0000899243-22-029150.txt : 20220818
0000899243-22-029150.hdr.sgml : 20220818
20220818160523
ACCESSION NUMBER: 0000899243-22-029150
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220401
FILED AS OF DATE: 20220818
DATE AS OF CHANGE: 20220818
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOCHBERG STEVEN
CENTRAL INDEX KEY: 0001034123
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00754
FILM NUMBER: 221177536
MAIL ADDRESS:
STREET 1: 560 WHITE PLAINS ROAD
CITY: TARRYTOWN
STATE: NY
ZIP: 10591
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SLR Investment Corp.
CENTRAL INDEX KEY: 0001418076
IRS NUMBER: 261381340
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 PARK AVENUE
STREET 2: 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 993-1670
MAIL ADDRESS:
STREET 1: 500 PARK AVENUE
STREET 2: 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Solar Capital Ltd.
DATE OF NAME CHANGE: 20071109
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2022-04-01
2022-04-05
0
0001418076
SLR Investment Corp.
SLRC
0001034123
HOCHBERG STEVEN
C/O SLR INVESTMENT CORP.
500 PARK AVENUE
NEW YORK
NY
10022
1
0
0
0
Common Stock
2022-04-01
4
A
0
15592
A
20592
D
Common Stock
5000
I
See Footnote
Acquired upon the completion of and pursuant to the transactions contemplated by the Agreement and Plan of Merger, dated as of December 1, 2021 (the "Merger Agreement"), by and among SLR Investment Corp. ("SLRC"), SLR Senior Investment Corp. ("SUNS"), Solstice Merger Sub, Inc. and SLR Capital Partners, LLC (for the limited purposes set forth therein), in exchange for 20,000 shares of common stock, par value $0.01 per share, of SUNS. Pursuant to the Merger Agreement, each share of SUNS's common stock, was converted into the right to receive 15,592 shares of SLRC's common stock, par value $0.01 per share. The acquisition reported in this Form 4 is an exempt transaction.
This amendment to the Form 4 filed on April 5, 2022 is being filed to correct a typographical error in Column 5 of Table 1, which previously inadvertently included an incorrect total amount of securities beneficially owned directly by the reporting person. No other changes are being made hereby.
5,000 shares of common stock of the Issuer are held by an entity for which the reporting person is a managing trustee. The reporting person has no pecuniary interest in the 5,000 shares held by the entity for which the reporting person is a managing trustee.
/s/ Steven Hochberg
2022-08-18