0001415889-16-005704.txt : 20160429 0001415889-16-005704.hdr.sgml : 20160429 20160429162714 ACCESSION NUMBER: 0001415889-16-005704 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160427 FILED AS OF DATE: 20160429 DATE AS OF CHANGE: 20160429 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Ajax Corp. CENTRAL INDEX KEY: 0001614806 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 465211780 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9400 SW BEAVERTON-HILLSDALE HIGHWAY STREET 2: SUITE 131 CITY: BEAVERTON STATE: OR ZIP: 97005 BUSINESS PHONE: 503-295-5800 MAIL ADDRESS: STREET 1: 9400 SW BEAVERTON-HILLSDALE HIGHWAY STREET 2: SUITE 131 CITY: BEAVERTON STATE: OR ZIP: 97005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MENDELSOHN LAWRENCE CENTRAL INDEX KEY: 0001033026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36844 FILM NUMBER: 161607019 4 1 form4-04292016_010404.xml X0306 4 2016-04-27 0001614806 Great Ajax Corp. AJX 0001033026 MENDELSOHN LAWRENCE 9400 SW BEAVERTON-HILLSDALE HWY SUITE 131 BEAVERTON OR 97005 true true false false CHIEF EXECUTIVE OFFICER Common Stock, par value $0.01 per share 2016-04-27 4 A 0 14916 15.18 A 473681 I By Aspen Yo LLC Common Stock, par value $0.01 per share 2016-04-27 4 A 0 14916 15.18 A 198914 I By Thetis Asset Management LLC Common Stock, par value $0.01 per share 70 I By wife Common Stock, par value $0.01 per share 70 I By daughter Common Stock, par value $0.01 per share 70 I By son Common Stock, par value $0.01 per share 274667 I By Gregory Funding LLC Common Stock, par value $0.01 per share 7018 I By Flanders Street Capital Partners I., L.P. Common Stock, par value $0.01 per share 21452 I By Aspen Uranus LLC Common Stock, par value $0.01 per share 2070 D Common Stock, par value $0.01 per share 5923 I By Mendelsohn Family Limited Partnership Common Stock, par value $0.01 per share 70 I By daughter Payment of management fee to Thetis Asset Management LLC for the first quarter ended March 31, 2016. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. Includes 274,667 shares held by Gregory Funding LLC and 198,914 shares held by Thetis Asset Management LLC reported herein. Flanders Street Capital Partners I., L.P. is managed by Flanders Street Capital Management which is wholly owned by Mr. Mendelsohn. Mr. Mendelsohn and his wife are general partners or agents of certain members of Flanders Street Capital Partners I., L.P. Mr. Mendelsohn and certain members of his family are partners of Mendelsohn Family Limited Partnership. /s/ Judd Roberts for Lawrence Mendelsohn, Attorney-in-Fact 2016-04-29