-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cse5uk/rLpWMqWB8cmmDBKwatzRsX8qxsAl0yiXXP0/irjKKcbmlzBH0Gw8IW9sx N2k6CXzopwKONPvbVEBVqA== 0001035449-04-000228.txt : 20040528 0001035449-04-000228.hdr.sgml : 20040528 20040528125526 ACCESSION NUMBER: 0001035449-04-000228 CONFORMED SUBMISSION TYPE: 15-12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040528 EFFECTIVENESS DATE: 20040528 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFIED FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0001033926 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 351797759 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 15-12G SEC ACT: 1934 Act SEC FILE NUMBER: 000-22629 FILM NUMBER: 04837562 BUSINESS ADDRESS: STREET 1: 2353 ALEXANDRIA DRIVE CITY: LEXINGTON STATE: KY ZIP: 40504 BUSINESS PHONE: 859-514-3356 MAIL ADDRESS: STREET 1: 2353 ALEXANDRIA DRIVE CITY: LEXINGTON STATE: KY ZIP: 40504 FORMER COMPANY: FORMER CONFORMED NAME: UNIFIED HOLDINGS INC DATE OF NAME CHANGE: 19970218 15-12G 1 form15.txt CERTIFICATION AND NOTICE OF TERMINATION OF REG UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 Certification and Notice of Termination of Registration under Section 12(g) of the Securities Exchange Act of 1934 or Suspension of Duty to File Reports Under Sections 13 and 15(d) of the Securities Exchange Act of 1934. Commission File Number 0-22629 Unified Financial Services, Inc. (Exact name of registrant as specified in its charter) 2353 Alexandria Drive Lexington, Kentucky 40504 (859) 442-0347 (Address, including zip code, and telephone number, including area code, of registrant's principal executive offices) Common Stock, Par Value $.01 Per Share (Title of each class of securities covered by this Form) Not applicable. (Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports: Rule 12g-4(a)(1)(i) [X] Rule 12h-3(b)(1)(ii) [ ] Rule 12g-4(a)(1)(ii) [ ] Rule 12h-3(b)(2)(i) [ ] Rule 12g-4(a)(2)(i) [ ] Rule 12h-3(b)(2)(ii) [ ] Rule 12g-4(a)(2)(ii) [ ] Rule 15d-6 [ ] Rule 12h-3(b)(1)(i) [ ] Approximate number of holders of record as of the certification or notice date: 290 Pursuant to the requirements of the Securities Exchange Act of 1934, Unified Financial Services, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person. Date: May 28, 2004 Unified Financial Services, Inc. By: /s/ John S. Penn Name: John S. Penn Title: President and Chief Executive Officer Instruction: This form is required by Rules 12g-4, 12h-3 and 15d-6 of the General Rules and Regulations under the Securities Exchange Act of 1934. The registrant shall file with the Commission three copies of Form 15, one of which shall be manually signed. It may be signed by an officer of the registrant, by counsel or by any other duly authorized person. The name and title of the person signing the form shall be typed or printed under the signature. -----END PRIVACY-ENHANCED MESSAGE-----