UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
United Microelectronics Corporation |
||||
(Translation of registrants name into English) | ||||
No. 3 Li Hsin Road II Science Park Hsinchu, Taiwan, R.O.C. |
||||
(Address of principal executive office) |
||||
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: [x] Form 20-F [ ] Form 40-F | ||||
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): [ ] | ||||
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): [ ] | ||||
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934: [ ] Yes [x] No | ||||
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a |
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. |
United Microelectronics Corporation | ||
Date: 10/27/2014 | By: |
Chitung Liu |
Name: | Chitung Liu | |
Title: | CFO | |
Exhibit No. | Description | |
|
|
|
99 | 6K on 10/27/2014 | |
Exhibit
Exhibit Description
99.1 | Announcement on 2014/10/03: To announce related materials on acquisition of machinery and equipment |
99.2 | Announcement on 2014/10/03: Represent subsidiary NexPower Technology CORP. to announce the impairment of assets by applying IAS No. 36 |
99.3 | Announcement on 2014/10/06: To announce related materials on acquisition of machinery and equipment |
99.4 | Announcement on 2014/10/13: To announce related materials on acquisition of machinery and equipment |
99.5 | Announcement on 2014/10/16: To announce related materials on acquisition of machinery and equipment |
99.6 | Announcement on 2014/10/20: To announce related materials on acquisition of machinery and equipment |
99.7 | Announcement on 2014/10/23: UMC will convene 3Q 2014 Investor Conference |
99.8 | Announcement on 2014/10/23: To announce related materials on acquisition of machinery and equipment |
99.9 | Announcement on 2014/10/09: September Revenue |
99.10 | Announcement on 2014/10/15: the trading and pledge of UMC common shares by directors, executive officers and 10% shareholders of UMC |
Exhibit 99.1
To announce related materials on acquisition of machinery and equipment
1. Name and nature of the subject matter (e.g. land located at Sublot XX, Lot XX, North District,
Taichung City): Machinery and equipment
2. Date of the occurrence of the event: 2014/09/24~2014/10/03
3. Transaction volume (e.g. XX square meters, equivalent to XX ping), unit price, total
Transaction volume: one batch; average unit price: $ 639,333,000 NTD; total transaction price: $
639,333,000 NTD
4. Counterparty to the trade and its relationship with the company (if the trading counterpart is a
natural person and is not an actual related party of the Company, the name of the trading
counterpart is not required to be disclosed): Applied Materials South East; non-related party
transaction
5. Where the counterpart to the trade is an actual related party, a public announcement shall also
include the reason for choosing the related party as trading counterpart and the identity of the
previous owner (including its relationship with the company and the trading counterpart), price of
transfer and the date of acquisition: Not applicable
6. Where a person who owned the property within the past five years has been an actual related
person of the company, a public announcement shall also include the dates and prices of acquisition
and disposal by the related person and the persons relationship to the company at those times: Not
applicable
7. Anticipated loss or profit from the disposal (not applicable in cases of acquisition of assets)
(where originally deferred, the status or recognition shall be stated and explained): Not
applicable
8. Terms of delivery or payment (including payment period and monetary amount): Base on purchase
order payment term.
9. The manner of deciding on this transaction (such as tender invitation, price comparison, or
price negotiation), the reference basis for the decision on price and the decision-making
department: transaction: price negotiation; the reference basis for the decision on price: market
price. The decision-making department: the Selection Meeting
10. Name of the professional appraisal institution and its appraisal amount: Not applicable
11. Reason for any significant discrepancy with the transaction amount, and opinion of the
certifying CPA: Not applicable
12. Is the appraisal report price a limited price or specific price?: Not applicable
13. Has an appraisal report not yet been obtained?: Not applicable
14. Reason an appraisal report has not yet been obtained: Not applicable
15. Broker and brokers fee: None
16. Concrete purpose or use of the acquisition or disposition: For production
17. Do the directors have any objection to the present transaction?: Not applicable
18. Any other matters that need to be specified: None
Exhibit 99.2
Represent subsidiary NexPower Technology CORP. to announce the impairment of assets by applying IAS
No. 36
1. Date of occurrence of the event: 2014/10/03
2. Company name: NexPower Technology CORP.
3. Relationship to the Company (please enter head office or subsidiaries):subsidiaries
4. Reciprocal shareholding ratios: N/A
5. Name of the reporting media: none
6. Content of the report: none
7. Cause of occurrence: none
8. Countermeasures: none
9. Any other matters that need to be specified:
(1)The affiliate following the impairment test pursuant to IAS No. 36, has decided to recognize a loss on fixed assets of approximately NTD 597 million.
(2)This is a non-cash impairment loss, and does not have any impact on the working-capital and cash flow of the company.
(3)All figures are unaudited, and have not yet been reviewed by an independent accountant.
Exhibit 99.3
To announce related materials on acquisition of machinery and equipment
1. Name and nature of the subject matter (e.g. land located at Sublot XX, Lot XX, North District,
Taichung City): Machinery and equipment
2. Date of the occurrence of the event: 2014/01/25~2014/10/06
3. Transaction volume (e.g. XX square meters, equivalent to XX ping), unit price, total
Transaction volume: one batch; average unit price: $ 527,781,550 NTD; total transaction price: $
527,781,550 NTD
4. Counterparty to the trade and its relationship with the company (if the trading counterpart is a
natural person and is not an actual related party of the Company, the name of the trading
counterpart is not required to be disclosed): KLA-TENCOR CORPORATION; non-related party transaction
5. Where the counterpart to the trade is an actual related party, a public announcement shall also
include the reason for choosing the related party as trading counterpart and the identity of the
previous owner (including its relationship with the company and the trading counterpart), price of
transfer and the date of acquisition: Not applicable
6. Where a person who owned the property within the past five years has been an actual related
person of the company, a public announcement shall also include the dates and prices of acquisition
and disposal by the related person and the persons relationship to the company at those times: Not
applicable
7. Anticipated loss or profit from the disposal (not applicable in cases of acquisition of assets)
(where originally deferred, the status or recognition shall be stated and explained): Not
applicable
8. Terms of delivery or payment (including payment period and monetary amount): Base on purchase
order payment term.
9. The manner of deciding on this transaction (such as tender invitation, price comparison, or
price negotiation), the reference basis for the decision on price and the decision-making
department: transaction: price negotiation; the reference basis for the decision on price: market
price. The decision-making department: the Selection Meeting
10. Name of the professional appraisal institution and its appraisal amount: Not applicable
11. Reason for any significant discrepancy with the transaction amount, and opinion of the
certifying CPA: Not applicable
12. Is the appraisal report price a limited price or specific price?: Not applicable
13. Has an appraisal report not yet been obtained?: Not applicable
14. Reason an appraisal report has not yet been obtained: Not applicable
15. Broker and brokers fee: None
16. Concrete purpose or use of the acquisition or disposition: For production
17. Do the directors have any objection to the present transaction?: Not applicable
18. Any other matters that need to be specified: None
Exhibit 99.4
To announce related materials on acquisition of machinery and equipment
1. Name and nature of the subject matter (e.g. land located at Sublot XX, Lot XX, North District,
Taichung City): Machinery and equipment
2. Date of the occurrence of the event: 2014/09/23~2014/10/13
3. Transaction volume (e.g. XX square meters, equivalent to XX ping), unit price, total
Transaction volume: one batch; average unit price: $ 534,526,720 NTD; total transaction price:$
534,526,720 NTD
4. Counterparty to the trade and its relationship with the company (if the trading counterpart is a
natural person and is not an actual related party of the Company, the name of the trading
counterpart is not required to be disclosed): ASML Hong Kong Ltd. c/o ASML Netherlands B.V.;
non-related party transaction
5. Where the counterpart to the trade is an actual related party, a public announcement shall also
include the reason for choosing the related party as trading counterpart and the identity of the
previous owner (including its relationship with the company and the trading counterpart), price of
transfer and the date of acquisition: Not applicable
6. Where a person who owned the property within the past five years has been an actual related
person of the company, a public announcement shall also include the dates and prices of acquisition
and disposal by the related person and the persons relationship to the company at those times: Not
applicable
7. Anticipated loss or profit from the disposal (not applicable in cases of acquisition of assets)
(where originally deferred, the status or recognition shall be stated and explained): Not
applicable
8. Terms of delivery or payment (including payment period and monetary amount): Base on purchase
order payment term.
9. The manner of deciding on this transaction (such as tender invitation, price comparison, or
price negotiation), the reference basis for the decision on price and the decision-making
department: transaction: price negotiation; the reference basis for the decision on price: market
price. The decision-making department: the Selection Meeting
10. Name of the professional appraisal institution and its appraisal amount: Not applicable
11. Reason for any significant discrepancy with the transaction amount, and opinion of the
certifying CPA: Not applicable
12. Is the appraisal report price a limited price or specific price?: Not applicable
13. Has an appraisal report not yet been obtained?: Not applicable
14. Reason an appraisal report has not yet been obtained: Not applicable
15. Broker and brokers fee: None
16. Concrete purpose or use of the acquisition or disposition: For production
17. Do the directors have any objection to the present transaction?: Not applicable
18. Any other matters that need to be specified: None
Exhibit 99.5
To announce related materials on acquisition of machinery and equipment
1. Name and nature of the subject matter (e.g. land located at Sublot XX, Lot XX, North District,
Taichung City): Machinery and equipment
2. Date of the occurrence of the event: 2014/09/04~2014/10/16
3. Transaction volume (e.g. XX square meters, equivalent to XX ping), unit price, total
Transaction volume: a batch; average unit price: $ 557,101,784 NTD; total transaction price: $
557,101,784 NTD
4. Counterparty to the trade and its relationship with the company (if the trading counterpart is a
natural person and is not an actual related party of the Company, the name of the trading
counterpart is not required to be disclosed): TOKYO ELECTRON LIMITED; non-related party transaction
5. Where the counterpart to the trade is an actual related party, a public announcement shall also
include the reason for choosing the related party as trading counterpart and the identity of the
previous owner (including its relationship with the company and the trading counterpart), price of
transfer and the date of acquisition: Not applicable
6. Where a person who owned the property within the past five years has been an actual related
person of the company, a public announcement shall also include the dates and prices of acquisition
and disposal by the related person and the persons relationship to the company at those times: Not
applicable
7. Anticipated loss or profit from the disposal (not applicable in cases of acquisition of assets)
(where originally deferred, the status or recognition shall be stated and explained): Not
applicable
8. Terms of delivery or payment (including payment period and monetary amount): Base on purchase
order payment term.
9. The manner of deciding on this transaction (such as tender invitation, price comparison, or
price negotiation), the reference basis for the decision on price and the decision-making
department: transaction: price negotiation; the reference basis for the decision on price: market
price. The decision-making department: the Selection Meeting
10. Name of the professional appraisal institution and its appraisal amount: Not applicable
11. Reason for any significant discrepancy with the transaction amount, and opinion of the
certifying CPA: Not applicable
12. Is the appraisal report price a limited price or specific price?: Not applicable
13. Has an appraisal report not yet been obtained?: Not applicable
14. Reason an appraisal report has not yet been obtained: Not applicable
15. Broker and brokers fee: None
16. Concrete purpose or use of the acquisition or disposition: For production
17. Do the directors have any objection to the present transaction?: Not applicable
18. Any other matters that need to be specified: None
Exhibit 99.6
To announce related materials on acquisition of machinery and equipment
1. Name and nature of the subject matter (e.g. land located at Sublot XX, Lot XX, North District,
Taichung City): Machinery and equipment
2. Date of the occurrence of the event: 2014/10/09~2014/10/20
3. Transaction volume (e.g. XX square meters, equivalent to XX ping), unit price, total
Transaction volume: a batch; average unit price: $ 559,238,550 NTD; total transaction price: $
559,238,550 NTD
4. Counterparty to the trade and its relationship with the company (if the trading counterpart is a
natural person and is not an actual related party of the Company, the name of the trading
counterpart is not required to be disclosed): Applied Materials South East; non-related party
transaction
5. Where the counterpart to the trade is an actual related party, a public announcement shall also
include the reason for choosing the related party as trading counterpart and the identity of the
previous owner (including its relationship with the company and the trading counterpart), price of
transfer and the date of acquisition: Not applicable
6. Where a person who owned the property within the past five years has been an actual related
person of the company, a public announcement shall also include the dates and prices of acquisition
and disposal by the related person and the persons relationship to the company at those times: Not
applicable
7. Anticipated loss or profit from the disposal (not applicable in cases of acquisition of assets)
(where originally deferred, the status or recognition shall be stated and explained): Not
applicable
8. Terms of delivery or payment (including payment period and monetary amount): Base on purchase
order payment term.
9. The manner of deciding on this transaction (such as tender invitation, price comparison, or
price negotiation), the reference basis for the decision on price and the decision-making
department: transaction: price negotiation; the reference basis for the decision on price: market
price. The decision-making department: the Selection Meeting
10. Name of the professional appraisal institution and its appraisal amount: Not applicable
11. Reason for any significant discrepancy with the transaction amount, and opinion of the
certifying CPA: Not applicable
12. Is the appraisal report price a limited price or specific price?: Not applicable
13. Has an appraisal report not yet been obtained?: Not applicable
14. Reason an appraisal report has not yet been obtained: Not applicable
15. Broker and brokers fee: None
16. Concrete purpose or use of the acquisition or disposition: For production
17. Do the directors have any objection to the present transaction?: Not applicable
18. Any other matters that need to be specified: None
Exhibit 99.7
UMC will convene 3Q 2014 Investor Conference
1. Date of the investor conference: 2014/10/29
2. Time of the investor conference: 17:00
3. Location of the investor conference: Online teleconference
4. Brief information disclosed in the investor conference: UMC Q3 2014 Financial and Operating
Results.
5. The presentation of the investor conference release: It will be released after the investor
conference.
6. Will the presentation be released in the Companys website: Yes, please refer to the Companys
website at www.umc.com
7. Any other matters that need to be specified: None
Exhibit 99.8
To announce related materials on acquisition of machinery and equipment
1. Name and nature of the subject matter (e.g. land located at Sublot XX, Lot XX, North District,
Taichung City): Machinery and equipment
2. Date of the occurrence of the event: 2014/10/08~2014/10/23
3. Transaction volume (e.g. XX square meters, equivalent to XX ping), unit price, total
Transaction volume: a batch; average unit price: $ 552,134,848 NTD; total transaction price: $
552,134,848 NTD
4. Counterparty to the trade and its relationship with the company (if the trading counterpart is a
natural person and is not an actual related party of the Company, the name of the trading
counterpart is not required to be disclosed): LAM RESEARCH INTERNATIONAL SARL; non-related party
transaction
5. Where the counterpart to the trade is an actual related party, a public announcement shall also
include the reason for choosing the related party as trading counterpart and the identity of the
previous owner (including its relationship with the company and the trading counterpart), price of
transfer and the date of acquisition: Not applicable
6. Where a person who owned the property within the past five years has been an actual related
person of the company, a public announcement shall also include the dates and prices of acquisition
and disposal by the related person and the persons relationship to the company at those times: Not
applicable
7. Anticipated loss or profit from the disposal (not applicable in cases of acquisition of assets)
(where originally deferred, the status or recognition shall be stated and explained): Not
applicable
8. Terms of delivery or payment (including payment period and monetary amount): Base on purchase
order payment term.
9. The manner of deciding on this transaction (such as tender invitation, price comparison, or
price negotiation), the reference basis for the decision on price and the decision-making
department: transaction: price negotiation; the reference basis for the decision on price: market
price. The decision-making department: the Selection Meeting
10. Name of the professional appraisal institution and its appraisal amount: Not applicable
11. Reason for any significant discrepancy with the transaction amount, and opinion of the
certifying CPA: Not applicable
12. Is the appraisal report price a limited price or specific price?: Not applicable
13. Has an appraisal report not yet been obtained?: Not applicable
14. Reason an appraisal report has not yet been obtained: Not applicable
15. Broker and brokers fee: None
16. Concrete purpose or use of the acquisition or disposition: For production
17. Do the directors have any objection to the present transaction?: Not applicable
18. Any other matters that need to be specified: None
Exhibit 99.9
United Microelectronics Corporation
October 9, 2014
This is to report the changes or status of 1) Sales volume, 2) Funds lent to other parties, 3) Endorsements and guarantees, and 4) Financial derivative transactions for the period of September 2014.
1) | Sales volume (NT$ Thousand) |
Period | Items | 2014 | 2013 | Changes | % | |||||||||||||
September
|
Net sales | 12,256,438 | 10,850,515 | 1,405,923 | 12.96 | % | ||||||||||||
Year-to-Date
|
Net sales | 102,776,786 | 93,092,892 | 9,683,894 | 10.40 | % |
2) | Funds lent to other parties (NT$ Thousand) : None |
3) | Endorsements and guarantees (NT$ Thousand) |
Last Month | ||||||||||||
This Month | (actual amount | |||||||||||
Balance as of period end | (actual amount provided) | provided) | Limit of lending | |||||||||
UMC
|
1,400,000 | 1,400,000 | 42,194,334 | |||||||||
Note: On December 19, 2012, the board of directors resolved to provide endorsement to
Nexpowers syndicated loan from banks including Bank of Taiwan for the amount up to NT$
1,400 million. |
4) | Financial derivatives transactions : None |
Exhibit 99.10
United Microelectronics Corporation
For the month of September, 2014
This is to report 1) the trading of directors, executive officers and 10% shareholders of United Microelectronics Corporation (UMC) (NYSE: UMC); 2) the pledge and clear of pledge of UMC common shares by directors, executive officers and 10% shareholders of UMC;
1) | The trading of directors, executive officers and 10% shareholders |
Number of | Number of shares as | |||||||||||||
shares as of August | of September 30, | |||||||||||||
Title | Name | 31, 2014 | 2014 | Changes | ||||||||||
CFO
|
Chitung Liu | 1,780,217 | 580,217 | (1,200,000 | ) |
2) | The pledge and clear of pledge of UMC common shares by directors, executive officers and 10% shareholders: |
Number of shares | Number of shares | |||||||||||
pledged as of | pledged as of | |||||||||||
Title | Name | August 31, 2014 | September 30, 2014 | Changes | ||||||||
|
| | | |