-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GuRF1HxvU+tDQGm3BbAPu1BH0e8mZojiPKzBV3hDS0zLh6bTSxxqhOliP/5eD64l /UX/IHLw71ABTJQWpDr52w== 0000916641-01-501087.txt : 20010906 0000916641-01-501087.hdr.sgml : 20010906 ACCESSION NUMBER: 0000916641-01-501087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010823 FILED AS OF DATE: 20010905 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SBA COMMUNICATIONS CORP CENTRAL INDEX KEY: 0001034054 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 650716501 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30110 FILM NUMBER: 1731359 BUSINESS ADDRESS: STREET 1: ONE TOWN CENTER RD STREET 2: THIRD FLOOR CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 5619957670 MAIL ADDRESS: STREET 1: ONE TOWN CENTER RD STREET 2: THIRD FLOOR CITY: BOCA RATON STATE: FL ZIP: 33486 COMPANY DATA: COMPANY CONFORMED NAME: STOOPS JEFFREY CENTRAL INDEX KEY: 0001106860 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: SBA COMMUNICATIONS CORP STREET 2: ONE TOWN CENTER ROAD THIRD FLOOR CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 5619957670 MAIL ADDRESS: STREET 1: SBA COMMUNICATIONS CORP STREET 2: ONE TOWN CENTER ROAD THIRD FLOOR CITY: BOCA RATON STATE: FL ZIP: 33486 4 1 d4.txt STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP /------------------------------/ / OMB APPROVAL / /------------------------------/ / OMB Number 3235-0287 / / Expires: December 31, 2001 / / Estimated average burden / / hours per response...... 0.5 / /------------------------------/ +--------+ | FORM 4 | U.S. SECURITIES AND EXCHANGE COMMISSION +--------+ WASHINGTON, D.C. 20549 [_] Check this box if no longer subject STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP to Section 16. Form 4 or Form 5 Filed pursuant to Section 16(a) of the Securities obligations may Exchange Act of 1934, Section 17(a) of the continue. See Public Utility Holding Company Act of 1934 or Instruction 1(b). Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Stoops Jeffrey A. - -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o SBA Communications Corporation One Town Center Road Third Floor - -------------------------------------------------------------------------------- (Street) Boca Raton FL 33486 - -------------------------------------------------------------------------------- (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol SBA Communications Corporation (SBAC) ---------------------------------------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) ---------------------------------------------------------------------------- 4. Statement for Month/Year August 2001 ---------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) ---------------------------------------------------------------------------- 6. Relationship of Reporting Person to Issuer (Check all applicable) X Director X Officer ___ 10% Owner ___ Other --- --- (give title below) (specify below) President -------------------------------------------------------- -------------------------------------------------------- 7. Individual or Joint/Group Filing * (Check applicable line) X Form Filed By One Reporting Person ---- ____ Form Filed By More Than One Reporting Person Table I--Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
- ------------------------------------------------------------------------------------------------------------------------------------ 1. Title 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature of action action or Disposed of (D) Securities ship of In- Security Date Code (Instr. 3, 4 and 5) Beneficially Form: direct (Instr. 3) (Month/ (Instr. 8) Owned at Direct Bene- Day/ ----------------------------------------------- End of (D) or ficial Year) Month Indirect Owner- Code V Amount (A) or Price (Instr. 3 and 4) (I) ship (D) (Instr. 4) (Inst. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Class A Common Stock 8/23/01 M 30,000 A $8.00 483,042(1) D - ------------------------------------------------------------------------------------------------------------------------------------ Class A Common Stock 669,863 I By Limited ------------ Partnership(2) - ------------------------------------------------------------------------------------------------------------------------------------ Total 1,152,905 - ------------------------------------------------------------------------------------------------------------------------------------
* If the form is filed by more than one reporting person, see Instruction 4(b)(v). FORM 4 (continued) Table II--Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
- ----------------------------------------------------------------------------------------------------------------------------- 1. Title of Derivative 2. Conver- 3. Trans- 4. Transac- 5. Number of Deriv- Security sion or action tion Code ative Securities Exercise Date (Instr. 8) Acquired (A) or Price of (Month/ Disposed of (D) Deriv- Day/ (Instr. 3, 4, and 5) ative Year) Security --------------------------------------------------- Code V (A) (D) - ----------------------------------------------------------------------------------------------------------------------------- Employee Stock Options (Right to Buy) $ 8.00 8/23/01 M 30,000 - ----------------------------------------------------------------------------------------------------------------------------- Employee Stock Options (Right to Buy) $15.25 - ----------------------------------------------------------------------------------------------------------------------------- Employee Stock Options (Right to Buy) $34.69 - ----------------------------------------------------------------------------------------------------------------------------- Employee Stock Options (Right to Buy) $21.95 7/03/01 A V 32,500 - ----------------------------------------------------------------------------------------------------------------------------- - -----------------------------------------------------------------------------------------------------------------------------
Table II--Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
- ------------------------------------------------------------------------------------------------------------------------------------ 6. Date 7. Title and Amount of 8. Price 9. Number 10. Owner- 11. Na- Expiration Underlying Securities of of Deriv- ship ture Date (Instr. 3 and 4) Deriv- ative Form of In- (Month/Day/ ative Secur- of De- direct Year) Secur- ities rivative Bene- ity Bene- Security; ficial (Instr. ficially Direct Owner- -------------------------------------------- 5) Owned (D) or ship Date Expira- Amount or at End Indirect (Instr. Exer- tion Title Number of of (I) 4) cisable Date Shares Month (Instr. (Instr. 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Options Class A (Right to Buy) (3) 12/03/09 Common Stock 30,000 68,459 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Options Class A (Right to Buy) (4) 12/16/09 Common Stock 89,180 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Options Class A (Right to Buy) (5) 1/07/06 Common Stock 97,500 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Options Class A (Right to Buy) (6) 7/02/06 Common Stock 32,500 32,500 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) This amount includes 1,010 shares that were purchased on June 29, 2001 under the registrant's 1999 Employee Stock Purchase Plan. (2) These shares are owned by Calculated Risk Partners, L.P., a Delaware limited partnership ("CRLP"). The reporting person and his spouse control the general partner of CRLP. The reporting person disclaims beneficial ownership of the stock owned by CRLP except to the extent of his pecuniary interest therein. (3) These options vest in accordance with the following schedule: 48,459 vested on December 29, 2000; and 50,000 vest on December 31, 2001. (4) These options vest in accordance with the following schedule: 29,726 vested on December 29, 2000; 29,726 vest on December 31, 2001; and 29,728 vest on December 31, 2002. (5) These options vest in accordance with the following schedule: 24,375 vest on each of December 31, 2001, 2002, 2003 and 2004. (6) These options vest in accordance with the following schedule: 8,125 vest on each of July 3, 2002, 2003, 2004 and 2005. /s/ Jeffrey A. Stoops 9/05/01 ------------------------------- ----------------- **Jeffrey A. Stoops Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 5 for procedure. Page 2 SEC 1472 (3-9 -----END PRIVACY-ENHANCED MESSAGE-----