0000899243-21-006977.txt : 20210217
0000899243-21-006977.hdr.sgml : 20210217
20210217184610
ACCESSION NUMBER: 0000899243-21-006977
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210212
FILED AS OF DATE: 20210217
DATE AS OF CHANGE: 20210217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ESHELMAN FREDRIC N
CENTRAL INDEX KEY: 0001033409
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36361
FILM NUMBER: 21646820
MAIL ADDRESS:
STREET 1: PPD INC
STREET 2: 929 NORTH FRONT STREET
CITY: WILMINGTON
STATE: NC
ZIP: 28401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eshelman Ventures, LLC
CENTRAL INDEX KEY: 0001706673
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36361
FILM NUMBER: 21646821
BUSINESS ADDRESS:
STREET 1: 319 N. 3RD STREET, SUITE 301
CITY: WILMINGTON
STATE: NC
ZIP: 28401
BUSINESS PHONE: 910 558 6885
MAIL ADDRESS:
STREET 1: 319 N. 3RD STREET, SUITE 301
CITY: WILMINGTON
STATE: NC
ZIP: 28401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aravive, Inc.
CENTRAL INDEX KEY: 0001513818
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 264106690
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: RIVER OAKS TOWER
STREET 2: 3730 KIRBY DRIVE, SUITE 1200
CITY: HOUSTON
STATE: TX
ZIP: 77098
BUSINESS PHONE: 936-355-1910
MAIL ADDRESS:
STREET 1: RIVER OAKS TOWER
STREET 2: 3730 KIRBY DRIVE, SUITE 1200
CITY: HOUSTON
STATE: TX
ZIP: 77098
FORMER COMPANY:
FORMER CONFORMED NAME: Versartis, Inc.
DATE OF NAME CHANGE: 20110223
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-02-12
0
0001513818
Aravive, Inc.
ARAV
0001033409
ESHELMAN FREDRIC N
C/O ARAVIVE, INC. RIVER OAKS TOWER,
3730 KIRBY DRIVE, SUITE 1200
HOUSTON
TX
77098
1
0
1
0
0001706673
Eshelman Ventures, LLC
C/O ARAVIVE, INC. RIVER OAKS TOWER
3730 KIRBY DRIVE, SUITE 1200
HOUSTON
TX
77098
0
0
1
1
See Footnote (1)
Common stock
2021-02-12
4
A
0
2875000
7.29
A
3806098
I
See Footnote
These shares of Aravive, Inc. common stock are owned directly by Eshelman Ventures, LLC, an entity wholly owned by the reporting person. The reporting person, Dr. Fredric Eshelman, is also the Chairman of the Board of Directors of Aravive, Inc.
ESHELMAN VENTURES, LLC, By: /s/ Fredric N. Eshelman, Name: Fredric N. Eshelman, Title: Managing Member
2021-02-17
/s/ Fredric N. Eshelman
2021-02-17