0000899243-22-029150.txt : 20220818 0000899243-22-029150.hdr.sgml : 20220818 20220818160523 ACCESSION NUMBER: 0000899243-22-029150 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220401 FILED AS OF DATE: 20220818 DATE AS OF CHANGE: 20220818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOCHBERG STEVEN CENTRAL INDEX KEY: 0001034123 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 814-00754 FILM NUMBER: 221177536 MAIL ADDRESS: STREET 1: 560 WHITE PLAINS ROAD CITY: TARRYTOWN STATE: NY ZIP: 10591 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SLR Investment Corp. CENTRAL INDEX KEY: 0001418076 IRS NUMBER: 261381340 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 PARK AVENUE STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 993-1670 MAIL ADDRESS: STREET 1: 500 PARK AVENUE STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Solar Capital Ltd. DATE OF NAME CHANGE: 20071109 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2022-04-01 2022-04-05 0 0001418076 SLR Investment Corp. SLRC 0001034123 HOCHBERG STEVEN C/O SLR INVESTMENT CORP. 500 PARK AVENUE NEW YORK NY 10022 1 0 0 0 Common Stock 2022-04-01 4 A 0 15592 A 20592 D Common Stock 5000 I See Footnote Acquired upon the completion of and pursuant to the transactions contemplated by the Agreement and Plan of Merger, dated as of December 1, 2021 (the "Merger Agreement"), by and among SLR Investment Corp. ("SLRC"), SLR Senior Investment Corp. ("SUNS"), Solstice Merger Sub, Inc. and SLR Capital Partners, LLC (for the limited purposes set forth therein), in exchange for 20,000 shares of common stock, par value $0.01 per share, of SUNS. Pursuant to the Merger Agreement, each share of SUNS's common stock, was converted into the right to receive 15,592 shares of SLRC's common stock, par value $0.01 per share. The acquisition reported in this Form 4 is an exempt transaction. This amendment to the Form 4 filed on April 5, 2022 is being filed to correct a typographical error in Column 5 of Table 1, which previously inadvertently included an incorrect total amount of securities beneficially owned directly by the reporting person. No other changes are being made hereby. 5,000 shares of common stock of the Issuer are held by an entity for which the reporting person is a managing trustee. The reporting person has no pecuniary interest in the 5,000 shares held by the entity for which the reporting person is a managing trustee. /s/ Steven Hochberg 2022-08-18