0000899243-23-013794.txt : 20230524
0000899243-23-013794.hdr.sgml : 20230524
20230524160535
ACCESSION NUMBER: 0000899243-23-013794
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221116
FILED AS OF DATE: 20230524
DATE AS OF CHANGE: 20230524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOCHBERG STEVEN
CENTRAL INDEX KEY: 0001034123
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00754
FILM NUMBER: 23954129
MAIL ADDRESS:
STREET 1: 560 WHITE PLAINS ROAD
CITY: TARRYTOWN
STATE: NY
ZIP: 10591
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SLR Investment Corp.
CENTRAL INDEX KEY: 0001418076
IRS NUMBER: 261381340
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 PARK AVENUE
STREET 2: 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 993-1670
MAIL ADDRESS:
STREET 1: 500 PARK AVENUE
STREET 2: 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Solar Capital Ltd.
DATE OF NAME CHANGE: 20071109
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0407
4/A
2022-11-16
2022-11-18
0
0001418076
SLR Investment Corp.
SLRC
0001034123
HOCHBERG STEVEN
C/O SLR INVESTMENT CORP.
500 PARK AVENUE
NEW YORK
NY
10022
1
0
0
0
0
Common Stock
2022-11-16
4
S
0
3000
14.0127
D
2742
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. The reported price for the share sales made on November 16, 2022 is based on prices ranging from a low of $13.9700 per share to a high of $14.0700 per share. The reporting person undertakes to provide to SLR Investment Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth above.
This amendment to the Form 4 filed on November 18, 2022 is being filed to remove the disclosure of 19,258 shares of common stock of the Issuer that are held by an entity for which the reporting person is a managing trustee. Such shares were previously included in the Form 4 filed on November 18, 2022 by the reporting person but were not required to be included in the Form 4 filed on November 18, 2022 because the reporting person has no pecuniary interest in the 19,258 shares held by the entity for which the reporting person is a managing trustee. The reporting person is not deemed the beneficial owner of the securities held by this entity and does not need to report the securities held by this entity on his beneficial ownership reports. No other changes are being made hereby.
/s/ Steven Hochberg
2023-05-24