0001628280-20-013348.txt : 20200904 0001628280-20-013348.hdr.sgml : 20200904 20200904175539 ACCESSION NUMBER: 0001628280-20-013348 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200903 FILED AS OF DATE: 20200904 DATE AS OF CHANGE: 20200904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MENDELSOHN LAWRENCE CENTRAL INDEX KEY: 0001033026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36844 FILM NUMBER: 201162645 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Ajax Corp. CENTRAL INDEX KEY: 0001614806 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 465211780 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9400 SW BEAVERTON-HILLSDALE HIGHWAY STREET 2: SUITE 131 CITY: BEAVERTON STATE: OR ZIP: 97005 BUSINESS PHONE: 503-295-5800 MAIL ADDRESS: STREET 1: 9400 SW BEAVERTON-HILLSDALE HIGHWAY STREET 2: SUITE 131 CITY: BEAVERTON STATE: OR ZIP: 97005 4 1 wf-form4_159925652192140.xml FORM 4 X0306 4 2020-09-03 0 0001614806 Great Ajax Corp. AJX 0001033026 MENDELSOHN LAWRENCE 9400 SW BEAVERTON-HILLSDALE HWY, SUITE 131 BEAVERTON OR 97005 1 1 0 0 CHIEF EXECUTIVE OFFICER Common Stock, par value $0.01 per share 103434 D Common Stock, par value $0.01 per share 564960 I By Thetis Asset Management LLC Common Stock, par value $0.01 per share 16061 I By Flanders Street Credit Partners I., L.P. Common Stock, par value $0.01 per share 2020-09-03 4 A 0 3000 8.9535 A 67349 I By Aspen Uranus LLC Common Stock, par value $0.01 per share 73 I By wife Common Stock, par value $0.01 per share 73 I By son Common Stock, par value $0.01 per share 284285 I By Gregory Funding LLC Common Stock, par value $0.01 per share 377 I By AIM Capital Common Stock, par value $0.01 per share 1642 I RPM Capital LLC Common Stock, par value $0.01 per share 189 I By wife through RAD Children's Trust Common Stock, par value $0.01 per share 927343 I By Aspen Yo LLC Common Stock, par value $0.01 per share 9191 I By Mendelsohn Family Limited Partnership Common Stock, par value $0.01 per share 77627 I By Great Ajax FS LLC 7.25% Convertible Notes due 2024 14.47 2023-04-30 2024-04-30 Common Stock, par value $0.01 per share 13823.2 8000 I By Aspen Uranus LLC Total is reduced by one share for rounding adjustment on stock dividend. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. Includes 226 shares distributed to Aspen Uranus LLC, 118 shares distributed to AIM Capital, 511 shares distributed to RPM Capital LLC, 59 shares distributed to wife through RAD Children's Trust and 961 shares distributed to Mendelsohn Family Limited Partnership by Thetis Asset Management LLC. Includes 284,285 shares held by Gregory Funding LLC, 564,960 shares held by Thetis Asset Management LLC, 471 shares held by Aspen Yo LLC and 77,627 shares held by Great Ajax FS LLC reported herein. Total is net of distributions of 78,887 shares to entities not controlled by Mr. Mendelsohn. Mr. Mendelsohn and certain members of his family are partners of Mendelsohn Family Limited Partnership. Includes 70 shares from a stock dividend paid to Mendelsohn Family Limited Partnership. The conversion rate of the 7.25% convertible notes due 2024 (the "Notes") equals 1.7279 shares of the Issuer's common stock per $25.00 principal amount of notes (equivalent to a conversion price of approximately $14.47 per share of the Issuer's common stock). The conversion rate, and thus the conversion price, will be subject to adjustment in accordance with the terms of the Notes. Calculated based on the conversion rate of 1.7279 shares of the Issuer's common stock per $25.00 principal amount of Notes. /s/ Lawrence Mendelsohn 2020-09-04