0000950170-24-035628.txt : 20240325 0000950170-24-035628.hdr.sgml : 20240325 20240325065125 ACCESSION NUMBER: 0000950170-24-035628 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20240325 FILED AS OF DATE: 20240325 DATE AS OF CHANGE: 20240325 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED MICROELECTRONICS CORP CENTRAL INDEX KEY: 0001033767 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: F5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15128 FILM NUMBER: 24776851 BUSINESS ADDRESS: STREET 1: 8F, NO.68, SEC. 1, NEIHU RD., CITY: TAIPEI STATE: F5 ZIP: 11493 BUSINESS PHONE: 886-2-2658-9168 MAIL ADDRESS: STREET 1: 8F, NO.68, SEC. 1, NEIHU RD., CITY: TAIPEI STATE: F5 ZIP: 11493 6-K 1 6k_on_03252024.htm 6-K 6-K

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

OF THE SECURITIES EXCHANGE ACT OF 1934

March 25, 2024

(Commission File Number: 001-15128)

United Microelectronics Corporation

(Translation of registrant’s name into English)

No. 3 Li-Hsin 2nd Road

Hsinchu Science Park

Hsinchu, Taiwan, R.O.C.

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F Form 40-F

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101 (b) (1):

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101 (b) (7):

 


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereto duly authorized.

 

United Microelectronics Corporation

 

 

 

By:

Chitung Liu

Name:

Chitung Liu

Title:

CFO

Date: March 25, 2024

 

 

 

2


 

 

EXHIBIT INDEX

Exhibit

 

Description

 

99

 

 

6K on 03/25/2024

 

3


EX-99 2 umc-ex99.htm EX-99 EX-99

 

img239034952_0.jpg www.umc.com

Exhibit

Exhibit Description

 

99.1 Announcement on 2024/03/12: UMC will attend investor conferences on 2024/03/19

99.2 Announcement on 2024/03/12: To announce the registration of capital reduction due to cancellation of the RSA

99.3 Announcement on 2024/03/06: February Revenue

99.4 Announcement on 2024/03/08: the trading and pledge of UMC common shares by directors, executive officers and 10% shareholders of UMC

 

 

 


 

Exhibit 99.1

UMC will attend investor conferences on 2024/03/19

1. Date of institutional investor conference: 2024/03/19~2024/03/20

2. Time of institutional investor conference: 02:00 PM

3. Location of institutional investor conference: Grand Hyatt Taipei

4. Outline of institutional investor conference:

The Company will attend the “2024 APAC TMT Conference”, held by BofA Securities.

5. Any other matters that need to be specified: None

 

 

 


 

Exhibit 99.2

To announce the registration of capital reduction due to cancellation of the RSA

1. Date of the competent authority’s approval of capital reduction: 2024/03/11

2. Date of completion of capitalization change registration: 2024/03/11

3. Effect on the financial statements (including any discrepancy between the amount of paid-in capital and the no. of shares outstanding, and the effect on net worth per share):

(1) Before the capital reduction: The paid-in capital is NT$125,298,221,600; the shares outstanding are 12,529,822,160 shares; book value per share is NT$28.67.

(2) After the capital reduction: The paid-in capital is NT$125,290,339,750; the shares outstanding are 12,529,033,975 shares; book value per share is NT$28.67.

(Note: Net worth per share was calculated based on the consolidated financial statements for the year of 2023 audited by CPA.)

4. Plan for expected share replacement operations: NA

5. Estimated no. of listed common shares after capital reduction and new issue: NA

6. Estimated no. of listed common shares as a percentage of issued common shares after capital reduction and new issue (No. of common shares after capital reduction/No. of issued common shares): NA

7. Countermeasures for poor circulation of equity if the aforesaid estimated no. of listed common shares does not reach 60 million shares and the percentage does not reach 25% after capital reduction: NA

8. Any other matters that need to be specified: None

 


 

Exhibit 99.3

United Microelectronics Corporation

March 6, 2024

This is to report the changes or status of 1) Sales volume, 2) Funds lent to other parties, 3) Endorsements and guarantees, and 4) Financial derivative transactions for the period of February 2024.

 

1)
Sales volume (NT$ Thousand)

Period

Items

2024

2023

Changes

%

February

Net sales

17,451,268

16,931,079

520,189

3.07 %

Year-to-Date

Net sales

36,464,965

36,520,594

(55,629)

(0.15%)

 

2)
Funds lent to other parties (NT$ Thousand): None

 

3)
Endorsements and guarantees (NT$ Thousand)

Balance as of period end

This Month

(actual amount provided)

Last Month

(actual amount provided)

Limit of lending

UMC

8,662,095

10,322,280

161,656,971

Note: On February 22, 2017, March 7, 2018, October 24, 2018, July 24,2019, December 18, 2019, July 29, 2020, October 29, 2020, December 16, 2020, July 28, 2021, October 27, 2021, December 15, 2021, April 27, 2022, October 26, 2022, December 14, 2022, April 26, 2023, July 26, 2023, December 13, 2023 and February 27, 2024, the board of directors resolved to provide endorsement to USC(Xiamen)’s syndicated loan from banks for the amount up to CNY¥ 1,989 million.

4)
Financial derivatives transactions: None

 


 

Exhibit 99.4

United Microelectronics Corporation

For the month of February, 2024

This is to report 1) the trading of directors, executive officers and 10% shareholders of United Microelectronics Corporation (“UMC”) (NYSE: UMC); 2) the pledge and clear of pledge of UMC common shares by directors, executive officers and 10% shareholders of UMC;

1)
The trading of directors, executive officers and 10% shareholders

Title

Name

Number of shares as of January 31, 2023

Number of shares as of February 29, 2024

Changes

--

--

--

--

 --

2)
The pledge and clear of pledge of UMC common shares by directors, executive officers and 10% shareholders:

Title

Name

Number of shares as of January 31, 2023

Number of shares as of February 29, 2024

Changes

Vice President

Vice President

M C Lai

Steven S Liu

1,089,000

2,700,000

1,278,000

3,700,000

189,000

1,000,000

 

 


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