0000892303-11-000047.txt : 20111220 0000892303-11-000047.hdr.sgml : 20111220 20111220115634 ACCESSION NUMBER: 0000892303-11-000047 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20111220 DATE AS OF CHANGE: 20111220 EFFECTIVENESS DATE: 20111220 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFIED FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0001033926 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 351797759 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-170355 FILM NUMBER: 111271256 BUSINESS ADDRESS: STREET 1: 2353 ALEXANDRIA DRIVE CITY: LEXINGTON STATE: KY ZIP: 40504 BUSINESS PHONE: 859-514-3356 MAIL ADDRESS: STREET 1: 2353 ALEXANDRIA DRIVE CITY: LEXINGTON STATE: KY ZIP: 40504 FORMER COMPANY: FORMER CONFORMED NAME: UNIFIED HOLDINGS INC DATE OF NAME CHANGE: 19970218 D 1 primary_doc.xml X0704 D LIVE 0001033926 UNIFIED FINANCIAL SERVICES INC 2353 ALEXANDRIA DRIVE LEXINGTON KY KENTUCKY 40504 859-514-3356 DELAWARE UNIFIED HOLDINGS INC Corporation true John S Penn 2353 Alexandria Drive Lexington KY KENTUCKY 40504 Executive Officer Director Connie Van Onselder 2353 Alexandria Drive Lexington KY KENTUCKY 40504 Executive Officer Beth L. Climo 2353 Alexandria Drive Lexington KY KENTUCKY 40504 Director Philip L. Conover 2353 Alexandria Drive Lexington KY KENTUCKY 40504 Director David R. Demarcus 2353 Alexandria Drive Lexington KY KENTUCKY 40504 Director Weaver H. Gaines 2353 Alexandria Drive Lexington KY KENTUCKY 40504 Director Gregory W. Kasten, M.D. 2353 Alexandria Drive Lexington KY KENTUCKY 40504 Director R. Matthew Neff 2353 Alexandria Drive Lexington KY KENTUCKY 40504 Director Other Banking and Financial Services $5,000,001 - $25,000,000 06 false 2011-12-09 false true false 4625 6993000 388500 6604500 The Issuer has no present intention of making additional sales under this offering. false 13 0 0 0 false UNIFIED FINANCIAL SERVICES INC John S. Penn John S. Penn Chief Executive Officer 2011-12-20