0000892303-11-000047.txt : 20111220
0000892303-11-000047.hdr.sgml : 20111220
20111220115634
ACCESSION NUMBER: 0000892303-11-000047
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: Rule 506
FILED AS OF DATE: 20111220
DATE AS OF CHANGE: 20111220
EFFECTIVENESS DATE: 20111220
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIFIED FINANCIAL SERVICES INC
CENTRAL INDEX KEY: 0001033926
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 351797759
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-170355
FILM NUMBER: 111271256
BUSINESS ADDRESS:
STREET 1: 2353 ALEXANDRIA DRIVE
CITY: LEXINGTON
STATE: KY
ZIP: 40504
BUSINESS PHONE: 859-514-3356
MAIL ADDRESS:
STREET 1: 2353 ALEXANDRIA DRIVE
CITY: LEXINGTON
STATE: KY
ZIP: 40504
FORMER COMPANY:
FORMER CONFORMED NAME: UNIFIED HOLDINGS INC
DATE OF NAME CHANGE: 19970218
D
1
primary_doc.xml
X0704
D
LIVE
0001033926
UNIFIED FINANCIAL SERVICES INC
2353 ALEXANDRIA DRIVE
LEXINGTON
KY
KENTUCKY
40504
859-514-3356
DELAWARE
UNIFIED HOLDINGS INC
Corporation
true
John
S
Penn
2353 Alexandria Drive
Lexington
KY
KENTUCKY
40504
Executive Officer
Director
Connie
Van Onselder
2353 Alexandria Drive
Lexington
KY
KENTUCKY
40504
Executive Officer
Beth
L.
Climo
2353 Alexandria Drive
Lexington
KY
KENTUCKY
40504
Director
Philip
L.
Conover
2353 Alexandria Drive
Lexington
KY
KENTUCKY
40504
Director
David
R.
Demarcus
2353 Alexandria Drive
Lexington
KY
KENTUCKY
40504
Director
Weaver
H.
Gaines
2353 Alexandria Drive
Lexington
KY
KENTUCKY
40504
Director
Gregory
W.
Kasten, M.D.
2353 Alexandria Drive
Lexington
KY
KENTUCKY
40504
Director
R.
Matthew
Neff
2353 Alexandria Drive
Lexington
KY
KENTUCKY
40504
Director
Other Banking and Financial Services
$5,000,001 - $25,000,000
- 06
false
2011-12-09
false
true
false
4625
6993000
388500
6604500
The Issuer has no present intention of making additional sales under this offering.
false
13
0
0
0
false
UNIFIED FINANCIAL SERVICES INC
John S. Penn
John S. Penn
Chief Executive Officer
2011-12-20