-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OsEMm2ABHo9mGNbUokml/9oymF2cMzm6Zl+5/NE0Tm9+tVhbeYctiPL3PSXNGCSR OAYiFwt10W4ngyIoQlT8YA== 0001116679-05-001996.txt : 20050728 0001116679-05-001996.hdr.sgml : 20050728 20050728104857 ACCESSION NUMBER: 0001116679-05-001996 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20050731 FILED AS OF DATE: 20050728 DATE AS OF CHANGE: 20050728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RANDGOLD & EXPLORATION CO LTD CENTRAL INDEX KEY: 0001033217 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-29150 FILM NUMBER: 05979545 BUSINESS ADDRESS: STREET 1: PO BOX 82291 CITY: SOUTHDALE 2135 SOUTH STATE: T3 ZIP: 00000 6-K 1 rand6k.htm

 

 


        

 

 

FORM 6-K

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


 

REPORT OF FOREIGN PRIVATE ISSUER

 

 

Pursuant to Section 13a-6 or 15d-16

 

of the Securities Exchange Act of 1934

 

For the month of: July 2005

 

000-29150

(Commission File Number)


 

Randgold & Exploration Company Limited

(Translation of registrant’s name into English)

 

28 Harrison Street, Johannesburg, South Africa

(Address of principal executive offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F |X| Form 40-F |_|

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1); |_|

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7); |_|

Indicate by check mark whether by furnishing the information contained on this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes |_| No |X|

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-_____.

 

 

 


 

 

On July 20, 2005, Randgold & Exploration Company Limited (“Randgold & Exploration”) issued a press release announcing that Randgold & Exploration received a notice from the Nasdaq on July 18, 2005 indicating that Randgold & Exploration’s securities are subject to delisting from the Nasdaq Stock Market because Randgold & Exploration failed to timely file its Form 20-F for the year ended December 31, 2004. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. The press release contains forward-looking statements regarding Randgold & Exploration and includes cautionary statements identifying important factors that could cause actual results to differ materially from those anticipated.

 

On July 20, 2005, Randgold & Exploration issued a press release announcing that Randgold & Exploration is working towards filing its outstanding documentation as required by NASDAQ requirements. A copy of the press release is attached hereto as Exhibit 99.2 and is incorporated herein by reference.

 

Special Note Regarding Forward-Looking Statements

 

Certain statements contained in the exhibits incorporated by reference herein, as well as oral statements that may be made by Randgold & Exploration or by officers, directors or employees acting on its behalf related to such information, constitute or are based on “forward-looking statements” regarding Randgold & Exploration’s operations, economic performance and financial condition, within the meaning of the U.S. Private Securities Litigation Reform Act of 1995, specifically Section 27A of the U.S. Securities Act of 1933, as amended, and Section 21E of the U.S. Securities Exchange Act of 1934, as amended. All statements, other than statements of historical facts, are “forward-looking statements.” This includes those concerning the economic outlook for the mining industry, expectations regarding commodity prices, the completion and commencement of commercial operations of certain of Randgold & Exploration’s exploration and production investments, its liquidity and capital resources and its expenditures. No assurance can be given that such expectations will prove to be correct. Actual results could differ materially from those implied by or set out in the forward-looking statements. Among other factors, this could be as a result in changes in economic and market conditions, the success of business and operating initiatives, including development of mining operations, changes in regulatory environment and other government actions, fluctuations in commodity prices and exchange rates, business and operational risk management and the risks identified in Item 3 of Randgold & Exploration’s most recent annual report on Form 20-F filed with the U.S. Securities Exchange Commission (the “SEC”) and its other filings and submissions with the SEC.

 

You should not place undue reliance on these forward-looking statements. All written and oral forward-looking statements attributable to Randgold & Exploration, or persons acting on its behalf, are qualified in their entirety by these cautionary statements. Moreover, unless Randgold & Exploration is required by law to update these statements, Randgold & Exploration will not necessarily update any of these statements after the date of this report, either to conform them to actual results or to changes in its expectations.

 

 

 



 

 

Exhibit

Description

 

 

99.1

Press release, dated July 20, 2005, issued by Randgold & Exploration announcing that Randgold & Exploration received a notice from the Nasdaq on July 18, 2005 indicating that Randgold & Exploration’s securities are subject to delisting from the Nasdaq Stock Market because Randgold & Exploration failed to timely file its Form 20-F for the year ended December 31, 2004.

99.2

Press release, dated July 20, 2005, issued by Randgold & Exploration announcing that Randgold & Exploration is working towards filing its outstanding documentation as required by NASDAQ requirements.

 

 

 

 



 

 

SIGNATURE

 

Pursuant to the requirements of the U.S. Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

RANDGOLD & EXPLORATION COMPANY LIMITED

 

 

By:

/s/ Patricia Beatrice Beale

 

Name: Patricia Beatrice Beale

 

Title: Company Secretary

 

 

Date:

July 28, 2005

 

 

 

 

 

 

GRAPHIC 2 abcimg1.gif GRAPHIC begin 644 abcimg1.gif M1TE&.#EA=@('`'<`,2'^&E-O9G1W87)E.B!-:6-R;W-O9G0@3V9F:6-E`"'Y M!`$`````+`0```!O`@8`@`````````):C(^IR^T/HYRTVHNSWKS[#X;B2);F MB:;JRK;N"\?R3-?VC>?ZSO?^#PP*A\2B\8A,*A>`IO,)C4JGU*KUBLUJM]RN :]PL.B\?DLOF,3JO7[/9Y"8_+Y_2Z_5,``#L_ ` end EX-99 3 ex99-1.htm EX. 99.1-PRESS RELEASE, DATED JULY 20, 2005

 

Exhibit 99.1

 

 

Randgold & Exploration Company Limited Receives Notice From Nasdaq Regarding Potential Delisting For Failure to File Report on Form 20-F; Intends to Appeal

 

Randgold & Exploration Company today announced that on July 18, 2005, the Company received a notice from the Nasdaq staff indicating that the Company is not in compliance with Nasdaq’s requirements for the continued listing due to the failure to timely file its Form 20-F for the year ended December 31, 2004, as required under Marketplace Rule 4310(c)(14) and that therefore its securities are subject to delisting from The Nasdaq Stock Market. The notice does not by itself result in immediate delisting of the Company’s securities.

 

The Company expects to make a timely request for a hearing with the Nasdaq Listing Qualifications Panel to review the Nasdaq staff’s determination which will stay the delisting pending the hearing and a determination by the Nasdaq Listing Qualifications Panel. There can be no assurance that the Nasdaq Listing Qualifications Panel will grant the Company’s request for continued listing.

 

The Form 20-F for the year ended December 31, 2004 has been delayed pending completion of its financial statements. As previously indicated, the Company has experienced delays in obtaining information necessary to finalize its audited financial statements and to analyze the financial statements. The Company is working diligently to complete its audited financial statements and will file its Form 20-F as soon as practicable thereafter

 

FORWARD-LOOKING STATEMENT DISCLAIMER

 

Certain statements in this announcement, as well as oral statements that may be made by the Company’s officers, directors or employees acting on its behalf related to such information, contain “forward-looking statements” regarding the Company’s operations, economic performance and financial condition within the meaning of the U.S. Private Securities Litigation Reform Act of 1995, specifically Section 27A of the U.S. Securities Act of 1933 and Section 21E of the U.S. Securities Exchange Act of 1934. All statements, other than statements of historical facts, are “forward-looking statements.” This includes those concerning the economic outlook for the mining industry, expectations regarding commodity prices, the completion and commencement of commercial operations of certain of the Company’s exploration and production investments, its liquidity, and capital resources and expenditure. Although the Company is of the opinion that the expectations reflected in such forward-looking statements are reasonable, no assurance can be given that such expectations will prove to be correct. Actual results could differ materially from those implied by or set out in the forward-looking statements. Among other factors, this could be as a result in changes in economic and market conditions, the success of business and operating initiatives, including development of mining operations, changes in regulatory environment and other government actions, fluctuations in commodity prices and exchange rates, business and operational risk management and the risks identified in Item 3 of the Company’s most recent annual report on Form 20-F filed with the U.S. Securities Exchange Commission and its other filings and submissions with the SEC. All forward-looking statements attributable to the Company, or persons acting on its behalf, are qualified in their entirety by these cautionary statements.

 

 

EX-99 4 ex99-2.htm EX. 99.2-PRESS RELAEASE, DATED JULY 20, 2005

 

Exhibit 99.2

 

 

Issued by Marulelo Communications

On behalf of Randgold & Exploration

Embargoed until 15h45 on July 20, 2005

 

 

RG&E EXPECTS TO FILE NASDAQ DOCUMENTS SHORTLY

 

Brett Kebble, chief executive of Randgold & Exploration, said today that it is working towards filing outstanding documentation as required by NASDAQ requirements.

 

Kebble said that because of late reporting by some of the entities in which the company had invested outside South Africa, RG&E had been delayed in preparing statuary information required by NASDAQ.

 

“We are aware that we are late in filing a Form 20-F but the problem is now almost resolved,” said Kebble. “RG&E has been unable to complete its financial statements for the year ending 31 December 2004 because it has been unable to gather all the information it needed from some of its investments in Africa. Our accounting team has worked hard to gather the outstanding information and hope to finalise as soon as possible. We intend to seek a hearing with NASDAQ, in terms of the exchange’s procedures.”

 

FOR FURTHER INFORMATION PLEASE CONTACT DAVID BARRITT ON 082 603 3981

 

 

 



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