-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GqeQjzO7Gme5InEGD+AQc2/XpiZBQ8XKx7hmmv7oyb4lDdYFY/3VTocZQgO+A1ls iiOSyXXM2+lBxxQVewSieA== 0001053394-03-000002.txt : 20031203 0001053394-03-000002.hdr.sgml : 20031203 20031203152945 ACCESSION NUMBER: 0001053394-03-000002 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030926 FILED AS OF DATE: 20031203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFIED FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0001033926 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 351797759 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2353 ALEXANDRIA DRIVE CITY: LEXINGTON STATE: KY ZIP: 40504 BUSINESS PHONE: 859-514-3356 MAIL ADDRESS: STREET 1: 2353 ALEXANDRIA DRIVE CITY: LEXINGTON STATE: KY ZIP: 40504 FORMER COMPANY: FORMER CONFORMED NAME: UNIFIED HOLDINGS INC DATE OF NAME CHANGE: 19970218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NAPURANO THOMAS G CENTRAL INDEX KEY: 0001053394 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-22629 FILM NUMBER: 031035274 BUSINESS ADDRESS: STREET 1: 47 KIERST STREET CITY: PARLIN STATE: NJ ZIP: 08859 BUSINESS PHONE: 7327277995 MAIL ADDRESS: STREET 1: 47 KIERST STREET CITY: PARLIN STATE: NJ ZIP: 08859 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0201 4/A 2003-09-26 2003-12-01 0 0001033926 UNIFIED FINANCIAL SERVICES INC None 0001053394 NAPURANO THOMAS G 47 KIERST STREET PARLIN NJ 08859 0 1 0 0 EVP & CFO Common Stock 2003-09-26 4 S 0 24840 100000 D 30775 D On September 26, 2003, the reporting person sold to his spouse his undivided on-half interest in 24,840 shares of common stock of Unified Financial Services, Inc., which shares were held with his spouse in joint tenancy with right of survivorship. The reporting person also indirectly beneficially owns 5,935 shares of common stock held by the Unified Financial Services Equity Participation Plan and is deemed to indirectly beneficially own 24,480 shares of common stock held by his spouse. Mr. Napurano disclaims beneficial ownership of the shares owned by his spouse. David F. Morris, as attorney-in-fact for Thomas G. Napurano 2003-12-03 -----END PRIVACY-ENHANCED MESSAGE-----