-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EWgHncDJ5nnBiPye4qpfgUjg5GPMSxODEpuwmTpt17NjwQjmvol3jC/uYmhU7DGy 72V7Mv1aRYeG6rTGBmmNiA== 0001047469-03-005695.txt : 20030214 0001047469-03-005695.hdr.sgml : 20030214 20030214181836 ACCESSION NUMBER: 0001047469-03-005695 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030214 EFFECTIVENESS DATE: 20030214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VARI LITE INTERNATIONAL INC CENTRAL INDEX KEY: 0001033491 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 752239444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 000-23159 FILM NUMBER: 03569569 BUSINESS ADDRESS: STREET 1: 201 REGAL ROW CITY: DALLAS STATE: TX ZIP: 75247 BUSINESS PHONE: 2146301963 NT 10-Q 1 a2103607znt10-q.htm 10-Q
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    UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 12b-25

NOTIFICATION OF LATE FILING
 
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SEC FILE NUMBER

0-23159


CUSIP NUMBER

922152103


(Check One):

 

 

o Form 10-K and Form 10-KSB

 

o Form 20-F

 

o Form 11-K

 

ý Form 10-Q and Form 10-QSB

 

o Form N-SAR

 

 

 

 

 

 

 

 

 

 

 
    For Period Ended:   December 31, 2002
    o Transition Report on Form 10-K
    o Transition Report on Form 20-F
    o Transition Report on Form 11-K
    o Transition Report on Form 10-Q
    o Transition Report on Form N-SAR
    For the Transition Period Ended:  

        Read Instruction (on back page) Before Preparing Form. Please Print or Type.

        Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.


        If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:



Part I—Registrant Information


    Full Name of Registrant

    Vari-Lite International, Inc.

    Former Name if Applicable

    Address of Principal Executive Office

    201 Regal Row
    Dallas, Texas 75247



Part II—Rules 12b-25(b) and (c) 


If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate).


ý

 

(a)

 

The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;

ý

 

(b)

 

The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and

o

 

(c)

 

The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

    

 

 

Part III—Narrative


State below in reasonable detail the reasons why Form 10-K and Form 10-KSB, 20-F, 11-K, 10-Q and Form 10-QSB, N-SAR or the transition report or portion thereof could not be filed within the prescribed period.

        (Attach Extra Sheets if Needed)

            Vari-Lite International, Inc. (the "Company") is unable to timely file without unreasonable effort or expense its quarterly report on Form 10-Q for the quarter ended December 31, 2002, due to delays in gathering information required to complete the preparation of the necessary financial statements and providing such information to its auditors to complete the review of the Company's quarterly financial statements for the quarter ended December 31, 2002. The Company's management expects to file the quarterly report on Form 10-Q on or before the fifth calendar day following the due date.

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Part IV—Other Information


(1)
Name and telephone number of person to contact in regard to this notification

Alan J. Perkins
(Name)

 

(214) 999-4683
(Area Code) (Telephone Number)

(2)    Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s).

        ý Yes    o No

(3)    Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?

        ý Yes    o No

        If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.


Vari-Lite International, Inc.

(Name of Registrant as specified in charter)

has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.

Date   February 14, 2003
  By   /s/ Tracy E. Key
Tracy E. Key
Vice President and Corporate Controller

INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form.

3




ATTENTION

        Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).



GENERAL INSTRUCTIONS

        1.    This form is required by Rule 12b-25 (17 CFR 240, 12b-25) of the General Rules and Regulations under the Securities Exchange Act of 1934.

        2.    One signed original and four conformed copies of this form and amendments thereto must be completed and filed with the Securities and Exchange Commission, Washington, D.C. 20549, in accordance with Rule 0-3 of the General Rules and Regulations under the Act. The information contained in or filed with the Form will be made a matter of the public record in the Commission files.

        3.    A manually signed copy of the form and amendments thereto shall be filed with each national securities exchange on which any class of securities of the registrant is registered.

        4.    Amendments to the notifications must also be filed on Form 12b-25 but need not restate information that has been correctly furnished. The form shall be clearly identified as an amended notification.

        5.    Electronic Filers. This form shall not be used by electronic filers unable to timely file a report solely due to electronic difficulties. Filers unable to submit a report within the time period prescribed due to difficulties in electronic filing should comply with either Rule 201 or Rule 202 of Regulation S-T (§ 232.201 or § 232.202 of this chapter) or apply for an adjustment in filing date pursuant to Rule 13(b) of Regulation S-T (§ 232.13(b) of this chapter).

4


ATTACHMENT A

The Company's Form 10-Q, when filed, will report an audited net loss for the quarter ended December 31, 2002, of $1.1 million compared to an audited net loss for the quarter ended December 31, 2001, of $450,000. The increase in net loss was primarily due to an accrued loss of $1 million from the sale of substantially all the assets of the manufacturing and sales division of the Company.

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