0001209191-18-058641.txt : 20181114
0001209191-18-058641.hdr.sgml : 20181114
20181114200752
ACCESSION NUMBER: 0001209191-18-058641
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181112
FILED AS OF DATE: 20181114
DATE AS OF CHANGE: 20181114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GORLIN STEVE
CENTRAL INDEX KEY: 0001033742
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37507
FILM NUMBER: 181185742
MAIL ADDRESS:
STREET 1: 150 GULF SHORE DRIVE
STREET 2: UNIT 601
CITY: DESTIN
STATE: FL
ZIP: 32541
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NantKwest, Inc.
CENTRAL INDEX KEY: 0001326110
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 431979754
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3530 JOHN HOPKINS COURT
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: (858) 633-0300
MAIL ADDRESS:
STREET 1: 3530 JOHN HOPKINS COURT
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: Conkwest, Inc.
DATE OF NAME CHANGE: 20140416
FORMER COMPANY:
FORMER CONFORMED NAME: ZelleRx Corp
DATE OF NAME CHANGE: 20050504
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-11-12
0
0001326110
NantKwest, Inc.
NK
0001033742
GORLIN STEVE
C/O NANTKWEST, INC.
3530 JOHN HOPKINS COURT
SAN DIEGO
CA
92121
1
0
0
0
Common Stock
2018-11-12
4
S
0
47050
2.4328
D
149230
D
Common Stock
2018-11-13
4
S
0
33300
2.399
D
115930
D
Common Stock
2018-11-14
4
S
0
115930
2.2058
D
0
D
Common Stock
321720
I
By spouse
Represents the weighted average share price of an aggregate total of 47,050 shares sold in the price range of $2.40 to $2.62 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average share price of an aggregate total of 33,300 shares sold in the price range of $2.38 to $2.47 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average share price of an aggregate total of 115,930 shares sold in the price range of $2.17 to $2.40 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
/s/ Charles Kim, as Attorney-in-Fact
2018-11-14