EX-7.T1A(VII) 4 f81849ex7-t1avii.txt LATEST REPORT OF CONDITION OF THE TRUSTEE EXHIBIT T1A (vii) Board of Governors of the Federal Reserve System OMB Number: 7100-0036 Federal Deposit Insurance Corporation OMB Number: 3064-0052 Office of the Comptroller of the Currency OMB Number: 1557-0081 ---------------------------------------------------------------------------------------------------------------------------------- FEDERAL FINANCIAL INSTITUTIONS EXAMINATION COUNCIL Expires March 31, 2004 Please refer to page I, Table of Contents, for [1] the required disclosure of estimated burden. ---------------------------------------------------------------------------------------------------------------------------------- CONSOLIDATED REPORTS OF CONDITION AND INCOME FOR A BANK WITH DOMESTIC AND FOREIGN OFFICES--FFIEC 031 (19980930) REPORT AT THE CLOSE OF BUSINESS DECEMBER 31, 2001 -------------- (RCRI 9999) This report is required by law, 12 U.S.C. Section 324 This report form is to be filed by banks with branches and consolidated (State member banks); 12 U.S.C. Section 1817 (State subsidiaries in U.S. territories and possessions, Edge or Agreement nonmember banks); and 12 U.S.C. Section 161 (National subsidiaries, foreign branches, consolidated foreign subsidiaries, or banks). International Banking Facilities. NOTE: The Reports of Condition and Income must be The Reports of Condition and Income are to be prepared in accordance with signed by an authorized officer and the Report of Federal regulatory authority instructions. Condition must be attested to by not less than two directors (trustees) for State nonmember banks and We, the undersigned directors (trustees), attest to the correctness three directors for State member and National Banks. of this Report of Condition (including the supporting schedules) and declare that it has been examined by us and to the best of I, Gerald A. Ronning, Executive VP & Controller our knowledge and belief has been prepared in conformance with the --------------------------------------------- instructions issued by the appropriate Federal regulatory authority Name and Title of Officer Authorized to Sign and is true and correct. Report Of the named bank do hereby declare that these Reports of Condition and Income (including the supporting schedules) have been prepared in conformance with the instructions issued by the appropriate Federal regulatory authority and are ------------------------------------------------------------------------ true to the best of my knowledge and believe. /s/ Youssef Nasr Director (Trustee) /s/ Gerald A. Ronning /s/ Bernard J. Kennedy ----------------------------------------------------- ------------------------------------------------------------------------ Signature of Officer Authorized to Sign Report Director (Trustee) 2/14/02 /s/ Sal H. Alfieri ----------------------------------------------------- ------------------------------------------------------------------------ Date of Signature Director (Trustee) ---------------------------------------------------------------------------------------------------------------------------------- SUBMISSION OF REPORTS Each Bank must prepare its Reports of Condition and For electronic filing assistance, contact EDS Call report Services, Income either: 2150 N. Prospect Ave., Milwaukee, WI 53202, telephone (800) 255-1571. (a) in electronic form and then file the computer To fulfill the signature and attestation requirement data file directly with the banking agencies' for the Reports of Condition and Income for this report date, collection agent, Electronic Data System attach this signature page to the hard-copy of the completed report Corporation (EDS), by modem or computer that the bank places in its files. diskette; or N.. in hard-copy (paper) form and arrange for another party to convert the paper report to automated for. That party (if other than EDS) must transmit the bank's computer data file to EDS. ---------------------------------------------------------------------------------------------------------------------------------- ----------------- FDIC Certificate Number 0 0 5 8 9 ----------------- (RCRI 9030) ----------------------------------------------------- ------------------------------------------------------------------------ http://WWW.BANKING.US.HSBC.COM HSBC Bank USA ----------------------------------------------------- ------------------------------------------------------------------------ Primary Internet Web Address of Bank (Home Page), Legal Title of Bank (TEXT 9010) if any (TEXT 4087) (Example: www.examplebank.com) Buffalo ------------------------------------------------------------------------ City (TEXT 9130) N.Y. 14203 ------------------------------------------------------------------------ State Abbrev. (TEXT 9200) ZIP Code (TEXT 9220) Board of Governors of the Federal Reserve System, Federal Deposit Insurance Corporation, Office of the Comptroller of the Currency
REPORT OF CONDITION Consolidated domestic subsidiaries HSBC Bank USA of Buffalo ------------------------------------------------------------------------------- Name of Bank City in the state of New York, at the close of business December 31, 2001
Thousands of dollars ASSETS Cash and balances due from depository institutions: Non-interest-bearing balances currency and coin $ 2,102,271 Interest-bearing balances 3,104,501 Held-to-maturity securities 4,341,263 Available-for-sale securities 14,362,591 Federal funds sold and securities purchased under agreements to resell 3,744,624 Loans and lease financing receivables: Loans and leases held for sale $ 3,138,108 Loans and leases net of unearned income $ 37,663,728 LESS: Allowance for loan and lease losses 481,706 Loans and lease, net of unearned income, allowance, and reserve $ 37,182,022 Trading assets 9,010,203 Premises and fixed assets 748,470 Other real estate owned 16,750 Investments in unconsolidated subsidiaries 241,219 Customers' liability to this bank on acceptances outstanding 95,864 Intangible assets: Goodwill 2,237,582 Intangible assets: Other intangible assets 370,005 Other assets 3,534,907 Total assets 84,230,380
LIABILITIES Deposits: In domestic offices 37,067,334 Non-interest-bearing 5,371,379 Interest-bearing 31,695,955 In foreign offices 21,152,909 Non-interest-bearing 428,252 Interest-bearing 20,724,657 Federal funds purchased and securities sold under agreements to repurchase 437,967 Trading Liabilities 3,800,987 Other borrowed money 8,004,150 Bank's liability on acceptances 95,864 Subordinated notes and debentures 1,540,229 Other liabilities 5,231,972 Total liabilities 77,331,412 Minority Interests in consolidated Subsidiaries 172 EQUITY CAPITAL Perpetual preferred stock and related surplus - Common Stock 205,000 Surplus 6,432,902 Retained earnings 165,520 Accumulated other comprehensive income 95,374 Other equity capital components - Total equity capital 6,898,796 Total liabilities, minority interests and equity capital 84,230,380