POS EX 1 d413037dposex.htm POS EX POS EX

As filed with the Securities and Exchange Commission on November 17, 2022

File Nos. 333-21993

811-08059

 

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM N-1A

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933       
PRE-EFFECTIVE AMENDMENT NO.           
POST-EFFECTIVE AMENDMENT NO. 49       

And

REGISTRATION STATEMENT

UNDER

THE INVESTMENT COMPANY ACT OF 1940       
AMENDMENT NO. 50       

 

 

COHEN & STEERS

GLOBAL REALTY SHARES, INC.

(Exact Name Of Registrant As Specified In Charter)

 

 

280 Park Avenue, New York, NY 10017

(Address Of Principal Executive Office)

Registrant’s Telephone Number, including Area Code: (212) 832-3232

Dana A. DeVivo

Cohen & Steers Capital Management, Inc.

280 Park Avenue

New York, New York 10017

(Name And Address Of Agent Of Service Of Process)

 

 

With copies to:

Michael G. Doherty, Esq.

Ropes & Gray LLP

1211 Avenue of the Americas

New York, New York 10036

 

 

This Post-Effective Amendment consists of the following:

1. Facing Sheet of the Registration Statement.

2. Explanatory Note.

3. Part C to the Registration Statement (including signature page) and certain exhibits to the Registration Statement.

 

 

 


Explanatory Note

This Post-Effective Amendment is being filed solely for the purpose of filing exhibits to the Registration Statement on Form N-1A. Parts A and B of Post-Effective Amendment No. 48 to the Registration Statements on Form N-1A filed on April 29, 2022, pursuant to Rule 485(b) under the Securities Act of 1933, as amended (the “Securities Act’), are incorporated by reference herein. Pursuant to Rule 462(d) under the Securities Act, this Post-Effective Amendment shall become effective immediately upon filing with the SEC.


PART C

OTHER INFORMATION

 

ITEM 28.

EXHIBITS

 

(a)

(i) Articles of Incorporation (1)

(ii) Form of Articles of Amendment, dated September 30, 2004(4)

(iii) Articles of Amendment, dated September  26, 2007(5)

(iv) Articles Supplementary, dated December 13, 2016(7)

(v) Articles Supplementary, dated April  26, 2019(10)

 

(b)

By-laws(6)

 

(c)

The rights of security holders are defined in the Registrant’s Articles of Incorporation (Article FIFTH and Article SEVENTH, Sections (b) and (c)) filed as Exhibit (a)(i) to this Registration Statement and the Registrant’s By-Laws (Article II and Article VI) filed as Exhibit (b) to this Registration Statement.

 

(d)

(i) Form of Investment Advisory Agreement(1)

(ii) Amendment to Investment Advisory Agreement, dated March 23, 2018 (9)

(iii) Subadvisory Agreement with Cohen  & Steers Asia Limited(5)

(iv) Subadvisory Agreement with Cohen  & Steers UK Limited(5)

 

(e)

(i) Form of Underwriting Agreement (4)

(ii) Amended Distribution Agreement, dated June  11, 2019(11)

 

(f)

Not applicable

 

(g)

Form of Master Custodian Agreement (3)

 

(h)

(i) Amended and Restated Administration Agreement between the Fund and Advisor(8)

(ii) Form of Transfer Agency and Service Agreement(3)

(iii) Amended Shareholder Services Plan(11)

(iv) Amended Fee Waiver Agreement, dated June  30, 2021(13)

(v) 12d1-4 Fund of Funds Investment Agreement between the Registrant and Schwab Capital Trust and Schwab Annuity Portfolios, dated as of May 25, 2022.*

 

(i)

Opinion of Venable LLP(7)

 

(j)

Consent of Independent Registered Public Accounting Firm(13)

 

(k)

Not applicable

 

(l)

(i) Investment Representation Letter (2)

(ii) Form of Investment Representation Letter, dated September 30, 2004(4)

 

(m)

Amended Distribution and Service Plan(10)

 

(n)

Amended Multi-Class Plan(12)

 

(p)

Code of Ethics, amended July 2021(13)

 

 

(1)

Incorporated by reference to Registrant’s Initial Registration Statement on Form N-1A filed with the Securities and Exchange Commission (the Commission) on February 19, 1997 (Accession Number 0000950117-97-000244).


(2)

Incorporated by reference to Registrant’s Post-Effective Amendment No. 1 to its Registration Statement on Form N-1A filed with the Commission on October 22, 1997 (Accession Number 000950117-97-001713).

(3)

Incorporated by reference to Registrant’s Post-Effective Amendment No. 6 to its Registration Statement on Form N-1A filed with the Commission on April 27, 2001 (Accession Number 0000950117-01-500111).

(4)

Incorporated by reference to Registrant’s Post-Effective Amendment No. 12 to its Registration Statement on Form N-1A filed with the Commission on September 16, 2004 (Accession Number 0000950117-04-003310).

(5)

Incorporated by reference to Registrant’s Post-Effective Amendment No. 18 to its Registration Statement on Form N-1A filed with the Commission on September 28, 2007 (Accession Number 0001193125-07-209787).

(6)

Incorporated by reference to Registrant’s Post-Effective Amendment No. 23 to its Registration Statement on Form N-1A filed with the Commission on April 29, 2011 (Accession Number 0001193125-11-118385).

(7)

Incorporated by reference to Registrant’s Post-Effective Amendment No. 39 to its Registration Statement on Form N-1A filed with the Commission on March 31, 2017 (Accession No. 0001193125-17-106813).

(8)

Incorporated by reference to Registrant’s Registration Statement on Form N-14 filed with the Commission on December 12, 2017 (Accession No. 0001193125-17-367590).

(9)

Incorporated by reference to Registrant’s Post-Effective Amendment No. 41 to its Registration Statement on Form N-1A filed with the Commission on April 27, 2018 (Accession No. 0001193125-18-139268).

(10)

Incorporated by reference to Registrant’s Post-Effective Amendment No. 43 to its Registration Statement on Form N-1A filed with the Commission on April 30, 2019 (Accession No. 0001193125-19-129761).

(11)

Incorporated by reference to Registrant’s Post-Effective Amendment No. 45 to its Registration Statement on Form N-1A filed with the Commission on April 29, 2020 (Accession No. 0001683863-20-007013).

(12)

Incorporated by reference to Registrant’s Post-Effective Amendment No. 47 to its Registration Statement on Form N-1A filed with the Commission on April 30, 2021 (Accession No. 0001193125-21-144839).

(13)

Incorporated by reference to Registrant’s Post-Effective Amendment No. 48 to its Registration Statement on Form N-1A filed with the Commission on April 29, 2022 (Accession No. 0001193125-22-131584).

*

Filed herewith.


ITEM 29.

PERSONS CONTROLLED BY OR UNDER COMMON CONTROL WITH REGISTRANT

Not applicable.

 

ITEM 30.

INDEMNIFICATION

It is the Registrant’s policy to indemnify its directors and officers to the maximum extent permitted by Section 2-418 of the General Corporation Law of the State of Maryland as set forth in Article EIGHTH of Registrant’s Articles of Incorporation, filed as Exhibit (1) to the Registrant’s Initial Registration Statement filed on February 19, 1997, and Article VIII, Section 1, of the Registrant’s By-Laws, filed as Exhibit (b) to Post-Effective Amendment No. 23 to the Registrant’s Registration Statement filed on April 29, 2011. The liability of the Registrant’s directors and officers is dealt with in Article EIGHTH of Registrant’s Articles of Incorporation and Article VIII, Section 1 through Section 6, of the Registrant’s By-Laws. The liability of Cohen & Steers Capital Management, Inc., in its capacity as the Registrant’s investment advisor (the “Advisor”), for any loss suffered by the Registrant or its shareholders is set forth in Section 4 of the Investment Advisory Agreement, filed as Exhibit 5 to Registrant’s Initial Registration Statement filed on February 19, 1997. The liability of Cohen & Steers Capital Management, Inc., in its capacity as the Registrant’s administrator, for any loss suffered by the Registrant or its shareholders is set forth in Section 6 of the Amended and Restated Administration Agreement, filed as Exhibit (13)(c) to the Registrant’s Registration Statement on Form N-14 filed on December 12, 2017. The liability of Cohen & Steers Securities, LLC, the Registrant’s distributor, for any loss suffered by the Registrant or its shareholders is set forth in Section 13 of the Amended Distribution Agreement filed as Exhibits (e)(ii) to Post-Effective Amendment No. 45 to the Registrant’s Registration Statement filed on April 29, 2020.

Insofar as indemnification for liabilities under the Securities Act of 1933, as amended (the “Securities Act”), may be permitted to the directors and officers, the Registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Securities Act and is therefore unenforceable. If a claim for indemnification against such liabilities under the Securities Act (other than for expenses incurred in a successful defense) is asserted against the Registrant by the directors or officers in connection with the Registrant’s shares, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question of whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue.

 

ITEM 31.

BUSINESS AND OTHER CONNECTION OF INVESTMENT ADVISOR

This information is set forth under the caption “Management of the Fund” in the Prospectus and in the Statement of Additional Information constituting Parts A and B, respectively, of this Registration Statement.

The following is a list of the directors and officers of the Advisor. Unless otherwise indicated, none of the persons listed below has had other business connections of a substantial nature during the past two fiscal years other than as stated in the Prospectus forming Part A of this Registration Statement or in response to Item 32(b) below.


Name

  

Title

 

Other Business/Position Held/Dates

Joseph M. Harvey    Chief Executive Officer, President and Director   *
Adam M. Derechin    Executive Vice President and Chief Operating Officer   *
Matthew S. Stadler    Executive Vice President and Chief Financial Officer   *
Francis C. Poli    Executive Vice President, General Counsel and Secretary   *
Jon Cheigh    Executive Vice President and Chief Investment Officer   *
Robert Steers    Executive Chairman   *
Gerios Rovers    Executive Director   *
Alicia Dee    Executive Vice President and Chief Human Resources Officer   *
Douglas R. Bond    Executive Vice President   *
William F. Scapell    Executive Vice President   *
James Giallanza    Executive Vice President   *
Benjamin Morton    Executive Vice President   *
Matthew Pace    Executive Vice President   *
Daniel Charles    Executive Vice President   *
Daniel Longmuir    Executive Vice President   *
Greg Bottjer    Executive Vice President   *
James Corl    Executive Vice President   *
Christopher Parliman    Executive Vice President and Chief Operating Officer of Investments   *
Jeffrey Sharon    Executive Vice President   *
Jason Yablon    Executive Vice President   *
Paul Zettl    Executive Vice President   *
Brian Heller    Senior Vice President and Corporate Counsel   *
Elena Dulik    Senior Vice President and Chief Accounting Officer   *
William Alstrin    Senior Vice President   *
Christopher Barrett    Senior Vice President   *
Neil Bloom    Senior Vice President   *
Brandon Brown    Senior Vice President   *
Michelle Butler    Senior Vice President   *
Brian Carlisle    Senior Vice President   *
Wai Ming Chan    Senior Vice President   *
Vincent Childers    Senior Vice President   *
Kristen Choi    Senior Vice President   *
Colleen Cleary    Senior Vice President   *
Adam Collins    Senior Vice President   *
Emily Conte    Senior Vice President   *
David Conway    Senior Vice President   *
Brian Cordes    Senior Vice President   *


Anthony Corriggio    Senior Vice President   *
Gavin Daly    Senior Vice President   *
Edward Delk    Senior Vice President and Global Chief Compliance Officer   *
Dana A. DeVivo    Senior Vice President and Associate General Counsel   *
Jerry Dorost    Senior Vice President   *
Amy Duling    Senior Vice President   *
Austin Fagen    Senior Vice President   *
Dane Garrood    Senior Vice President   *
Leonard Geiger    Senior Vice President   *
Marcia Glass    Senior Vice President   *
Michael Graveline    Senior Vice President   *
Khushbu Gupta    Senior Vice President   *
Daniel Hafford    Senior Vice President   *
Marc Haynes    Senior Vice President   *
Daniel Hemberger    Senior Vice President   *
Andrew Humble    Senior Vice President   *
Khalid Husain    Senior Vice President   *
Melissa Iorio    Senior Vice President   *
Takeshi Itai    Senior Vice President   *
Yigal Jhirad    Senior Vice President   *
Jason Johnson    Senior Vice President   *
Matthew Karcic    Senior Vice President   *
Damon Karras    Senior Vice President   *
Louisa Kasper    Senior Vice President   *
Stephen Kenneally    Senior Vice President   *
Mathew Kirschner    Senior Vice President   *
Nicholas Koutsoftas    Senior Vice President   *
Albert Laskaj    Senior Vice President   *
Wai Lim Leung    Senior Vice President   *
Mary Liftin    Senior Vice President   *
Michael Loftus    Senior Vice President   *
Kevin Lotti    Senior Vice President   *
James McAdams    Senior Vice President and Controller   *
Brian Meta    Senior Vice President   *
Sharanya Mitchell    Senior Vice President   *
Stephen Murphy    Senior Vice President and Deputy Chief Compliance Officer   *
Mary Ruth Newman    Senior Vice President   *
Michael Nolan    Senior Vice President   *
Diana Noto    Senior Vice President   *
Pretash Nuculaj    Senior Vice President   *
Jeffrey Palma    Senior Vice President   *
Ronald Pucillo    Senior Vice President   *
Rogier Quirijns    Senior Vice President   *
Kevin Rochefort    Senior Vice President   *
Tyler Rosenlicht    Senior Vice President   *
Benjamin Ross    Senior Vice President   *


Christian Rusu    Senior Vice President   *
Evan Serton    Senior Vice President   *
Janine Seto-Moy    Senior Vice President   *
Alexander Shafran    Senior Vice President   *
James Shields    Senior Vice President   *
Rodirgo Soto    Senior Vice President   *
Kim Spellman    Senior Vice President   *
Hamid Tabib    Senior Vice President   *
Michael Hart    Senior Vice President   *
Ted Valenti    Senior Vice President   *
Pascal Van Garderen    Senior Vice President   *
Jason Vinikoor    Senior Vice President   *
Charles Wenzel    Senior Vice President   *
Michiru Wisely    Senior Vice President   *
Elaine Zaharis-Nikas    Senior Vice President   *
Christopher Balisky    Vice President   *
Jonathan Beshel    Vice President   *
Christopher Boland    Vice President   *
Ryan Bolton    Vice President   *
Jillian Boyer    Vice President   *
Jonathan Brailey    Vice President   *
Gabriel Buerkle    Vice President   *
Andrew Burd    Vice President   *
Peter Burnside    Vice President   *
Brian Casey    Vice President   *
Thomas Cassidy    Vice President   *
Keith Caswell    Vice President   *
William Cheng    Vice President   *
Catherine Cheng    Vice President   *
William Cheng    Vice President   *
Sean Cooney    Vice President   *
Alan Cooper    Vice President   *
Gregory Crawford    Vice President   *
Thuy Quynh Dang    Vice President   *
Matthew Darwin    Vice President   *
Christopher NeNunzio    Vice President   *
Yan Lin Ding    Vice President   *
Siyu Dong    Vice President   *
David Driscoll    Vice President   *
Jessen Fahey    Vice President   *
Mary Kathleen Flores    Vice President   *
William Formosa    Vice President   *
Steven Frank    Vice President   *
Celine Fung    Vice President   *
Kristin Garbarino    Vice President   *
Christopher Gasta    Vice President   *


John Geoghan    Vice President   *
Ryan Grealy    Vice President   *
Steven Grise    Vice President   *
Joseph Handelman    Vice President   *
Michael Hart    Vice President   *
Natalie Hedlund    Vice President   *
Elizabeth Deisler    Vice President   *
Christopher Jerejian    Vice President   *
Ryan Johann    Vice President   *
Robert Kastoff    Vice President   *
Colin Keane    Vice President   *
Charlotte Keenan    Vice President   *
Roberty Kennedy    Vice President   *
Michael King    Vice President   *
Stefanny Kisiel    Vice President   *
Harrison Klein    Vice President   *
Chi Yeung Ko    Vice President   *
Eric Kristenson    Vice President   *
Shirley Lam    Vice President   *
Kelly Lam    Vice President   *
Hin Fai Lam    Vice President   *
Alexander Laskey    Vice President   *
Celine Fung    Vice President   *
Alexander Laskey    Vice President   *
Joseph Lee    Vice President   *
Wincheng Lin    Vice President   *
Sean Magrath    Vice President   *
Kristine Manzi    Vice President   *
Matthew McAvoy    Vice President   *
Jamaal McDell    Vice President   *
Michael McGarry    Vice President   *
Raquel McLean    Vice President   *
Humberto Medina    Vice President   *
Ryan Medlock    Vice President   *
Bennett Meier    Vice President   *
Myra Mercado    Vice President   *
Michele Meyer    Vice President   *
Marcel Miu    Vice President   *
Taylor Mizzi    Vice President   *
Margaret Mo    Vice President   *
David Moonasar    Vice President   *
John Muth    Vice President   *
Christopher Nelson    Vice President   *
Natalie Okorie    Vice President   *
Alex Overby    Vice President   *
Saagar Parikh    Vice President   *


Jimmy Parsard    Vice President   *
Shruti Patel    Vice President   *
Christopher Pietretti    Vice President   *
Jeffrey Pike    Vice President   *
Damien Porras    Vice President   *
Anthony Puma    Vice President   *
Stephen Quan    Vice President   *
Allie Quine    Vice President   *
Brian Quinn    Vice President   *
Eldar Radovici    Vice President   *
Danielle Rizzaro    Vice President   *
Bobbi Lynn Roberts    Vice President   *
Boris Royzen    Vice President   *
Hideya Sakai    Vice President   *
Zarna Sanghvi    Vice President   *
Michael Schell    Vice President   *
Arun Sharma    Vice President   *
Joshua Silverman    Vice President   *
Dany Smith    Vice President   *
Kevin Sutccliffe    Vice President   *
Faezeh Taghvaee    Vice President   *
Lorraine Tutovic    Vice President   *
Daniel Tyshovnytsky    Vice President   *
Regina Vaitzman    Vice President   *
Jan Willem Van Kranenburg    Vice President   *
Brendan Walters    Vice President   *
Kryshna Wright    Vice President   *
Yue Zhang    Vice President   *
Jiyang Zhang    Vice President   *

 

ITEM 32.

PRINCIPAL UNDERWRITERS

(a) Cohen & Steers Securities, LLC is the principal underwriter for the Registrant. The names of each investment company (in addition to the Registrant) for which Cohen & Steers Securities, LLC acts as principal underwriter are:

Cohen & Steers Institutional Realty Shares, Inc.

Cohen & Steers International Realty Fund, Inc.

Cohen & Steers Real Assets Fund, Inc.

Cohen & Steers Real Estate Securities Fund, Inc.

Cohen & Steers Realty Shares, Inc.

Cohen & Steers Global Infrastructure Fund, Inc.

Cohen & Steers Preferred Securities and Income Fund, Inc.


Cohen & Steers MLP & Energy Opportunity Fund, Inc.

Cohen & Steers Alternative Income Fund. Inc.

Cohen & Steers Low Duration Preferred and Income Fund, Inc.

Cohen & Steers Preferred Securities and Income SMA Shares, Inc.

(b) The following are directors and officers of Cohen & Steers Securities, LLC. The principal address of these persons is 280 Park Avenue, New York, NY 10017.

 

Name

  

Position and Offices with

Distributor

  

Position and Offices

with Registrant

Francis C. Poli    President, Chief Legal Officer and Director    Assistant Secretary
Matthew S. Stadler    Chief Financial Officer, Treasurer and Director    None
Stephen Murphy    Chief Compliance Officer    Chief Compliance Officer and Vice President
Dana A. DeVivo    Secretary    Secretary and Chief Legal Officer
Adam M. Derechin    Vice President    Director
James McAdams    Assistant Treasurer    None
Brian Heller    Assistant Secretary    None

(c) Not applicable.

 

ITEM 33.

LOCATION OF ACCOUNTS AND RECORDS

The majority of the accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules thereunder will be maintained as follows: journals, ledgers, securities records and other original records will be maintained principally at the offices of the Registrant’s Sub-Administrator and Custodian, State Street Bank and Trust Company, One Lincoln Street, Boston, MA 02111. All other records so required to be maintained will be maintained at the offices of Cohen & Steers Capital Management, Inc., 280 Park Avenue, New York, NY 10017.

 

ITEM 34.

MANAGEMENT SERVICES

Not applicable.

 

ITEM 35.

UNDERTAKINGS

Not applicable.


SIGNATURES

Pursuant to the requirements of the Securities Act and the 1940 Act, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York and State of New York, on the 17th day of November, 2022.

 

COHEN & STEERS GLOBAL REALTY SHARES, INC.

/s/ James Giallanza

James Giallanza
President and Chief Executive Officer

Pursuant to the requirements of the Securities Act, this Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

 

SIGNATURE

  

TITLE

 

DATE

By: /s/ JAMES GIALLANZA

  

President and Chief Executive Officer

(Principal Executive Officer)

  November 17, 2022
(JAMES GIALLANZA)

By: /s/ ALBERT LASKAJ

  

Treasurer and Chief Financial Officer

(Principal Financial Officer)

  November 17, 2022
(ALBERT LASKAJ)

*

   Chairman and Director   November 17, 2022
(JOSEPH M. HARVEY)

*

   Director   November 17, 2022
(ADAM M. DERECHIN)

*

   Director   November 17, 2022
(MICHAEL G. CLARK)

*

   Director   November 17, 2022
(DEAN A. JUNKANS)

*

   Director   November 17, 2022
(GEORGE GROSSMAN)

*

   Director   November 17, 2022
(GERALD J. MAGINNIS)

*

   Director   November 17, 2022
(JANE F. MAGPIONG)

*

   Director   November 17, 2022
(DAPHNE L. RICHARDS)

*

   Director   November 17, 2022
(RAMONA ROGERS-WINDSOR)     
                       *By:  

/s/ DANA A. DEVIVO

     November 17, 2022
  Dana A. DeVivo ATTORNEY-IN-FACT     


Index of Exhibits

 

(h)(v)   12d1-4 Fund of Funds Investment Agreement between the Registrant and Schwab Capital Trust and Schwab Annuity Portfolios, dated as of May 25, 2022.