0001144204-16-077888.txt : 20160129 0001144204-16-077888.hdr.sgml : 20160129 20160129160809 ACCESSION NUMBER: 0001144204-16-077888 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160127 FILED AS OF DATE: 20160129 DATE AS OF CHANGE: 20160129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Celator Pharmaceuticals Inc CENTRAL INDEX KEY: 0001327467 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303B COLLEGE ROAD EAST CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: (609) 243-0123 MAIL ADDRESS: STREET 1: 303B COLLEGE ROAD EAST CITY: PRINCETON STATE: NJ ZIP: 08540 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOUGHERTY MICHAEL R CENTRAL INDEX KEY: 0001033516 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36179 FILM NUMBER: 161373451 MAIL ADDRESS: STREET 1: C/O ADOLOR CORP STREET 2: 700 PENNSYLVANIA DR CITY: EXTON STATE: PA ZIP: 19341 4 1 v430096_4.xml OWNERSHIP DOCUMENT X0306 4 2016-01-27 0 0001327467 Celator Pharmaceuticals Inc CPXX 0001033516 DOUGHERTY MICHAEL R C/O CELATOR PHARMACEUTICALS, INC. 200 PRINCETONSOUTH CORP CENTER STE 180 EWING NJ 08628 1 1 0 0 Executive Chairman Common Stock 20000 D Stock Option, Right to Buy 1.32 2016-01-27 4 A 0 75000 0 A 2026-01-27 Common Stock 75000 75000 D Stock Option, Right to Buy 1.32 2016-01-27 4 A 0 17457 0 A 2026-01-27 Common Stock 17457 17457 D These options vest as follows: (i) 18,750 options vest on January 27, 2017; and (ii) the remaining 56,250 options vest in 11 consecutive quarterly installments of 4,687 shares vest on the 27th day of each April, July, October and January, beginning April 27, 2017 and continuing through October 27, 2019 and one final installment of 4,693 shares on January 27, 2020. These options vest on the date the Issuer announces analysis of overall survival of Study 301, its Phase 3 clinical study. /s/ Fred M. Powell, attorney-in-fact 2016-01-29