EX-99 2 umc-ex99_6.htm EX-99 umc-ex99_6.htm

 

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Exhibit

Exhibit            Description

 

99.1                 Announcement on 2019/11/08: October Revenue

99.2                 Announcement on 2019/11/15: the trading and pledge of UMC common shares by directors, executive officers and 10% shareholders of UMC

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

Exhibit 99.1

United Microelectronics Corporation

November 8, 2019

This is to report the changes or status of 1) Sales volume, 2) Funds lent to other parties, 3) Endorsements and guarantees, and 4) Financial derivative transactions for the period of October 2019.

 

1)

Sales volume (NT$ Thousand)

Period

Items

2019

2018

Changes

%

October

Net sales

14,587,122

12,577,408

2,009,714

15.98%

Year-to-Date

Net sales

120,939,705

128,312,778

(7,373,073)

(5.75)%

 

2)

Funds lent to other parties (NT$ Thousand)

Balance as of period end

This Month

(actual amount provided)

Last Month

(actual amount provided)

Limit of lending

UMC

7,597,500

7,742,500

         20,463,890

Note : On March 6,2019, the board of directors resolved to lend funds to USC(Xiamen) for the amount up to US$ 250 million. The actual amount lent to USC(Xiamen) as of October 31, 2019 was US$ 40 million.

 

 

3)

Endorsements and guarantees (NT$ Thousand)

Balance as of period end

This Month

(actual amount provided)

Last Month

(actual amount provided)

Limit of lending

UMC (Note1)

748,000

748,000

         92,087,503

UMC (Note2)

14,496,030

14,772,690

         92,087,503

Note1 : On December 12, 2018, the board of directors resolved to provide endorsement to Nexpower’s syndicated loan from banks including Bank of Taiwan for the amount up to NT$ 748 million.

Note2 : On February 22, 2017, March 7, 2018, October 24, 2018 and July 24, 2019, the board of directors resolved to provide endorsement to USC(Xiamen)’s syndicated loan from banks for the amount up to US$ 477 million.

4)

Financial derivatives transactions :

aNot under hedging accounting : NT$ thousand

UMC

Financial instruments

Option

Forwards

IRS

Put

Call

Deposit Paid

0

0

0

0

Royalty Income (Paid)

0

0

0

0

Unwritten-off Trading

 

 

 

 

Contracts

0

0

0

0

Fair Value

0

0

0

0

Net profit (loss) from Fair Value

0

0

(3,561)

0

Written-off Trading

 

 

 

 

Contracts

0

15,711,370

28,019,308

0

Realized profit (loss)

0

0

(21,925)

0

 

 


Exhibit 99.2

United Microelectronics Corporation

For the month of October, 2019

 

This is to report 1) the trading of directors, executive officers and 10% shareholders of United Microelectronics Corporation (“UMC”) (NYSE: UMC); 2) the pledge and clear of pledge of UMC common shares by directors, executive officers and 10% shareholders of UMC;

 

1)

The trading of directors, executive officers and 10% shareholders

Title

Name

Number of shares as of September 30, 2019

Number of shares as of October 31, 2019

Changes

--

--

--

--

--

 

2)

The pledge and clear of pledge of UMC common shares by directors, executive officers and 10% shareholders:

Title

Name

Number of shares as of September 30, 2019

Number of shares as of October 31, 2019

Changes

--

--

--

--

--