UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
United Microelectronics Corporation |
||||
(Translation of registrants name into English) | ||||
No. 3 Li Hsin Road II Science Park Hsinchu, Taiwan, R.O.C. |
||||
(Address of principal executive office) |
||||
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: [x] Form 20-F [ ] Form 40-F | ||||
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): [ ] | ||||
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): [ ] | ||||
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934: [ ] Yes [x] No | ||||
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a |
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. |
United Microelectronics Corporation | ||
Date: 12/30/2014 | By: |
Chitung Liu |
Name: | Chitung Liu | |
Title: | CFO | |
Exhibit No. | Description | |
|
|
|
99 | 6K on 12/30/2014 | |
Exhibit
Exhibit Description
99.1 | Announcement on 2014/11/26: To announce related materials on disposal of land on behalf of TOPCELL SOLAR INTERNATIONAL CO., LTD |
99.2 | Announcement on 2014/12/02: To announce related materials on acquisition of machinery and equipment |
99.3 | Announcement on 2014/12/03: To announce related materials on acquisition of machinery and equipment |
99.4 | Announcement on 2014/12/23: To announce related materials on acquisition of machinery and equipment |
99.5 | Announcement on 2014/12/24: Important Resolutions from 12th term 22th Board Meeting |
99.6 | Announcement on 2014/12/24: To announce related materials on acquisition of Wavetek Microelectronics Corporation common shares |
99.7 | Announcement on 2014/12/24: To announce related materials on disposal of building facility and machinery equipment |
99.8 | Announcement on 2014/12/26: Represent subsidiary HeJian Technology (Suzhou) Co., Ltd. to announce related materials on acquisition of machinery and equipment |
99.9 | Announcement on 2014/12/26: Represent subsidiary TOPCELL SOLAR INTERNATIOAL CO., LTD. to announce related materials of merger with MOTECH INDUSTRIES, INC. |
99.10 | Announcement on 2014/12/30: To announce related materials on acquisition of machinery and equipment |
99.11 | Announcement on 2014/12/09: November Revenue |
99.12 | Announcement on 2014/12/15: the trading and pledge of UMC common shares by directors, executive officers and 10% shareholders of UMC |
Exhibit 99.1
To announce related materials on disposal of land on behalf of TOPCELL SOLAR INTERNATIONAL CO., LTD
1. Name and nature of the subject matter (e.g. land located at Sublot XX, Lot XX, North District,
Taichung City): Land located at No.230,231,235,236,240, Kegong Sec., Annan Dist., Tainan City
2. Date of the occurrence of the event: 2014/11/26~2014/11/26
3. Transaction volume (e.g. XX square meters, equivalent to XX ping), unit price, total
transaction price: Transaction volume: 45,828.77 square meters, equivalent to 13,863.21 ping;
average unit price: NTD$46,300 ping; total transaction price:NTD$641,866,300
4. Counterparty to the trade and its relationship with the company (if the trading counterpart is a
natural person and is not an actual related party of the Company, the name of the trading
counterpart is not required to be disclosed): SUN LUNG GEAR WORKS CO., LTD.; non-related party
transaction
5. Where the counterpart to the trade is an actual related party, a public announcement shall also
include the reason for choosing the related party as trading counterpart and the identity of the
previous owner (including its relationship with the company and the trading counterpart), price of
transfer and the date of acquisition: Not applicable
6. Where a person who owned the property within the past five years has been an actual related
person of the company, a public announcement shall also include the dates and prices of acquisition
and disposal by the related person and the persons relationship to the company at those times: Not
applicable
7. Anticipated loss or profit from the disposal (not applicable in cases of acquisition of assets)
(where originally deferred, the status or recognition shall be stated and explained): Anticipated
profit: NT$41,203,000 dollars
8. Terms of delivery or payment (including payment period and monetary amount): Base on contract
9. The manner of deciding on this transaction (such as tender invitation, price comparison, or
price negotiation), the reference basis for the decision on price and the decision-making
department: transaction: price negotiation; the reference basis for the decision on price: market
price. The decision-making department: the Board of directors authorize the chairman make decision
10. Name of the professional appraisal institution and its appraisal amount: EURO-ASIA REAL EATATE
APPRAISERS FIRM, appraisal amount: NTD$614,140,203
11. Reason for any significant discrepancy with the transaction amount, and opinion of the
certifying CPA: Not applicable
12. Is the appraisal report price a limited price or specific price?: Not applicable
13. Has an appraisal report not yet been obtained?: Not applicable
14. Reason an appraisal report has not yet been obtained: Not applicable
15. Broker and brokers fee: None
16. Concrete purpose or use of the acquisition or disposition: Active use of the assets
17. Do the directors have any objection to the present transaction?: Not applicable
18. Any other matters that need to be specified: None
Exhibit 99.2
To announce related materials on acquisition of machinery and equipment
1. Name and nature of the subject matter (e.g. land located at Sublot XX, Lot XX, North District,
Taichung City): Machinery and equipment
2. Date of the occurrence of the event: 2014/11/21~2014/12/02
3. Transaction volume (e.g. XX square meters, equivalent to XX ping), unit price, total
Transaction volume: one batch; average unit price: $827,318,375 NTD; total transaction price:
$827,318,375 NTD
4. Counterparty to the trade and its relationship with the company (if the trading counterpart is a
natural person and is not an actual related party of the Company, the name of the trading
counterpart is not required to be disclosed): Applied Materials South East; non-related party
transaction
5. Where the counterpart to the trade is an actual related party, a public announcement shall also
include the reason for choosing the related party as trading counterpart and the identity of the
previous owner (including its relationship with the company and the trading counterpart), price of
transfer and the date of acquisition: Not applicable
6. Where a person who owned the property within the past five years has been an actual related
person of the company, a public announcement shall also include the dates and prices of acquisition
and disposal by the related person and the persons relationship to the company at those times: Not
applicable
7. Anticipated loss or profit from the disposal (not applicable in cases of acquisition of assets)
(where originally deferred, the status or recognition shall be stated and explained): Not
applicable
8. Terms of delivery or payment (including payment period and monetary amount): Base on purchase
order payment term.
9. The manner of deciding on this transaction (such as tender invitation, price comparison, or
price negotiation), the reference basis for the decision on price and the decision-making
department: transaction: price negotiation; the reference basis for the decision on price: market
price. The decision-making department: the Selection Meeting
10. Name of the professional appraisal institution and its appraisal amount: Not applicable
11. Reason for any significant discrepancy with the transaction amount, and opinion of the
certifying CPA: Not applicable
12. Is the appraisal report price a limited price or specific price?: Not applicable
13. Has an appraisal report not yet been obtained?: Not applicable
14. Reason an appraisal report has not yet been obtained: Not applicable
15. Broker and brokers fee: None
16. Concrete purpose or use of the acquisition or disposition: For production
17. Do the directors have any objection to the present transaction?: Not applicable
18. Any other matters that need to be specified: None
Exhibit 99.3
To announce related materials on acquisition of machinery and equipment
1. Name and nature of the subject matter (e.g. land located at Sublot XX, Lot XX, North District,
Taichung City): Machinery and equipment
2. Date of the occurrence of the event: 2014/10/20~2014/12/03
3. Transaction volume (e.g. XX square meters, equivalent to XX ping), unit price, total
Transaction volume: one batch; average unit price: $547,579,224 NTD; total transaction price:
$547,579,224 NTD
4. Counterparty to the trade and its relationship with the company (if the trading counterpart is a
natural person and is not an actual related party of the Company, the name of the trading
counterpart is not required to be disclosed): TOKYO ELECTRON LIMITED; non-related party transaction
5. Where the counterpart to the trade is an actual related party, a public announcement shall also
include the reason for choosing the related party as trading counterpart and the identity of the
previous owner (including its relationship with the company and the trading counterpart), price of
transfer and the date of acquisition: Not applicable
6. Where a person who owned the property within the past five years has been an actual related
person of the company, a public announcement shall also include the dates and prices of acquisition
and disposal by the related person and the persons relationship to the company at those times: Not
applicable
7. Anticipated loss or profit from the disposal (not applicable in cases of acquisition of assets)
(where originally deferred, the status or recognition shall be stated and explained): Not
applicable
8. Terms of delivery or payment (including payment period and monetary amount): Base on purchase
order payment term.
9. The manner of deciding on this transaction (such as tender invitation, price comparison, or
price negotiation), the reference basis for the decision on price and the decision-making
department: transaction: price negotiation; the reference basis for the decision on price: market
price. The decision-making department: the Selection Meeting
10. Name of the professional appraisal institution and its appraisal amount: Not applicable
11. Reason for any significant discrepancy with the transaction amount, and opinion of the
certifying CPA: Not applicable
12. Is the appraisal report price a limited price or specific price?: Not applicable
13. Has an appraisal report not yet been obtained?: Not applicable
14. Reason an appraisal report has not yet been obtained: Not applicable
15. Broker and brokers fee: None
16. Concrete purpose or use of the acquisition or disposition: For production
17. Do the directors have any objection to the present transaction?: Not applicable
18. Any other matters that need to be specified: None
Exhibit 99.4
To announce related materials on acquisition of machinery and equipment
1. Name and nature of the subject matter (e.g. land located at Sublot XX, Lot XX, North District,
Taichung City): Machinery and equipment
2. Date of the occurrence of the event: 2014/12/04~2014/12/23
3. Transaction volume (e.g. XX square meters, equivalent to XX ping), unit price, total
Transaction volume: one batch; average unit price: $611,769,400 NTD; total transaction price:
$611,769,400 NTD
4. Counterparty to the trade and its relationship with the company (if the trading counterpart is a
natural person and is not an actual related party of the Company, the name of the trading
counterpart is not required to be disclosed): Applied Materials South East; non-related party
transaction
5. Where the counterpart to the trade is an actual related party, a public announcement shall also
include the reason for choosing the related party as trading counterpart and the identity of the
previous owner (including its relationship with the company and the trading counterpart), price of
transfer and the date of acquisition: Not applicable
6. Where a person who owned the property within the past five years has been an actual related
person of the company, a public announcement shall also include the dates and prices of acquisition
and disposal by the related person and the persons relationship to the company at those times: Not
applicable
7. Anticipated loss or profit from the disposal (not applicable in cases of acquisition of assets)
(where originally deferred, the status or recognition shall be stated and explained): Not
applicable
8. Terms of delivery or payment (including payment period and monetary amount): Base on purchase
order payment term.
9. The manner of deciding on this transaction (such as tender invitation, price comparison, or
price negotiation), the reference basis for the decision on price and the decision-making
department: transaction: price negotiation; the reference basis for the decision on price: market
price. The decision-making department: the Selection Meeting
10. Name of the professional appraisal institution and its appraisal amount: Not applicable
11. Reason for any significant discrepancy with the transaction amount, and opinion of the
certifying CPA: Not applicable
12. Is the appraisal report price a limited price or specific price?: Not applicable
13. Has an appraisal report not yet been obtained?: Not applicable
14. Reason an appraisal report has not yet been obtained: Not applicable
15. Broker and brokers fee: None
16. Concrete purpose or use of the acquisition or disposition: For production
17. Do the directors have any objection to the present transaction?: Not applicable
18. Any other matters that need to be specified: None
Exhibit 99.5
Important Resolutions from 12th term 22th Board Meeting
1. Date of occurrence of the event: 2014/12/24
2. Company name: UNITED MICROELECTRONICS CORP.
3. Relationship to the Company (please enter head office or subsidiaries): head office
4. Reciprocal shareholding ratios: N/A
5. Name of the reporting media: N/A
6. Content of the report: N/A
7. Cause of occurrence:
The board meeting has approved important resolutions as follows:
(1)Approved this rounds capital budget execution of NTD 9,340 million towards capacity deployment.
(2)Approved the company to provide endorsement and guarantee for NexPower Technology Corp.
(3)Approved the acquisition of Wavetek Microelectronics Corporation through its new share issuance.
(4)Approved the disposal of building, facility and machinery equipment to Wavetek Microelectronics Corporation.
8. Countermeasures: None
9. Any other matters that need to be specified: None
Exhibit 99.6
To announce related materials on acquisition of Wavetek Microelectronics Corporation common shares
1. Name and nature of the subject matter (if preferred shares, the terms and conditions of issuance
shall also be indicated, e.g. dividend yield): Common shares of Wavetek Microelectronics
Corporation
2. Date of occurrence of the event: 2014/12/24
3. Volume, unit price, and total monetary amount of the transaction: trading volume: Not exceeding
54,000,000 shares; unit price:NT$10; total amount: Not exceeding NT$540,000,000; (depends on the
final allocation)
4. Counterpart to the trade and its relationship to the Company (if the trading counterpart is a
natural person and furthermore is not an actual related party of the Company, the name of the
trading counterpart is not required to be disclosed): Wavetek Microelectronics Corporation, the
companys subsidiary.
5. Where the counterpart to the trade is an actual related party, a public announcement shall also
be made of the reason for choosing the related party as trading counterpart and the identity of the
previous owner (including its relationship with the company and the trading counterpart), price of
transfer, and date of acquisition: Subsidiarys capital injection
6. Where a person who owned the property within the past five years has been an actual related
person of the company, a public announcement shall also include the dates and prices of acquisition
and disposal by the related person and the persons relationship to the company at those times: N/A
7. Matters related to the creditors rights currently being disposed of (including types of
collateral of the disposed creditors rights; if the creditors rights are creditors rights toward
a related person, the name of the related person and the book amount of the creditors rights
toward such related person currently being disposed of must also be announced): N/A
8. Anticipated profit or loss from the disposal (not applicable in cases of acquisition of
securities) (where originally deferred, the status or recognition shall be stated and explained):
N/A
9. Terms of delivery or payment (including payment period and monetary amount), restrictive
covenants in the contract, and other important stipulations: Wire transfer; None.
10. The manner in which the current transaction was decided, the reference basis for the decision
on price, and the decision-making department: The decision making manner: New shares issuance;
Reference for the decision on price: Price of issuance; The decision-making department: Board of
Directors
11. Current cumulative volume, amount, and shareholding percentage of holdings of the security
being traded (including the current trade) and status of any restriction of rights (e.g. pledges):
Volume: Not exceeding 134,683,376 Common shares; Total Amount: Not exceeding NT$996,886,195;
Shareholding percentage: Not exceeding 88.05%
12. Current ratio of long or short term securities investment (including the current trade) to the
total assets and shareholders equity as shown in the most recent financial statement and the
operating capital as shown in the most recent financial statement: Ratio of total assets: 11.91%;
Ratio of shareholders equity: 16.86%; The operational capital as shown in the most recent
financial statement: NT$46,358,406,000.
13. Broker and brokers fee: None
14. Concrete purpose or use of the acquisition or disposition: Long term investment
15. Net worth per share of company underlying securities acquired or disposed of: NT$5.66
16. Do the directors have any objection to the present transaction?: No
17. Has the CPA issued an opinion on the unreasonableness of the price of the current transaction?:
No
18. Any other matters that need to be specified: No.
Exhibit 99.7
To announce related materials on disposal of building facility and machinery equipment
1. Name and nature of the subject matter (e.g. land located at Sublot XX, Lot XX, North District,
Taichung City): Building facility and machinery equipment; No.10, Chuangxin 1st Rd., Baoshan
Township, Hsinchu County
2. Date of the occurrence of the event: 2014/12/24
3. Transaction volume (e.g. XX square meters, equivalent to XX ping), unit price, total
transaction price: Building facility transaction volume:10,469.23 ping; Building facility average
unit price: NT$15,283 ping; Building facility transaction price:NT$160 million; Machinery
equipment transaction volume: one batch; Machinery equipment average unit price:NT$280 million;
Machinery equipment transaction price:NT$280 million; Total transaction price:NT$440 million
4. Counterparty to the trade and its relationship with the company (if the trading counterpart is a
natural person and is not an actual related party of the Company, the name of the trading
counterpart is not required to be disclosed): Wavetek Microelectronics Corporation, the companys
subsidiary.
5. Where the counterpart to the trade is an actual related party, a public announcement shall also
include the reason for choosing the related party as trading counterpart and the identity of the
previous owner (including its relationship with the company and the trading counterpart), price of
transfer and the date of acquisition: Utilizing the assets and improve operational efficiency; Not
applicable
6. Where a person who owned the property within the past five years has been an actual related
person of the company, a public announcement shall also include the dates and prices of acquisition
and disposal by the related person and the persons relationship to the company at those times: Not
applicable
7. Anticipated loss or profit from the disposal (not applicable in cases of acquisition of assets)
(where originally deferred, the status or recognition shall be stated and explained): Building
facility anticipated profit:NT$160 million; Machinery equipment anticipated profit: NT$215 million;
Total anticipated profit: NT$375 million
8. Terms of delivery or payment (including payment period and monetary amount): Base on contract
9. The manner of deciding on this transaction (such as tender invitation , price comparison, or
price negotiation), the reference basis for the decision on price and the decision-making
department: The manner of deciding on this transaction: price negotiation; The reference basis for
the decision on price: appraisal report; The decision-making department: Board of Directors
10. Name of the professional appraisal institution and its appraisal amount: appraisal institution:
Deloitte & Touche Financial Advisory Corporation; Building facility appraisal amount:
NT$158,549,984; Machinery equipment appraisal amount: NT$250,047,300~NT$298,392,400; Total
appraisal amount:NT$408,597,284~NT$456,942,384
11. Reason for any significant discrepancy with the transaction amount, and opinion of the
certifying CPA: Not applicable
12. Is the appraisal report price a limited price or specific price?: Not applicable
13. Has an appraisal report not yet been obtained?: Not applicable
14. Reason an appraisal report has not yet been obtained: Not applicable
15. Broker and brokers fee: None
16. Concrete purpose or use of the acquisition or disposition: Utilizing the assets and improve
operational efficiency
17. Do the directors have any objection to the present transaction?: Not applicable
18. Any other matters that need to be specified: None.
Exhibit 99.8
Represent subsidiary HeJian Technology (Suzhou) Co., Ltd. to announce related materials on
acquisition of machinery and equipment
1.Name and nature of the subject matter (e.g. land located at Sublot XX, Lot XX, North District,
Taichung City): Machinery and equipment
2. Date of the occurrence of the event: 2014/07/25~2014/12/26
3. Transaction volume (e.g. XX square meters, equivalent to XX ping), unit price, total
transaction price: Transaction volume: one batch; average unit price: $549,152,238 NTD; total
transaction price:$549,152,238 NTD
4. Counterparty to the trade and its relationship with the company (if the trading counterpart is a
natural person and is not an actual related party of the Company, the name of the trading
counterpart is not required to be disclosed): Applied Materials South East Asia Pte. Ltd.;
Non-related party transaction
5. Where the counterpart to the trade is an actual related party, a public announcement shall also
include the reason for choosing the related party as trading counterpart and the identity of the
previous owner (including its relationship with the company and the trading counterpart), price of
transfer and the date of acquisition: Not applicable
6. Where a person who owned the property within the past five years has been an actual related
person of the company, a public announcement shall also include the dates and prices of acquisition
and disposal by the related person and the persons relationship to the company at those times: Not
applicable
7. Anticipated loss or profit from the disposal (not applicable in cases of acquisition of assets)
(where originally deferred, the status or recognition shall be stated and explained): Not
applicable
8. Terms of delivery or payment (including payment period and monetary amount): Base on purchase
order payment term.
9. The manner of deciding on this transaction (such as tender invitation, price comparison, or
price negotiation), the reference basis for the decision on price and the decision-making
department: Transaction: price negotiation; The reference basis for the decision on price: market
price. The decision-making department: the Selection Meeting
10. Name of the professional appraisal institution and its appraisal amount: Not applicable
11. Reason for any significant discrepancy with the transaction amount, and opinion of the
certifying CPA: Not applicable
12. Is the appraisal report price a limited price or specific price?: Not applicable
13. Has an appraisal report not yet been obtained?: Not applicable
14. Reason an appraisal report has not yet been obtained: Not applicable
15. Broker and brokers fee: None
16. Concrete purpose or use of the acquisition or disposition: For production
17. Do the directors have any objection to the present transaction?: Not applicable
18. Any other matters that need to be specified: None
Exhibit 99.9
Represent subsidiary TOPCELL SOLAR INTERNATIOAL CO., LTD. to announce related materials of merger
with MOTECH INDUSTRIES, INC.
1. | Kind of merger/acquisition (e.g. merger, consolidation, spin-off, acquisition, or receiving assignment of shares): Merger |
2. Date of occurrence of the event: 2014/12/26
3. Names of companies participating in the merger (e.g.name of the other company participating in
the merger or consolidation, newly established company in a spin-off, acquired company, or company
whose shares are taken assignment of): TOPCELL SOLAR INTERNATIONAL CO., LTD. (TSi, extinguished
company); MOTECH INDUSTRIES, INC. (MOTECH, existing company)
4. Counterparty (e.g.name of the other company participating in the merger or consolidation,
company taking assignment of the spin-off, or counterparty to the acquisition or assignment of
shares): MOTECH INDUSTRIES, INC.(existing company)
5. Relationship between the counterparty and the Company (investee company in which the Company has
re-invested and has shareholding of XX%), and explanation of the reasons for the decision to
acquire, or take assignment of the shares of, an affiliated enterprise or related person, and
whether it will affect shareholders equity: NA
6. Purpose/objective of the merger/acquisition: To reduce production costs and achieve better
operational efficiency and economic scale.
7. Anticipated benefits of the merger/acquisition: The combined entity will become the worlds
largest professional manufacturer of photovoltaic cells with 3GW production capacity. By means of
effective resource integration and organization reinforcement, the combined entity will achieve
better operational efficiency, enhance its invention technology, as well as improve product quality
and variety.
In addition, with enlarged economic scale, it will have stronger supply-chain value and bargaining power to further reduce production costs so as to create better profitability and stronger growth momentum.
8. Effect of the merger or consolidation on net worth per share and earnings per share: In the long
run, it will have stronger bargaining power, shareholder value and business operation.
9. Share exchange ratio and basis of its calculation:
(1)Share exchange ratio: Each Motech newly issued share for 6 TSi common shares.
(2)Basis of its calculation: Share exchange ratio is based on each financial report as of September 30, 2014 reviewed by the CPA, operation situations, P/B ratios, future development, other related factors and fairness opinion by independent experts etc.
10. Scheduled timetable for consummation: The merger record date is tentatively scheduled on July
1, 2015
11. Matters related to assumption by the existing company or new company of rights and obligations
of the extinguished (or spun-off) company: As of the merger record date, all the assets, debts on
the book and rights and obligations of TSi will be generally assumed by the existing Company.
12. Basic information of companies participating in the merger: TSi is dedicated to manufacture and
sell of solar cells. Motech is dedicated to manufacture and sell of solar cells, module and
systems.
13. Matters related to the spin-off (including estimated value of the business and assets planned
to be assigned to the existing company or new company; the total number and the types and volumes
of the shares to be acquired by the split company or its shareholders; matters related to the
reduction, if any, in capital of the split company) (note: not applicable other than where there is
announcement of a spin-off): NA
14. Conditions and restrictions on future transfers of shares resulting from the merger or
acquisition: NA
15. Other important stipulations: NA
16. Do the directors have any objection to the present transaction?: None
Exhibit 99.10
To announce related materials on acquisition of machinery and equipment
1. Name and nature of the subject matter (e.g. land located at Sublot XX, Lot XX, North District,
Taichung City): Machinery and equipment
2. Date of the occurrence of the event: 2014/11/07~2014/12/30
3. Transaction volume (e.g. XX square meters, equivalent to XX ping), unit price, total
Transaction volume: one batch; average unit price: $525,782,439 NTD; total transaction price:
$525,782,439 NTD
4. Counterparty to the trade and its relationship with the company (if the trading counterpart is a
natural person and is not an actual related party of the Company, the name of the trading
counterpart is not required to be disclosed): LAM RESEARCH INTERNATIONAL SARL; non-related party
transaction
5. Where the counterpart to the trade is an actual related party, a public announcement shall also
include the reason for choosing the related party as trading counterpart and the identity of the
previous owner (including its relationship with the company and the trading counterpart), price of
transfer and the date of acquisition: Not applicable
6. Where a person who owned the property within the past five years has been an actual related
person of the company, a public announcement shall also include the dates and prices of acquisition
and disposal by the related person and the persons relationship to the company at those times: Not
applicable
7. Anticipated loss or profit from the disposal (not applicable in cases of acquisition of assets)
(where originally deferred, the status or recognition shall be stated and explained): Not
applicable
8. Terms of delivery or payment (including payment period and monetary amount): Base on purchase
order payment term.
9. The manner of deciding on this transaction (such as tender invitation, price comparison, or
price negotiation), the reference basis for the decision on price and the decision-making
department: transaction: price negotiation; the reference basis for the decision on price: market
price. The decision-making department: the Selection Meeting
10. Name of the professional appraisal institution and its appraisal amount: Not applicable
11. Reason for any significant discrepancy with the transaction amount, and opinion of the
certifying CPA: Not applicable
12. Is the appraisal report price a limited price or specific price?: Not applicable
13. Has an appraisal report not yet been obtained?: Not applicable
14. Reason an appraisal report has not yet been obtained: Not applicable
15. Broker and brokers fee: None
16. Concrete purpose or use of the acquisition or disposition: For production
17. Do the directors have any objection to the present transaction?: Not applicable
18. Any other matters that need to be specified: None
Exhibit 99.11
United Microelectronics Corporation
December 9, 2014
This is to report the changes or status of 1) Sales volume, 2) Funds lent to other parties, 3) Endorsements and guarantees, and 4) Financial derivative transactions for the period of November 2014.
1) | Sales volume (NT$ Thousand) |
Period | Items | 2014 | 2013 | Changes | % | |||||||||||||
November
|
Net sales | 11,535,241 | 10,345,415 | 1,189,826 | 11.50 | % | ||||||||||||
Year-to-Date
|
Net sales | 127,807,725 | 113,906,157 | 13,901,568 | 12.20 | % |
2) | Funds lent to other parties (NT$ Thousand) : None |
3) | Endorsements and guarantees (NT$ Thousand) |
Last Month | ||||||||||||
This Month | (actual amount | |||||||||||
Balance as of period end | (actual amount provided) | provided) | Limit of lending | |||||||||
UMC
|
1,400,000 | 1,400,000 | 42,509,098 | |||||||||
Note: On December 19, 2012, the board of directors resolved to provide endorsement to
Nexpowers syndicated loan from banks including Bank of Taiwan for the amount up to NT$
1,400 million. |
4) | Financial derivatives transactions : None |
Exhibit 99.12
United Microelectronics Corporation
For the month of November, 2014
This is to report 1) the trading of directors, executive officers and 10% shareholders of United Microelectronics Corporation (UMC) (NYSE: UMC); 2) the pledge and clear of pledge of UMC common shares by directors, executive officers and 10% shareholders of UMC;
1) | The trading of directors, executive officers and 10% shareholders |
Number of shares as | Number of shares as of | |||||||
Title | Name | of October 31, 2014 | November 30, 2014 | Changes | ||||
|
| | | |
2) | The pledge and clear of pledge of UMC common shares by directors, executive officers and 10% shareholders: |
Number of shares | Number of shares | |||||||||||
pledged as of | pledged as of | |||||||||||
Title | Name | October 31, 2014 | November 30, 2014 | Changes | ||||||||
|
| | | |