0001144204-19-013117.txt : 20190308
0001144204-19-013117.hdr.sgml : 20190308
20190308193050
ACCESSION NUMBER: 0001144204-19-013117
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160817
FILED AS OF DATE: 20190308
DATE AS OF CHANGE: 20190308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MENDELSOHN LAWRENCE
CENTRAL INDEX KEY: 0001033026
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36844
FILM NUMBER: 19670562
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Ajax Corp.
CENTRAL INDEX KEY: 0001614806
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 465211780
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9400 SW BEAVERTON-HILLSDALE HIGHWAY
STREET 2: SUITE 131
CITY: BEAVERTON
STATE: OR
ZIP: 97005
BUSINESS PHONE: 503-295-5800
MAIL ADDRESS:
STREET 1: 9400 SW BEAVERTON-HILLSDALE HIGHWAY
STREET 2: SUITE 131
CITY: BEAVERTON
STATE: OR
ZIP: 97005
4
1
tv515780_form4.xml
FORM 4
X0306
4
2016-08-17
0
0001614806
Great Ajax Corp.
AJX
0001033026
MENDELSOHN LAWRENCE
9400 SW BEAVERTON-HILLSDALE HWY,
SUITE 131
BEAVERTON
OR
97005
1
1
0
0
CHIEF EXECUTIVE OFFICER
Common Stock, par value $0.01 per share
2016-08-17
4
A
0
55000
0
A
82070
D
Common Stock, par value $0.01 per share
2019-03-06
4
A
0
51007
15.60
A
604463
I
By Thetis Asset Management LLC
Common Stock, par value $0.01 per share
8518
I
By Flanders Street Capital Partners I., L.P.
Common Stock, par value $0.01 per share
49952
I
By Aspen Uranus LLC
Common Stock, par value $0.01 per share
70
I
By wife
Common Stock, par value $0.01 per share
70
I
By daughter
Common Stock, par value $0.01 per share
70
I
By son
Common Stock, par value $0.01 per share
274667
I
By Gregory Funding LLC
Common Stock, par value $0.01 per share
925068
I
By Aspen Yo LLC
Common Stock, par value $0.01 per share
5923
I
By Mendelsohn Family Limited Partnership
Common Stock, par value $0.01 per share
45938
I
By Great Ajax FS LLC
7.25% Convertible Notes due 2024
15.21
2023-04-30
2024-04-30
Common Stock, par value $0.01 per share
13150.4
8000
I
By Aspen Uranus LLC
Granted pursuant to the 2016 Equity Incentive Plan, which will vest in three equal installments annually starting August 17, 2017. The reporting person inadvertently failed to report this grant on Form 5 for the registrant's 2016 fiscal year.
Payment of management fee to Thetis Asset Management LLC for fourth quarter ended December 31, 2018.
The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose.
Includes 274,667 shares held by Gregory Funding LLC, 604,463 shares held by Thetis Asset Management LLC and 45,938 shares held by Great Ajax FS LLC reported herein.
Mr. Mendelsohn and certain members of his family are partners of Mendelsohn Family Limited Partnership.
The initial conversion rate of the 7.25% convertible notes due 2024 (the "Notes") equals 1.6438 shares of the Issuer's common stock per $25.00 principal amount of notes (equivalent to a conversion price of approximately $15.21 per share of the Issuer's common stock). The conversion rate, and thus the conversion price, will be subject to adjustment in accordance with the terms of the Notes.
Calculated based on the initial conversion rate of 1.6438 shares of the Issuer's common stock per $25.00 principal amount of Notes.
/s/ Lawrence Mendelsohn
2019-03-08