UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
OF THE SECURITIES EXCHANGE ACT OF 1934
November 25, 2019
(Commission File Number: 001-15128)
United Microelectronics Corporation
(Translation of registrant’s name into English)
No.3 Li Hsin Road II
Science Park
Hsinchu, Taiwan, R.O.C.
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101 (b) (1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101 (b) (7): ☐
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ☐ No ☒
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereto duly authorized.
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United Microelectronics Corporation |
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By: |
Chitung Liu |
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Name: |
Chitung Liu |
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Title: |
CFO |
Date: November 25, 2019
2
EXHIBIT INDEX
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Exhibit |
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Description |
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99 |
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6K on 11/25/2019 |
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www.umc.com
Exhibit
Exhibit Description
99.1 Announcement on 2019/11/08: October Revenue
99.2 Announcement on 2019/11/15: the trading and pledge of UMC common shares by directors, executive officers and 10% shareholders of UMC
United Microelectronics Corporation
November 8, 2019
This is to report the changes or status of 1) Sales volume, 2) Funds lent to other parties, 3) Endorsements and guarantees, and 4) Financial derivative transactions for the period of October 2019.
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1) |
Sales volume (NT$ Thousand) |
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Period |
Items |
2019 |
2018 |
Changes |
% |
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October |
Net sales |
14,587,122 |
12,577,408 |
2,009,714 |
15.98% |
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Year-to-Date |
Net sales |
120,939,705 |
128,312,778 |
(7,373,073) |
(5.75)% |
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2) |
Funds lent to other parties (NT$ Thousand) |
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Balance as of period end |
This Month (actual amount provided) |
Last Month (actual amount provided) |
Limit of lending |
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UMC |
7,597,500 |
7,742,500 |
20,463,890 |
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Note : On March 6,2019, the board of directors resolved to lend funds to USC(Xiamen) for the amount up to US$ 250 million. The actual amount lent to USC(Xiamen) as of October 31, 2019 was US$ 40 million.
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3) |
Endorsements and guarantees (NT$ Thousand) |
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Balance as of period end |
This Month (actual amount provided) |
Last Month (actual amount provided) |
Limit of lending |
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UMC (Note1) |
748,000 |
748,000 |
92,087,503 |
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UMC (Note2) |
14,496,030 |
14,772,690 |
92,087,503 |
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Note1 : On December 12, 2018, the board of directors resolved to provide endorsement to Nexpower’s syndicated loan from banks including Bank of Taiwan for the amount up to NT$ 748 million. Note2 : On February 22, 2017, March 7, 2018, October 24, 2018 and July 24, 2019, the board of directors resolved to provide endorsement to USC(Xiamen)’s syndicated loan from banks for the amount up to US$ 477 million. |
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4) |
Financial derivatives transactions : |
aNot under hedging accounting : NT$ thousand
UMC
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Financial instruments |
Option |
Forwards |
IRS |
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Put |
Call |
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Deposit Paid |
0 |
0 |
0 |
0 |
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Royalty Income (Paid) |
0 |
0 |
0 |
0 |
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Unwritten-off Trading |
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Contracts |
0 |
0 |
0 |
0 |
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Fair Value |
0 |
0 |
0 |
0 |
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Net profit (loss) from Fair Value |
0 |
0 |
(3,561) |
0 |
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Written-off Trading |
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Contracts |
0 |
15,711,370 |
28,019,308 |
0 |
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Realized profit (loss) |
0 |
0 |
(21,925) |
0 |
United Microelectronics Corporation
For the month of October, 2019
This is to report 1) the trading of directors, executive officers and 10% shareholders of United Microelectronics Corporation (“UMC”) (NYSE: UMC); 2) the pledge and clear of pledge of UMC common shares by directors, executive officers and 10% shareholders of UMC;
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1) |
The trading of directors, executive officers and 10% shareholders |
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Title |
Name |
Number of shares as of September 30, 2019 |
Number of shares as of October 31, 2019 |
Changes |
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-- |
-- |
-- |
-- |
-- |
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2) |
The pledge and clear of pledge of UMC common shares by directors, executive officers and 10% shareholders: |
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Title |
Name |
Number of shares as of September 30, 2019 |
Number of shares as of October 31, 2019 |
Changes |
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-- |
-- |
-- |
-- |
-- |
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