgml : 20210610 20210610174639 ACCESSION NUMBER: 0001193805-21-000840 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210608 FILED AS OF DATE: 20210610 DATE AS OF CHANGE: 20210610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOCHBERG STEVEN CENTRAL INDEX KEY: 0001034123 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39391 FILM NUMBER: 211009214 MAIL ADDRESS: STREET 1: 560 WHITE PLAINS ROAD CITY: TARRYTOWN STATE: NY ZIP: 10591 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Deerfield Healthcare Technology Acquisitions Corp. CENTRAL INDEX KEY: 0001813914 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] IRS NUMBER: 850992224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125511600 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 e620697_4-hochberg.xml X0306 4 2021-06-08 0 0001813914 Deerfield Healthcare Technology Acquisitions Corp. CMAX 0001034123 HOCHBERG STEVEN C/O DEERFIELD MANAGEMENT 345 PARK AVENUE SOUTH, 12TH FLOOR NEW YORK NY 10010 1 0 1 1 Director by Deputization Class A common stock 2021-06-08 4 A 0 400000 10 A 400000 I Through DFHTA Sponsor LLC Class A common stock 2021-06-08 4 M 0 50000 0 A 50000 D Class A common stock 2021-06-08 4 M 0 3368750 0 A 3768750 I Through DFHTA Sponsor LLC Class B common stock 2021-06-08 4 M 0 50000 D Class A common stock 50000 0 D Class B common stock 2021-06-08 4 M 0 3368750 D Class A common stock 3368750 0 I Through DFHTA Sponsor LLC Private Placement Warrants 11.50 2021-06-08 4 A 0 2916667 0 A 2021-07-21 2026-06-08 Class A common stock 2916667 2916667 I Through DFHTA Sponsor LLC On June 8, 2021, immediately prior to, and conditioned upon the consummation of, CareMax, Inc.'s (formerly known as Deerfield Healthcare Technology Acquisitions Corp.) (the "Issuer") business combination with CareMax Medical Group, LLC and IMC Medical Group Holdings, LLC (the "Business Combination"), DFHTA Sponsor LLC acquired from the Issuer 400,000 shares of Class A common stock of the Issuer. DFHTA Sponsor LLC is the record holder of the shares held indirectly by the Reporting Person. Mr. Hochberg is a manager of DFHTA Sponsor LLC and shares voting and investment discretion with respect to the common stock held of record by DFHTA Sponsor LLC. Mr. Hochberg disclaims any beneficial ownership of the securities held by DFHTA Sponsor LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Mr. Hochberg previously served as chief executive officer of the Issuer and, until immediately following consummation of the Business Combination, a member of the Issuer's board of directors. In connection with the closing of the Business Combination, each share of the Issuer's Class B common stock automatically converted into one share of the Issuer's Class A common stock. The Reporting Person, a partner in Deerfield Management Company, L.P., has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the securities for the benefit, and at the direction, of Deerfield Management Company, L.P. DFHTA Sponsor LLC acquired the Private Placement Warrants from the Issuer in connection with the Issuer's initial public offering on July 21, 2020. As a result of the closing of the Business Combination, the Private Placement Warrants will become exercisable as of the date that is 12 months after the closing of the Issuer's initial public offering (i.e., July 21, 2021). The Private Placement Warrants will expire on June 8, 2026 or earlier upon redemption or liquidation. /s/ Steven Hochberg 2021-06-10