0001628280-20-013348.txt : 20200904
0001628280-20-013348.hdr.sgml : 20200904
20200904175539
ACCESSION NUMBER: 0001628280-20-013348
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200903
FILED AS OF DATE: 20200904
DATE AS OF CHANGE: 20200904
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MENDELSOHN LAWRENCE
CENTRAL INDEX KEY: 0001033026
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36844
FILM NUMBER: 201162645
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Ajax Corp.
CENTRAL INDEX KEY: 0001614806
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 465211780
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9400 SW BEAVERTON-HILLSDALE HIGHWAY
STREET 2: SUITE 131
CITY: BEAVERTON
STATE: OR
ZIP: 97005
BUSINESS PHONE: 503-295-5800
MAIL ADDRESS:
STREET 1: 9400 SW BEAVERTON-HILLSDALE HIGHWAY
STREET 2: SUITE 131
CITY: BEAVERTON
STATE: OR
ZIP: 97005
4
1
wf-form4_159925652192140.xml
FORM 4
X0306
4
2020-09-03
0
0001614806
Great Ajax Corp.
AJX
0001033026
MENDELSOHN LAWRENCE
9400 SW BEAVERTON-HILLSDALE HWY,
SUITE 131
BEAVERTON
OR
97005
1
1
0
0
CHIEF EXECUTIVE OFFICER
Common Stock, par value $0.01 per share
103434
D
Common Stock, par value $0.01 per share
564960
I
By Thetis Asset Management LLC
Common Stock, par value $0.01 per share
16061
I
By Flanders Street Credit Partners I., L.P.
Common Stock, par value $0.01 per share
2020-09-03
4
A
0
3000
8.9535
A
67349
I
By Aspen Uranus LLC
Common Stock, par value $0.01 per share
73
I
By wife
Common Stock, par value $0.01 per share
73
I
By son
Common Stock, par value $0.01 per share
284285
I
By Gregory Funding LLC
Common Stock, par value $0.01 per share
377
I
By AIM Capital
Common Stock, par value $0.01 per share
1642
I
RPM Capital LLC
Common Stock, par value $0.01 per share
189
I
By wife through RAD Children's Trust
Common Stock, par value $0.01 per share
927343
I
By Aspen Yo LLC
Common Stock, par value $0.01 per share
9191
I
By Mendelsohn Family Limited Partnership
Common Stock, par value $0.01 per share
77627
I
By Great Ajax FS LLC
7.25% Convertible Notes due 2024
14.47
2023-04-30
2024-04-30
Common Stock, par value $0.01 per share
13823.2
8000
I
By Aspen Uranus LLC
Total is reduced by one share for rounding adjustment on stock dividend.
The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose.
Includes 226 shares distributed to Aspen Uranus LLC, 118 shares distributed to AIM Capital, 511 shares distributed to RPM Capital LLC, 59 shares distributed to wife through RAD Children's Trust and 961 shares distributed to Mendelsohn Family Limited Partnership by Thetis Asset Management LLC.
Includes 284,285 shares held by Gregory Funding LLC, 564,960 shares held by Thetis Asset Management LLC, 471 shares held by Aspen Yo LLC and 77,627 shares held by Great Ajax FS LLC reported herein. Total is net of distributions of 78,887 shares to entities not controlled by Mr. Mendelsohn.
Mr. Mendelsohn and certain members of his family are partners of Mendelsohn Family Limited Partnership.
Includes 70 shares from a stock dividend paid to Mendelsohn Family Limited Partnership.
The conversion rate of the 7.25% convertible notes due 2024 (the "Notes") equals 1.7279 shares of the Issuer's common stock per $25.00 principal amount of notes (equivalent to a conversion price of approximately $14.47 per share of the Issuer's common stock). The conversion rate, and thus the conversion price, will be subject to adjustment in accordance with the terms of the Notes.
Calculated based on the conversion rate of 1.7279 shares of the Issuer's common stock per $25.00 principal amount of Notes.
/s/ Lawrence Mendelsohn
2020-09-04