0000899243-22-035582.txt : 20221110 0000899243-22-035582.hdr.sgml : 20221110 20221110201654 ACCESSION NUMBER: 0000899243-22-035582 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221108 FILED AS OF DATE: 20221110 DATE AS OF CHANGE: 20221110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOCHBERG STEVEN CENTRAL INDEX KEY: 0001034123 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00754 FILM NUMBER: 221379238 MAIL ADDRESS: STREET 1: 560 WHITE PLAINS ROAD CITY: TARRYTOWN STATE: NY ZIP: 10591 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SLR Investment Corp. CENTRAL INDEX KEY: 0001418076 IRS NUMBER: 261381340 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 PARK AVENUE STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 993-1670 MAIL ADDRESS: STREET 1: 500 PARK AVENUE STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Solar Capital Ltd. DATE OF NAME CHANGE: 20071109 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-11-08 0 0001418076 SLR Investment Corp. SLRC 0001034123 HOCHBERG STEVEN C/O SLR INVESTMENT CORP. 500 PARK AVENUE NEW YORK NY 10022 1 0 0 0 Common Stock 2022-11-08 4 S 0 14850 13.7147 D 5742 D Common Stock 2022-11-10 4 P 0 6858 13.975 A 11858 I See Footnote The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The reported price for the share purchases made on November 8, 2022 is based on prices ranging from a low of $13.6300 per share to a high of $13.8000 per share. The reporting person undertakes to provide to SLR Investment Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth above. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The reported price for the share purchases made on November 10, 2022 is based on prices ranging from a low of $13.9340 per share to a high of $14.0000 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth above. 11,858 shares of common stock of the Issuer are held by an entity for which the reporting person is a managing trustee. The reporting person has no pecuniary interest in the 11,858 shares held by the entity for which the reporting person is a managing trustee. /s/ Steven Hochberg 2022-11-10