0001033427-13-000030.txt : 20131112 0001033427-13-000030.hdr.sgml : 20131111 20131112093518 ACCESSION NUMBER: 0001033427-13-000030 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 EFFECTIVENESS DATE: 20131112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IRIDIAN ASSET MANAGEMENT LLC/CT CENTRAL INDEX KEY: 0001033427 IRS NUMBER: 061439577 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06008 FILM NUMBER: 131207504 BUSINESS ADDRESS: STREET 1: 276 POST ROAD WEST CITY: WESTPORT STATE: CT ZIP: 06880-4704 BUSINESS PHONE: 2033417800 MAIL ADDRESS: STREET 1: 276 POST ROAD WEST CITY: WESTPORT STATE: CT ZIP: 06880-4704 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001033427 XXXXXXXX 09-30-2013 09-30-2013 IRIDIAN ASSET MANAGEMENT LLC/CT
276 POST ROAD WEST WESTPORT CT 06880-4704
13F COMBINATION REPORT 028-06008 0001325447 028-11953 First Eagle Investment Management, LLC 0001390777 028-12592 Bank of New York Mellon Corp N
Lane Bucklan General Counsel and Chief Compliance Officer 203-341-7800 Lane Bucklan Westport CT 11-12-2013 0 134 7490274 false
INFORMATION TABLE 2 Iridian_13F_L__20130930.xml IRIDIAN ASSET MANAGEMENT LLC 13F-HR 09-30-2013 ADT Corp/The COM 00101J106 57648 1417809 SH SOLE NONE 1105790 0 312019 Alliant Techsystems Inc COM 018804104 86904 890772 SH SOLE NONE 706650 0 184122 Allscripts Healthcare Solutions Inc COM 01988P108 404 27150 SH SOLE NONE 27150 0 0 American Eagle Outfitters Inc COM 02553E106 397 28360 SH SOLE NONE 28360 0 0 American National Insurance Co COM 028591105 425 4335 SH SOLE NONE 4335 0 0 AngioDynamics Inc COM 03475V101 467 35360 SH SOLE NONE 35360 0 0 Anheuser-Busch InBev NV COM 03524A108 1177 11860 SH SOLE NONE 11860 0 0 Antares Pharma Inc COM 036642106 316 77940 SH SOLE NONE 77940 0 0 AOL Inc COM 00184X105 160260 4634467 SH SOLE NONE 3622664 0 1011803 Argo Group International Holdings Ltd COM G0464B107 413 9627 SH SOLE NONE 9627 0 0 Arkansas Best Corp COM 040790107 302 11770 SH SOLE NONE 11770 0 0 Atlas Energy LP COM 04930A104 2051 37539 SH SOLE NONE 37539 0 0 Atlas Pipeline Partners LP COM 049392103 456 11757 SH SOLE NONE 11757 0 0 Atlas Resource Partners LP COM 04941A101 817 39001 SH SOLE NONE 39001 0 0 AutoZone Inc COM 053332102 136573 323073 SH SOLE NONE 251491 0 71582 AV Homes Inc COM 00234P102 474 27130 SH SOLE NONE 27130 0 0 Aviat Networks Inc COM 05366Y102 404 157220 SH SOLE NONE 157220 0 0 Avis Budget Group Inc COM 053774105 212470 7369765 SH SOLE NONE 5775836 0 1593929 Axcelis Technologies Inc COM 054540109 620 293730 SH SOLE NONE 293730 0 0 Ball Corp COM 058498106 68943 1536159 SH SOLE NONE 1202593 0 333566 Baxter International Inc COM 071813109 93616 1425123 SH SOLE NONE 1111401 0 313722 Brookline Bancorp Inc COM 11373M107 275 29234 SH SOLE NONE 29234 0 0 Cabot Microelectronics Corp COM 12709P103 412 10710 SH SOLE NONE 10710 0 0 Cal Dive International Inc COM 12802T101 403 196810 SH SOLE NONE 196810 0 0 CDI Corp COM 125071100 337 22020 SH SOLE NONE 22020 0 0 Centerstate Banks Inc COM 15201P109 481 49641 SH SOLE NONE 49641 0 0 Chico's FAS Inc COM 168615102 404 24274 SH SOLE NONE 24274 0 0 Chiquita Brands International Inc COM 170032809 241 19070 SH SOLE NONE 19070 0 0 Comverse Inc COM 20585P105 336 10517 SH SOLE NONE 10517 0 0 Covanta Holding Corp COM 22282E102 71619 3349807 SH SOLE NONE 2615385 0 734422 Crown Holdings Inc COM 228368106 129492 3062734 SH SOLE NONE 2385906 0 676828 CryoLife Inc COM 228903100 289 41220 SH SOLE NONE 41220 0 0 Delta Air Lines Inc COM 247361702 89922 3811860 SH SOLE NONE 2988760 0 823100 Dresser-Rand Group Inc COM 261608103 250294 4011122 SH SOLE NONE 3137761 0 873361 Dycom Industries Inc COM 267475101 364 12990 SH SOLE NONE 12990 0 0 Eastman Chemical Co COM 277432100 321621 4128645 SH SOLE NONE 3232347 0 896298 Emulex Corp COM 292475209 381 49130 SH SOLE NONE 49130 0 0 FalconStor Software Inc COM 306137100 399 302150 SH SOLE NONE 302150 0 0 Fidelity National Financial Inc COM 31620R105 427 16070 SH SOLE NONE 16070 0 0 First Merchants Corp COM 320817109 373 21518 SH SOLE NONE 21518 0 0 First Midwest Bancorp Inc/IL COM 320867104 422 28010 SH SOLE NONE 28010 0 0 Flamel Technologies SA COM 338488109 901 137280 SH SOLE NONE 137280 0 0 Flowserve Corp COM 34354P105 77168 1236859 SH SOLE NONE 967270 0 269589 Flushing Financial Corp COM 343873105 323 17530 SH SOLE NONE 17530 0 0 FMC Corp COM 302491303 204110 2845932 SH SOLE NONE 2227180 0 618752 FormFactor Inc COM 346375108 409 59669 SH SOLE NONE 59669 0 0 Freeport-McMoRan Copper & Gold Inc COM 35671D857 443 13400 SH SOLE NONE 13400 0 0 FreightCar America Inc COM 357023100 493 23860 SH SOLE NONE 23860 0 0 Garmin Ltd COM H2906T109 281 6220 SH SOLE NONE 6220 0 0 General Cable Corp COM 369300108 476 15000 SH SOLE NONE 15000 0 0 Gibraltar Industries Inc COM 374689107 399 27950 SH SOLE NONE 27950 0 0 Granite Construction Inc COM 387328107 438 14330 SH SOLE NONE 14330 0 0 GSI Group Inc COM 36191C205 353 36990 SH SOLE NONE 36990 0 0 Halozyme Therapeutics Inc COM 40637H109 770 69790 SH SOLE NONE 69790 0 0 Hanover Insurance Group Inc/The COM 410867105 398 7190 SH SOLE NONE 7190 0 0 Harsco Corp COM 415864107 406 16320 SH SOLE NONE 16320 0 0 Health Net Inc COM 42222G108 254277 8021355 SH SOLE NONE 6334508 0 1686847 Health Net Inc COM 42222G108 634 20000 SH Call SOLE NONE 20000 0 0 Heritage Financial Group Inc COM 42726X102 491 28182 SH SOLE NONE 28182 0 0 Hewlett-Packard Co COM 428236103 178076 8483873 SH SOLE NONE 6636450 0 1847423 Hillshire Brands Co COM 432589109 383 12460 SH SOLE NONE 12460 0 0 Ignite Restaurant Group Inc COM 451730105 256 16480 SH SOLE NONE 16480 0 0 Impax Laboratories Inc COM 45256B101 246 12040 SH SOLE NONE 12040 0 0 ING US Inc COM 45685E106 487 16680 SH SOLE NONE 16680 0 0 Interpublic Group of Cos Inc/The COM 460690100 167127 9728026 SH SOLE NONE 7579656 0 2148370 Invacare Corp COM 461203101 338 19560 SH SOLE NONE 19560 0 0 Investors Bancorp Inc COM 46146P102 390 17813 SH SOLE NONE 17813 0 0 JAKKS Pacific Inc COM 47012E106 431 95723 SH SOLE NONE 95723 0 0 Joy Global Inc COM 481165108 94736 1856111 SH SOLE NONE 1452198 0 403913 Key Energy Services Inc COM 492914106 73 10000 SH SOLE NONE 10000 0 0 Kirkland's Inc COM 497498105 344 18680 SH SOLE NONE 18680 0 0 Kraton Performance Polymers Inc COM 50077C106 343 17510 SH SOLE NONE 17510 0 0 Lexmark International Inc COM 529771107 71116 2155040 SH SOLE NONE 1687627 0 467413 Lowe's Cos Inc COM 548661107 211504 4442428 SH SOLE NONE 3470790 0 971638 LSI Corp COM 502161102 209529 26776863 SH SOLE NONE 20937406 0 5839457 LSI Industries Inc COM 50216C108 296 35046 SH SOLE NONE 35046 0 0 LTX-Credence Corp COM 502403207 511 77544 SH SOLE NONE 77544 0 0 LyondellBasell Industries NV COM N53745100 196899 2688770 SH SOLE NONE 2103560 0 585210 McDermott International Inc COM 580037109 472 63590 SH SOLE NONE 63590 0 0 MGIC Investment Corp COM 552848103 383 52640 SH SOLE NONE 52640 0 0 Miller Industries Inc/TN COM 600551204 422 24850 SH SOLE NONE 24850 0 0 Motorola Solutions Inc COM 620076307 240887 4056703 SH SOLE NONE 3172070 0 884633 National Bank Holdings Corp COM 633707104 423 20590 SH SOLE NONE 20590 0 0 National Presto Industries Inc COM 637215104 274 3895 SH SOLE NONE 3895 0 0 Occidental Petroleum Corp COM 674599105 206329 2205780 SH SOLE NONE 1725020 0 480760 Olympic Steel Inc COM 68162K106 418 15039 SH SOLE NONE 15039 0 0 Omnicare Inc COM 681904108 335592 6046699 SH SOLE NONE 4736533 0 1310166 Orion Marine Group Inc COM 68628V308 450 43210 SH SOLE NONE 43210 0 0 Outerwall Inc COM 690070107 21879 437310 SH SOLE NONE 340830 0 96480 Pacwest Bancorp COM 695263103 403 11750 SH SOLE NONE 11750 0 0 Park Sterling Corp COM 70086Y105 435 67930 SH SOLE NONE 67930 0 0 PetroQuest Energy Inc COM 716748108 168 41780 SH SOLE NONE 41780 0 0 PICO Holdings Inc COM 693366205 450 20780 SH SOLE NONE 20780 0 0 Pitney Bowes Inc COM 724479100 189618 10424289 SH SOLE NONE 8172230 0 2252059 Plexus Corp COM 729132100 332 8930 SH SOLE NONE 8930 0 0 Pulse Electronics Corp COM 74586W205 99 25345 SH SOLE NONE 25345 0 0 QLogic Corp COM 747277101 397 36300 SH SOLE NONE 36300 0 0 Quantum Corp COM 747906204 314 227550 SH SOLE NONE 227550 0 0 Regis Corp COM 758932107 326 22220 SH SOLE NONE 22220 0 0 Rockville Financial Inc COM 774188106 369 28370 SH SOLE NONE 28370 0 0 Rockwell Medical Inc COM 774374102 411 36040 SH SOLE NONE 36040 0 0 Rockwood Holdings Inc COM 774415103 178443 2667311 SH SOLE NONE 2088052 0 579259 Sagent Pharmaceuticals Inc COM 786692103 355 17380 SH SOLE NONE 17380 0 0 SAIC Inc COM 525327102 124846 2742662 SH SOLE NONE 2169180 0 573482 SAIC Inc COM 808625107 51207 1517251 SH SOLE NONE 1199543 0 317708 Sandisk Corporation COM 80004C101 108184 1817910 SH SOLE NONE 1424340 0 393570 Seagate Technology PLC COM G7945M107 245003 5598800 SH SOLE NONE 4386678 0 1212122 Sealed Air Corp COM 81211K100 198014 7282612 SH SOLE NONE 5704196 0 1578416 SemGroup Corp COM 81663A105 86048 1509093 SH SOLE NONE 1181020 0 328073 Service Corp International/US COM 817565104 99308 5333380 SH SOLE NONE 4168500 0 1164880 SPDR Gold Shares COM 78463V107 1506 11753 SH SOLE NONE 11753 0 0 Standard Pacific Corp COM 85375C101 362 45760 SH SOLE NONE 45760 0 0 Starz COM 85571Q102 498 17710 SH SOLE NONE 17710 0 0 Stillwater Mining Co COM 86074Q102 233 21186 SH SOLE NONE 21186 0 0 Syneron Medical Ltd COM M87245102 439 50944 SH SOLE NONE 50944 0 0 Teck Resources Ltd COM 878742204 403 15000 SH SOLE NONE 15000 0 0 Teradyne Inc COM 880770102 355 21491 SH SOLE NONE 21491 0 0 Tesco Corp COM 88157K101 477 28810 SH SOLE NONE 28810 0 0 Theravance Inc COM 88338T104 255480 6251045 SH SOLE NONE 4881277 0 1369768 Theravance Inc COM 88338T104 409 10000 SH Call SOLE NONE 10000 0 0 Transocean Ltd COM H8817H100 218 4890 SH SOLE NONE 4890 0 0 Tyco International Ltd COM H89128104 234709 6709804 SH SOLE NONE 5243755 0 1466049 Union First Market Bankshares Corp COM 90662P104 365 15613 SH SOLE NONE 15613 0 0 Unwired Planet Inc COM 91531F103 402 232598 SH SOLE NONE 232598 0 0 Valeant Pharmaceuticals International Inc COM 91911K102 354170 3394708 SH SOLE NONE 2657257 0 737451 Valspar Corp COM 920355104 237871 3750141 SH SOLE NONE 2932392 0 817749 Viacom Inc COM 92553P201 225613 2699366 SH SOLE NONE 2122300 0 577066 Vishay Intertechnology Inc COM 928298108 339 26270 SH SOLE NONE 26270 0 0 Vishay Precision Group Inc COM 92835K103 321 22070 SH SOLE NONE 22070 0 0 Walter Energy Inc COM 93317Q105 341 24270 SH SOLE NONE 24270 0 0 Warren Resources Inc COM 93564A100 422 145110 SH SOLE NONE 145110 0 0 Wendy's Co/The COM 95058W100 398 46905 SH SOLE NONE 46905 0 0 WR Grace & Co COM 38388F108 361238 4133163 SH SOLE NONE 3233806 0 899357 Wyndham Worldwide Corp COM 98310W108 351962 5772712 SH SOLE NONE 4520482 0 1252230